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DeFazio Mark R

Disclosed activity across 1 company

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55291
SEC CIK
0001720742

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Metropolitan Bank Holding Corp.MCB · Entity 4894Director · President and CEOMarch 28, 2026March 31, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Metropolitan Bank Holding Corp.

Report date March 28, 2026 · Filed March 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect150,583 Reported balance After 2026-03-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-28 · Tax withholding · Disposed 6,050 · Balance 150,583

F1: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 6,050 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations.

F2: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 28, 2026.

F3: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F4: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F5: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027.

F6: Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.

F7: Includes restricted stock units granted on March 2, 2026 that vest 100% commencing on March 2, 2027.

F8: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 26, 2026.

Common StockSEC Table I · non-derivativeIndirectBy LLC5,882 Reported balance Holding disclosure · report date 2026-03-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,882

Common StockSEC Table I · non-derivativeIndirectBy 401(k)3,603.936 Reported balance Holding disclosure · report date 2026-03-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,603.936

Filing footnotes · ownership attribution and instrument terms

F1: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 6,050 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations.

F2: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 28, 2026.

F3: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F4: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F5: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027.

F6: Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.

F7: Includes restricted stock units granted on March 2, 2026 that vest 100% commencing on March 2, 2027.

F8: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 26, 2026.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2026 Filed Mar 31, 2026 00:35 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Tax withholdingCommon Stock 6,050 $80.65 $487,932.50
Disclosure

SEC source: 0001720742-26-000006 · form4-03302026_080301.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,583

F1 · shares: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 6,050 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations.

F2 · balance_after: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 28, 2026.

F3 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F4 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F5 · balance_after: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027.

F6 · balance_after: Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.

F7 · balance_after: Includes restricted stock units granted on March 2, 2026 that vest 100% commencing on March 2, 2027.

F8 · balance_after: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 26, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:40 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Tax withholdingCommon Stock 9,445 $84.15 $794,796.75
Disclosure

SEC source: 0001720742-26-000004 · form4-03032026_070301.xml · nonDerivative · entry 4

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,633

F9 · shares: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 9,445 shares were withheld by the Issuer in respect of tax withholding obligations.

F1 · balance_after: On March 26, 2025, the Reporting Person was granted 35,205 restricted stock units which were to vest, if at all, subject to the satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. On February 27, 2026, the Compensation Committee of the Board of Directors of Metropolitan Bank Holding Corp. (the "Issuer") determined that such performance criteria were met, resulting in the Reporting Person earning 35,205 restricted stock units, which vest 33.3% per year commencing on March 26, 2026.

F2 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F3 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F4 · balance_after: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027.

F6 · balance_after: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 26, 2026.

F8 · balance_after: Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.

F10 · balance_after: Includes restricted stock units granted on March 2, 2026 that vest 100% commencing on March 2, 2027.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:40 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001720742-26-000004 · form4-03032026_070301.xml · nonDerivative · entry 3

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,078

F7 · shares: Restricted stock units granted on March 2, 2026 that vest 100% on March 2, 2027.

F1 · balance_after: On March 26, 2025, the Reporting Person was granted 35,205 restricted stock units which were to vest, if at all, subject to the satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. On February 27, 2026, the Compensation Committee of the Board of Directors of Metropolitan Bank Holding Corp. (the "Issuer") determined that such performance criteria were met, resulting in the Reporting Person earning 35,205 restricted stock units, which vest 33.3% per year commencing on March 26, 2026.

F2 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F3 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F4 · balance_after: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027.

F6 · balance_after: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 26, 2026.

F8 · balance_after: Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.

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March 02, 2026 Filed Mar 4, 2026 00:40 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 6,688 $0.00 $0.00
Disclosure

SEC source: 0001720742-26-000004 · form4-03032026_070301.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,078

F5 · shares: Restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.

F1 · balance_after: On March 26, 2025, the Reporting Person was granted 35,205 restricted stock units which were to vest, if at all, subject to the satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. On February 27, 2026, the Compensation Committee of the Board of Directors of Metropolitan Bank Holding Corp. (the "Issuer") determined that such performance criteria were met, resulting in the Reporting Person earning 35,205 restricted stock units, which vest 33.3% per year commencing on March 26, 2026.

