MCHB

SEC source: 0001518715-21-000164 · wf-form4_163405888658151.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,858.53

F3 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: 2,820.92 shares held jointly with Tracy Green, Mr. Green's spouse.

SEC source: 0001518715-21-000165 · wf-form4_163405899739644.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,231

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000166 · wf-form4_163405909582582.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,330

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000162 · wf-form4_163405860214298.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,444.4

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-21-000169 · wf-form4_163406019695767.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,273

Underlying: Common Stock · 453 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-21-000168 · wf-form4_163405944813739.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,346

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-21-000167 · wf-form4_163405928140250.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,740

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000163 · wf-form4_163405875232058.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,021

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-22-000081 · wf-form4_164943858885127.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,694.86

F1 · shares: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-21-000164 · wf-form4_163405888658151.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 711.66

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-21-000164 · wf-form4_163405888658151.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178.53

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,820.92 shares held jointly with Tracy Green, Mr. Green's spouse.

SEC source: 0001518715-21-000164 · wf-form4_163405888658151.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,173.67

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,820.92 shares held jointly with Tracy Green, Mr. Green's spouse.

SEC source: 0001518715-21-000151 · wf-form4_162852164744035.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,432 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On February 10, 2012, the reporting person was granted 48,432 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.

SEC source: 0001518715-21-000151 · wf-form4_162852164744035.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,521

SEC source: 0001518715-21-000151 · wf-form4_162852164744035.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001518715-21-000147 · wf-form4_162819463897934.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 165,000

F1 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

SEC source: 0001518715-21-000146 · wf-form4_162819440082666.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

F1 · balance_after: Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

SEC source: 0001518715-21-000144 · wf-form4_162819389415521.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,595

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.31 to $38.54. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-21-000121 · wf-form4_162620507263335.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,156.44

F3 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: 2,803.69 shares held jointly with Tracy Green, Mr. Green's spouse.

SEC source: 0001518715-21-000122 · wf-form4_162620518934761.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,940

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000123 · wf-form4_162620525364733.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,974

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000119 · wf-form4_162620489010744.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,120.4

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-21-000126 · wf-form4_162620545522496.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,820

Underlying: Common Stock · 413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-21-000125 · wf-form4_162620540568290.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,478

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-21-000124 · wf-form4_162620532254489.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,118

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000120 · wf-form4_162620498053398.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,681

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000121 · wf-form4_162620507263335.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 707.31

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

SEC source: 0001518715-21-000121 · wf-form4_162620507263335.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,605.44

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,803.69 shares held jointly with Tracy Green, Mr. Green's spouse.

SEC source: 0001518715-21-000104 · wf-form4_162207737647369.xml · derivative · entry 3

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,999

Underlying: Common Stock · 1,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On May 26, 2020, the reporting person was granted 5,421 RSUs, which vest incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On May 26, 2020, the reporting person was granted 5,421 RSUs, which vest incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 15,480 RSUs granted on May 11, 2020, which vest incrementally in equal amounts on November 11, 2021 and November 11, 2022, respectively, 3,614 RSUs granted on May 26, 2020, which vest incrementally in equal amounts on May 26, 2022 and May 26, 2023, respectively and 3,905 RSUs granted on January 1, 2021, of which 1,301 shares vest on January 1, 2022, and 1,302 shares vest on each of January 1, 2022 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-21-000104 · wf-form4_162207737647369.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001518715-21-000121 · wf-form4_162620507263335.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,601.11

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,803.69 shares held jointly with Tracy Green, Mr. Green's spouse.

SEC source: 0001518715-21-000101 · wf-form4_162040230626338.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

F1 · balance_after: Excludes 7,740 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

SEC source: 0001518715-21-000083 · wf-form4_161774398181051.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585.42

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: 2,788 shares held jointly with Tracy Green, Mr. Green's spouse.

SEC source: 0001518715-21-000084 · wf-form4_161774410340906.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,675

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000085 · wf-form4_161774421522755.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,650

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000081 · wf-form4_161774367790801.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,806.4

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

SEC source: 0001518715-21-000088 · wf-form4_161774459887001.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,407

Underlying: Common Stock · 377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

SEC source: 0001518715-21-000087 · wf-form4_161774442434432.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,800

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

SEC source: 0001518715-21-000086 · wf-form4_161774431769682.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000082 · wf-form4_161774384078791.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,372

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

SEC source: 0001518715-21-000070 · wf-form4_161715023362976.xml · derivative · entry 4

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: The reporting person's remaining RSUs includes 303 RSUs granted on March 28 2019, which vest on March 28, 2022; 764 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 732 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-21-000070 · wf-form4_161715023362976.xml · derivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 909 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 909 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-21-000070 · wf-form4_161715023362976.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on March 28, 2020.

SEC source: 0001518715-21-000070 · wf-form4_161715023362976.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

SEC source: 0001518715-21-000073 · wf-form4_161715043399336.xml · derivative · entry 4

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: The reporting person's remaining RSUs includes 505 RSUs granted on March 28 2019, which vest on March 28, 2022; 1,768 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 1,697 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-21-000073 · wf-form4_161715043399336.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,854

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-21-000073 · wf-form4_161715043399336.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on March 28, 2020.

SEC source: 0001518715-21-000073 · wf-form4_161715043399336.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

SEC source: 0001518715-21-000075 · wf-form4_161715305391863.xml · derivative · entry 7

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,720

Underlying: Common Stock · 1,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · balance_after: The reporting person's remaining RSUs includes 993 RSUs granted on March 28 2019, which vest on March 28, 2022; 2,922 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 2,805 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-21-000075 · wf-form4_161715305391863.xml · derivative · entry 6

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,181

Underlying: Common Stock · 993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,979 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.