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NYSE · USD

MCB

Metropolitan Bank Holding Corp.

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Tapewire entity
4894
SEC CIK
0001476034
Parsed reports
405

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202607
Feb 202600
Mar 202610
Apr 202600
May 202601
Jun 202605
Jul 202611
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Jan 3, 2019 21:20 UTC
DeFazio Mark RDirector · President and CEO
Tax withholdingCommon Stock 1,007 $30.70 $30,914.90
Disclosure

SEC source: 0001567619-19-000285 · doc1.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,009

F1 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017.

F2 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:12 UTC
Rosenberg NickEVP and CTO
Tax withholdingCommon Stock 271 $30.70 $8,319.70
Disclosure

SEC source: 0001567619-19-000275 · doc1.xml · nonDerivative · entry 1

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,670

F1 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F2 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F3 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:10 UTC
Guarino Michael ASVP and Legal Counsel
Tax withholdingCommon Stock 197 $30.70 $6,047.90
Disclosure

SEC source: 0001567619-19-000270 · doc1.xml · nonDerivative · entry 1

Guarino Michael A · CIK 0001720767 · SVP and Legal Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,120

F1 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F2 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F3 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 20:32 UTC
DeFazio Mark RDirector · President and CEO
Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001567619-18-008007 · doc1.xml · derivative · entry 4

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 20:32 UTC
DeFazio Mark RDirector · President and CEO
Tax withholdingCommon Stock 8,844 $33.92 $299,988.48
Disclosure

SEC source: 0001567619-18-008007 · doc1.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,016

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F3 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017.

F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 20:32 UTC
DeFazio Mark RDirector · President and CEO
Exercise / conversionCommon Stock 10,000 $30.00 $300,000.00
Disclosure

SEC source: 0001567619-18-008007 · doc1.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F3 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017.

F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 18:52 UTC Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001567619-18-008097 · doc1.xml · derivative · entry 7

PATENT ROBERT C · CIK 0001008343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 18:52 UTC Exercise / conversionCommon Stock 3,000 $30.00 $90,000.00
Disclosure

SEC source: 0001567619-18-008097 · doc1.xml · nonDerivative · entry 1

PATENT ROBERT C · CIK 0001008343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:04 UTC Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001567619-18-007219 · doc1.xml · derivative · entry 3

Wolf George J Jr · CIK 0001720770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:04 UTC Tax withholdingCommon Stock 2,501 $35.98 $89,985.98
Disclosure

SEC source: 0001567619-18-007219 · doc1.xml · nonDerivative · entry 2

Wolf George J Jr · CIK 0001720770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,275

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:04 UTC Exercise / conversionCommon Stock 3,000 $30.00 $90,000.00
Disclosure

SEC source: 0001567619-18-007219 · doc1.xml · nonDerivative · entry 1

Wolf George J Jr · CIK 0001720770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:00 UTC Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001567619-18-007217 · doc1.xml · derivative · entry 2

Goldberg Mark H · CIK 0001720764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:00 UTC Exercise / conversionCommon Stock 3,000 $30.00 $90,000.00
Disclosure

SEC source: 0001567619-18-007217 · doc1.xml · nonDerivative · entry 1

Goldberg Mark H · CIK 0001720764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 13:22 UTC Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001567619-18-006423 · doc1.xml · derivative · entry 2

GAVRIN DAVID M · CIK 0001094527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 13:22 UTC Exercise / conversionCommon Stock 3,000 $30.00 $90,000.00
Disclosure

SEC source: 0001567619-18-006423 · doc1.xml · nonDerivative · entry 1

GAVRIN DAVID M · CIK 0001094527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 16:30 UTC
Perri Gerard AEVP and COO
PurchaseCommon Stock 225 $36.55 $8,223.75
Disclosure

SEC source: 0001567619-18-004754 · doc1.xml · nonDerivative · entry 1

Perri Gerard A · CIK 0001725791 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,725

F1 · shares: This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a sale transaction which occurred on August 8, 2018 and was previously reported on a Form 4. Mr. Perri has paid the Issuer $2,099.15 (inclusive of a previous disgorgement paid in August 2018), representing the full amount of profit realized in connection with the short-swing transactions.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 13:21 UTC PurchaseCommon Stock 750 $46.38 $34,785.00
Disclosure

SEC source: 0001567619-18-000336 · doc1.xml · nonDerivative · entry 1

FABIANO ANTHONY J · CIK 0001257178 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:08 UTC
Perri Gerard AEVP and COO
PurchaseCommon Stock 500 $45.80 $22,899.50
Disclosure

SEC source: 0001567619-18-000259 · doc1.xml · nonDerivative · entry 2

Perri Gerard A · CIK 0001725791 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,500