F2 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F3 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F4 · balance_after: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027.

F6 · balance_after: Includes restricted stock units granted on March 26, 2025, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on March 26, 2026.

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February 27, 2026 Filed Mar 4, 2026 00:40 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 35,205 $0.00 $0.00
Disclosure

SEC source: 0001720742-26-000004 · form4-03032026_070301.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,390

F1 · shares: On March 26, 2025, the Reporting Person was granted 35,205 restricted stock units which were to vest, if at all, subject to the satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. On February 27, 2026, the Compensation Committee of the Board of Directors of Metropolitan Bank Holding Corp. (the "Issuer") determined that such performance criteria were met, resulting in the Reporting Person earning 35,205 restricted stock units, which vest 33.3% per year commencing on March 26, 2026.

F2 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F3 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F4 · balance_after: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest February 28, 2027.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 22:00 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 5,882 $85.00 $499,970.00
Disclosure

SEC source: 0001720742-26-000002 · form4-02272026_050204.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 5,882

F1 · shares: On February 25, 2026, Metropolitan Bank Holding Corp. (the "Issuer") entered into an underwriting agreement in connection with a firm commitment underwritten public offering (the "Offering"), which closed on February 27, 2026. The Reporting Person purchased 5,882 shares of the Issuer's common stock in the Offering at the public offering price of $85.00 per share.

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June 10, 2025 Filed Jun 12, 2025 23:30 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 2,875 $66.01 $189,784.50
Disclosure

SEC source: 0001415889-25-017065 · form4-06122025_070602.xml · nonDerivative · entry 4

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

F9 · price: The $66.0120 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.8700 to $66.3450, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 9.

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June 10, 2025 Filed Jun 12, 2025 23:30 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 17,642 $65.33 $1,152,604.79
Disclosure

SEC source: 0001415889-25-017065 · form4-06122025_070602.xml · nonDerivative · entry 3

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 2,875

F7 · shares: Includes 3,333 shares previously reported as held directly by the Reporting Person.

F8 · price: The $65.3330 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.8600 to $65.8600, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 8.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 23:30 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 3,241 $66.01 $213,945.54
Disclosure

SEC source: 0001415889-25-017065 · form4-06122025_070602.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,185

F6 · price: The $66.0122 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.8700 to $66.4200, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 6.

F2 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F3 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F4 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F5 · balance_after: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest 1/3 on each of February 28, 2026 and 2027.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 23:30 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 19,873 $65.33 $1,298,362.71
Disclosure

SEC source: 0001415889-25-017065 · form4-06122025_070602.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,426

F1 · price: The $65.3330 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.8600 to $65.8600, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 1.

F2 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F3 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F4 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F5 · balance_after: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest 1/3 on each of February 28, 2026 and 2027.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:00 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Tax withholdingCommon Stock 4,416 $64.67 $285,582.72
Disclosure

SEC source: 0001415889-25-015412 · form4-06032025_080656.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,632

F6 · shares: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 4,416 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F4 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F5 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F7 · balance_after: Includes restricted stock units granted on May 30, 2024, subject to certain performance criteria, that vest at a rate of 33.3% per year commencing on June 1, 2025. The remaining restricted stock units of this award will vest 1/3 on each of February 28, 2026 and 2027.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:35 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 3,333 $54.78 $182,580.07
Disclosure

SEC source: 0001415889-25-008606 · form4-03192025_050301.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 17,184

F5 · price: The $54.7795 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.4000 to $55.1400, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 5.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:35 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 15,088 $54.78 $826,513.10
Disclosure

SEC source: 0001415889-25-008606 · form4-03192025_050301.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,628

F1 · price: The $54.7795 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.4000 to $55.1400, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 1.

F2 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F3 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F4 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:00 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Tax withholdingCommon Stock 17,893 $60.43 $1,081,273.99
Disclosure

SEC source: 0001415889-25-006793 · form4-03042025_080305.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,716

F6 · shares: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 17,893 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations.

