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Nasdaq · USD

MCHB

Mechanics Bancorp

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4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2022 Filed Jan 13, 2022 00:23 UTC
Voss DonDirector
GrantRestricted Stock Units · Derivative 348 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000018 · wf-form4_164203337214743.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Stock · 348 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuers common stock. Deferred RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: These deferred RSUs were issued pursuant to the Issuer's non-employee director compensation policy. The deferred RSUs are fully vested at the time of grant and will be settled when the Reporting Person leaves the Issuer's Board of Directors.

F2 · derivative.expiration_date: These deferred RSUs were issued pursuant to the Issuer's non-employee director compensation policy. The deferred RSUs are fully vested at the time of grant and will be settled when the Reporting Person leaves the Issuer's Board of Directors.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:33 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 561 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000004 · wf-form4_164133920007326.xml · derivative · entry 5

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

Underlying: Common Stock · 561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:33 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
GrantRestricted Stock Units · Derivative 1,119 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000004 · wf-form4_164133920007326.xml · derivative · entry 4

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119

Underlying: Common Stock · 1,119 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:33 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 169 $52.00 $8,788.00
Disclosure

SEC source: 0001518715-22-000004 · wf-form4_164133920007326.xml · nonDerivative · entry 2

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:33 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 561 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000004 · wf-form4_164133920007326.xml · nonDerivative · entry 1

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:39 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000010 · wf-form4_164133956690975.xml · derivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:39 UTC
Hand Erik DEVP, Mortgage Lending Director
GrantRestricted Stock Units · Derivative 502 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000010 · wf-form4_164133956690975.xml · derivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502

Underlying: Common Stock · 502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:39 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000010 · wf-form4_164133956690975.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:39 UTC
Harper TroyEVP & CIO
Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000009 · wf-form4_164133954152520.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022, and 566 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022, and 566 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:39 UTC
Harper TroyEVP & CIO
GrantRestricted Stock Units · Derivative 1,162 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000009 · wf-form4_164133954152520.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

Underlying: Common Stock · 1,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:39 UTC
Harper TroyEVP & CIO
Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000009 · wf-form4_164133954152520.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:40 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionRestricted Stock Units · Derivative 935 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000012 · wf-form4_164133961994953.xml · derivative · entry 5

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870

Underlying: Common Stock · 935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:40 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
GrantRestricted Stock Units · Derivative 1,940 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000012 · wf-form4_164133961994953.xml · derivative · entry 4

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940

Underlying: Common Stock · 1,940 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023, and 647 shares vest on each of January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023, and 647 shares vest on each of January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:40 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Tax withholdingCommon Stock 282 $52.00 $14,664.00
Disclosure

SEC source: 0001518715-22-000012 · wf-form4_164133961994953.xml · nonDerivative · entry 2

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,885

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:40 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 935 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000012 · wf-form4_164133961994953.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:37 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 3,865 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000006 · wf-form4_164133939992364.xml · derivative · entry 5

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,730

Underlying: Common Stock · 3,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:37 UTC
MASON MARK KDirector · CEO, President
GrantRestricted Stock Units · Derivative 7,710 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000006 · wf-form4_164133939992364.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,710

Underlying: Common Stock · 7,710 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:37 UTC
MASON MARK KDirector · CEO, President
Tax withholdingCommon Stock 1,095 $52.00 $56,940.00
Disclosure

SEC source: 0001518715-22-000006 · wf-form4_164133939992364.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,288

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:37 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 3,865 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000006 · wf-form4_164133939992364.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:38 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 643 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000008 · wf-form4_164133950327309.xml · derivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:38 UTC
ISEMAN JAY CEVP - Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,321 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000008 · wf-form4_164133950327309.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321

Underlying: Common Stock · 1,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:38 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 194 $52.00 $10,088.00
Disclosure

SEC source: 0001518715-22-000008 · wf-form4_164133950327309.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,970

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:38 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 643 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000008 · wf-form4_164133950327309.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:40 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 711 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000011 · wf-form4_164133959469326.xml · derivative · entry 4

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422

Underlying: Common Stock · 711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:40 UTC
EVANS GODFREY BEVP - General Counsel
GrantRestricted Stock Units · Derivative 1,461 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000011 · wf-form4_164133959469326.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock · 1,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:40 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 214 $52.00 $11,128.00
Disclosure

SEC source: 0001518715-22-000011 · wf-form4_164133959469326.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,750

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:40 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 711 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000011 · wf-form4_164133959469326.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:37 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 470 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000007 · wf-form4_164133945373544.xml · derivative · entry 5