F1 · shares: These transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Perri has paid the Issuer $27.44, representing the full amount of profit realized in connection with the short-swing transactions.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 21:08 UTC
Perri Gerard AEVP and COO
SaleCommon Stock 224 $45.92 $10,286.35
Disclosure

SEC source: 0001567619-18-000259 · doc1.xml · nonDerivative · entry 1

Perri Gerard A · CIK 0001725791 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,000

F1 · shares: These transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Perri has paid the Issuer $27.44, representing the full amount of profit realized in connection with the short-swing transactions.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:42 UTC
Rosenberg NickEVP and CTO
Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001140361-18-029074 · doc1.xml · derivative · entry 6

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:42 UTC
Rosenberg NickEVP and CTO
Tax withholdingCommon Stock 1,678 $53.61 $89,957.58
Disclosure

SEC source: 0001140361-18-029074 · doc1.xml · nonDerivative · entry 2

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,941

F1 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F2 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F3 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:42 UTC
Rosenberg NickEVP and CTO
Exercise / conversionCommon Stock 3,000 $30.00 $90,000.00
Disclosure

SEC source: 0001140361-18-029074 · doc1.xml · nonDerivative · entry 1

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F2 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F3 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:52 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026529 · doc1.xml · nonDerivative · entry 1

PATENT ROBERT C · CIK 0001008343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,595

F4 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 15:47 UTC
GAVRIN DAVID MDirector · Chairman of the Board
GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026515 · doc1.xml · nonDerivative · entry 1

GAVRIN DAVID M · CIK 0001094527 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,665

F4 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 15:48 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026520 · doc1.xml · nonDerivative · entry 1

MITCHELL TERENCE J · CIK 0001233330 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

F1 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

Read SEC document
May 29, 2018 Filed May 31, 2018 15:56 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026533 · doc1.xml · nonDerivative · entry 1

RAMIREZ MARIA F · CIK 0001233336 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

F2 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

F1 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 20:00 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026537 · doc1.xml · nonDerivative · entry 1

GUTMAN HARVEY · CIK 0001229895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,801

F3 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 15:46 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026512 · doc1.xml · nonDerivative · entry 1

Fredston Dale C · CIK 0001327439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

F1 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:58 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026535 · doc1.xml · nonDerivative · entry 1

Reinhardt William · CIK 0001720775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,932

F2 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

F1 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:54 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026531 · doc1.xml · nonDerivative · entry 1

Wolf George J Jr · CIK 0001720770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776

F4 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:51 UTC
Gold David JDirector
GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026527 · doc1.xml · nonDerivative · entry 1

Gold David J · CIK 0001720765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,341

F1 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:51 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026524 · doc1.xml · nonDerivative · entry 1

Goldberg Mark H · CIK 0001720764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

F4 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:48 UTC GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026519 · doc1.xml · nonDerivative · entry 1

Usdan Robert I · CIK 0001603782 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Endicott Managment Company

Disclosed balance after: 817

F2 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

Read SEC document
May 07, 2018 Filed May 8, 2018 12:47 UTC
GAVRIN DAVID MDirector · Chairman of the Board
OtherCommon Stock 6,948 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022100 · doc1.xml · nonDerivative · entry 1

GAVRIN DAVID M · CIK 0001094527 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,848

F2 · date: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

F4 · shares: Reflects shares received pursuant to the dissolution and distribution of PASL Holding LLC.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:47 UTC OtherCommon Stock 5,094 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022103 · doc1.xml · nonDerivative · entry 1

Goldberg Mark H · CIK 0001720764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,449

F4 · shares: Reflects shares received pursuant to the dissolution and distribution of PASL Holding LLC.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:45 UTC OtherCommon Stock 8,793 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022096 · doc1.xml · nonDerivative · entry 2

Wolf George J Jr · CIK 0001720770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,959

F4 · shares: Reflects shares received pursuant to the dissolution and distribution of PASL Holding LLC.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:45 UTC OtherCommon Stock 361,739 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022096 · doc1.xml · nonDerivative · entry 1

Wolf George J Jr · CIK 0001720770 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By PASL Holding LLC

Disclosed balance after: 0

F4 · shares: Reflects shares received pursuant to the dissolution and distribution of PASL Holding LLC.