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Stock · 470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,412 RSUs, of which 470 shares vest on January 1, 2022, and 471 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,412 RSUs, of which 470 shares vest on January 1, 2022, and 471 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:37 UTC
LEMON PAULETTEEVP - Retail Banking Director
GrantRestricted Stock Units · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000007 · wf-form4_164133945373544.xml · derivative · entry 4

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 1,005 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:37 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 142 $52.00 $7,384.00
Disclosure

SEC source: 0001518715-22-000007 · wf-form4_164133945373544.xml · nonDerivative · entry 2

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,089.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:37 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000007 · wf-form4_164133945373544.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,231.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:36 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,301 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000005 · wf-form4_164133936465888.xml · derivative · entry 4

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,604

Underlying: Common Stock · 1,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022, and 1,302 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022, and 1,302 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:36 UTC
MICHEL JOHNEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 2,647 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000005 · wf-form4_164133936465888.xml · derivative · entry 3

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:36 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,301 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000005 · wf-form4_164133936465888.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · balance_after: Excludes 7,740 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:32 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000002 · wf-form4_164133906544147.xml · derivative · entry 4

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,560 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,560 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:32 UTC
VINCENT MARY LEVP - Chief Risk Officer
GrantRestricted Stock Units · Derivative 1,068 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000002 · wf-form4_164133906544147.xml · derivative · entry 3

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068

Underlying: Common Stock · 1,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,068 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,068 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:32 UTC
VINCENT MARY LEVP - Chief Risk Officer
Tax withholdingCommon Stock 157 $52.00 $8,164.00
Disclosure

SEC source: 0001518715-22-000002 · wf-form4_164133906544147.xml · nonDerivative · entry 2

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,248.8

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:32 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000002 · wf-form4_164133906544147.xml · nonDerivative · entry 1

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,405.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:32 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 791 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000003 · wf-form4_164133912149350.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: Common Stock · 791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:32 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
GrantRestricted Stock Units · Derivative 1,625 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000003 · wf-form4_164133912149350.xml · derivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

Underlying: Common Stock · 1,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023, and 542 shares vest on each of January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023, and 542 shares vest on each of January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:32 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000003 · wf-form4_164133912149350.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:24 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionEmployee Stock Option (Right To Buy) · Derivative 3,229 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001518715-21-000191 · wf-form4_163891945546682.xml · derivative · entry 4

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,229 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 10, 2012, the reporting person was granted 9,688 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:24 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 1,325 $49.93 $66,157.25
Disclosure

SEC source: 0001518715-21-000191 · wf-form4_163891945546682.xml · nonDerivative · entry 2

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,761.2

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:24 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 3,229 $11.00 $35,519.00
Disclosure

SEC source: 0001518715-21-000191 · wf-form4_163891945546682.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,086.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Jan 12, 2022 19:24 UTC OtherCommon Stock 3.35 $53.05 $177.72
Disclosure

SEC source: 0001518715-22-000021 · wf-form4_164203348123947.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 715.01

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Read SEC document
November 24, 2021 Filed Jan 12, 2022 19:24 UTC OtherCommon Stock 13.27 $53.14 $705.17
Disclosure

SEC source: 0001518715-22-000021 · wf-form4_164203348123947.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,875.54

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,834.19 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
November 24, 2021 Filed Apr 8, 2022 13:23 UTC OtherCommon Stock 1.9 $53.05 $100.80
Disclosure

SEC source: 0001518715-22-000081 · wf-form4_164943858885127.xml · nonDerivative · entry 2

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,696.76

F1 · shares: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
November 23, 2021 Filed Jan 12, 2022 19:24 UTC OtherCommon Stock 3.74 $53.05 $198.41
Disclosure

SEC source: 0001518715-22-000021 · wf-form4_164203348123947.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,862.27

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,834.19 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 19:05 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,740 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000187 · wf-form4_163700310330989.xml · derivative · entry 3

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,259

Underlying: Common Stock · 7,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021, and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021, and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 7,740 RSUs granted on May 11, 2020, which vest on November 11, 2022, 3,614 RSUs granted on May 26, 2020, which vest incrementally in equal amounts on May 26, 2022 and May 26, 2023, respectively and 3,905 RSUs granted on January 1, 2021, of which 1,301 shares vest on January 1, 2022, and 1,302 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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November 11, 2021 Filed Nov 15, 2021 19:05 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 7,740 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000187 · wf-form4_163700310330989.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.