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January 31, 2018 Filed Jan 31, 2018 18:17 UTC
Perri Gerard AEVP and COO
PurchaseCommon Stock 2,000 $45.43 $90,861.00
Disclosure

SEC source: 0001140361-18-004101 · doc1.xml · nonDerivative · entry 1

Perri Gerard A · CIK 0001725791 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,224

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January 01, 2018 Filed Jan 3, 2018 22:48 UTC
Rosenberg NickEVP and CTO
Tax withholdingCommon Stock 311 $42.10 $13,093.10
Disclosure

SEC source: 0001140361-18-000535 · doc1.xml · nonDerivative · entry 2

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,139

F7 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F3 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F4 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F5 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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January 01, 2018 Filed Jan 3, 2018 22:46 UTC
Guarino Michael ASVP and Legal Counsel
Tax withholdingCommon Stock 253 $42.10 $10,651.30
Disclosure

SEC source: 0001140361-18-000532 · doc1.xml · nonDerivative · entry 2

Guarino Michael A · CIK 0001720767 · SVP and Legal Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,317

F6 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F3 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F4 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F5 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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January 01, 2018 Filed Jan 3, 2018 22:45 UTC
Rojeski KarenSVP&Chief Credit Risk Officer
Tax withholdingCommon Stock 229 $42.10 $9,640.90
Disclosure

SEC source: 0001140361-18-000530 · doc1.xml · nonDerivative · entry 2

Rojeski Karen · CIK 0001720769 · SVP&Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,683

F5 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F2 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F3 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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December 31, 2017 Filed Jan 3, 2018 22:48 UTC
Rosenberg NickEVP and CTO
Tax withholdingCommon Stock 369 $42.10 $15,534.90
Disclosure

SEC source: 0001140361-18-000535 · doc1.xml · nonDerivative · entry 1

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,450

F7 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F3 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F4 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F5 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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December 31, 2017 Filed Jan 3, 2018 22:46 UTC
Guarino Michael ASVP and Legal Counsel
Tax withholdingCommon Stock 246 $42.10 $10,356.60
Disclosure

SEC source: 0001140361-18-000532 · doc1.xml · nonDerivative · entry 1

Guarino Michael A · CIK 0001720767 · SVP and Legal Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,570

F6 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F3 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F4 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F5 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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December 31, 2017 Filed Jan 3, 2018 22:45 UTC
DeFazio Mark RDirector · President and CEO
Tax withholdingCommon Stock 1,099 $42.10 $46,267.90
Disclosure

SEC source: 0001140361-18-000526 · doc1.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,860

F6 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F3 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017.

F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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December 31, 2017 Filed Jan 3, 2018 22:45 UTC
Rojeski KarenSVP&Chief Credit Risk Officer
Tax withholdingCommon Stock 221 $42.10 $9,304.10
Disclosure

SEC source: 0001140361-18-000530 · doc1.xml · nonDerivative · entry 1

Rojeski Karen · CIK 0001720769 · SVP&Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,912

F5 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F2 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F3 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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December 21, 2017 Filed Dec 26, 2017 21:15 UTC
Rosenberg NickEVP and CTO
Tax withholdingCommon Stock 184 $45.50 $8,372.00
Disclosure

SEC source: 0001140361-17-047377 · doc1.xml · nonDerivative · entry 1

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,819

F7 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F3 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F4 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F5 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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December 21, 2017 Filed Dec 26, 2017 21:14 UTC
Guarino Michael ASVP and Legal Counsel
Tax withholdingCommon Stock 184 $45.50 $8,372.00
Disclosure

SEC source: 0001140361-17-047376 · doc1.xml · nonDerivative · entry 1

Guarino Michael A · CIK 0001720767 · SVP and Legal Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,816

F6 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F3 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F4 · balance_after: Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.

F5 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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December 21, 2017 Filed Dec 26, 2017 21:13 UTC
DeFazio Mark RDirector · President and CEO
Tax withholdingCommon Stock 572 $45.50 $26,026.00
Disclosure

SEC source: 0001140361-17-047374 · doc1.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,860

F6 · shares: Reflects net settlement of shares resulting from withholding for payment of taxes due on vesting shares of restricted stock.

F1 · balance_after: Includes shares of restricted stock granted on December 21, 2012 and vest at a rate of 25% per year commencing on December 21, 2014.

F2 · balance_after: Includes shares of restricted stock granted on February 14, 2014 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F3 · balance_after: Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.

F4 · balance_after: Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.

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December 01, 2017 Filed Feb 27, 2018 17:09 UTC
Rosenberg NickEVP and CTO
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010350 · doc1.xml · nonDerivative · entry 4

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 3

Disclosed balance after: 20

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December 01, 2017 Filed Feb 27, 2018 17:09 UTC
Rosenberg NickEVP and CTO
GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-010350 · doc1.xml · nonDerivative · entry 3

Rosenberg Nick · CIK 0001720773 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 2

Disclosed balance after: 250

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.