F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F4 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F5 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest 100% on March 1, 2025.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 01:00 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 9,453 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006793 · form4-03042025_080305.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,609

F1 · shares: Restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F4 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F5 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest 100% on March 1, 2025.

Read SEC document
February 25, 2025 Filed Jun 3, 2025 21:00 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 24,420 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015412 · form4-06032025_080656.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,048

F1 · date: This transaction is being reported late due to an inadvertent administrative oversight. Form 4s filed by the Reporting Person after February 25, 2025 underreported the number of shares beneficially owned by the Reporting Person. The amount in Column 5 of this Form 4 reflects the number of shares beneficially owned by the Reporting Person as of the date of this report after giving effect to this reported transaction.

F2 · shares: On May 30, 2024, the Reporting Person was granted 48,840 restricted stock units which were to vest, if at all, subject to the satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. On February 25, 2025, the Compensation Committee of the Issuer determined that such performance criteria were partially met, resulting in the Reporting Person earning 24,420 restricted stock units, which vested 1/3 on June 1, 2025. The remaining restricted stock units of this award will vest 1/3 on each of February 28, 2026 and 2027.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F4 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F5 · balance_after: Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.

Read SEC document
July 23, 2024 Filed Jul 24, 2024 21:04 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 57,052 $54.98 $3,136,593.45
Disclosure

SEC source: 0001104659-24-082373 · tm2420099-1_4seq1.xml · nonDerivative · entry 3

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,156

F3 · price: The $54.9778 price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.50 to $55.45, inclusive. The Reporting Person undertakes to provide Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each separate transaction set forth in this Footnote 3.

F4 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F5 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F6 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F7 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest 100% on March 1, 2025.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 21:04 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 658 $55.95 $36,813.65
Disclosure

SEC source: 0001104659-24-082373 · tm2420099-1_4seq1.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,208

F2 · price: The $55.9478 price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.25, inclusive. The Reporting Person undertakes to provide Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each separate transaction set forth in this Footnote 2.

F4 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F5 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F6 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F7 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest 100% on March 1, 2025.

Read SEC document
July 22, 2024 Filed Jul 24, 2024 21:04 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 SaleCommon Stock 34,328 $55.33 $1,899,282.42
Disclosure

SEC source: 0001104659-24-082373 · tm2420099-1_4seq1.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,866

F1 · price: The $55.3275 price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.90 to $55.89, inclusive. The Reporting Person undertakes to provide Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each separate transaction set forth in this Footnote 1.

F4 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F5 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F6 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F7 · balance_after: Includes restricted stock units granted on March 1, 2024 that vest 100% on March 1, 2025.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:35 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Tax withholdingCommon Stock 12,972 $38.00 $492,936.00
Disclosure

SEC source: 0001104659-24-030680 · tm247964-1_4seq1.xml · nonDerivative · entry 5

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,194

F4 · kind: These shares of common stock were not sold in an open-market transaction.

F8 · shares: Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 12,972 shares were withheld by the Company in respect of tax withholding obligations.

F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:35 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 24,313 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030680 · tm247964-1_4seq1.xml · nonDerivative · entry 4

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,166

F7 · shares: Restricted stock units granted on March 1, 2024 that vest 100% on March 1, 2025.

F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:35 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 12,156 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030680 · tm247964-1_4seq1.xml · nonDerivative · entry 3

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,853

F6 · shares: Restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.

F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:35 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Tax withholdingCommon Stock 29,290 $40.82 $1,195,617.80
Disclosure

SEC source: 0001104659-24-030680 · tm247964-1_4seq1.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,697

F4 · kind: These shares of common stock were not sold in an open-market transaction.

F5 · shares: Upon delivery to the Reporting Person of the shares of common stock underlying the 2022 RSUs as well as certain other shares of common stock that were previously disclosed as having vested, but which were delivered simultaneously with the shares underlying the 2022 RSUs, 29,290 shares were withheld by Metropolitan Bank Holding Corp. (the "Company") in respect of tax withholding obligations.

F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 02:35 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 20,800 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030680 · tm247964-1_4seq1.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,987

F1 · shares: On June 1, 2022, the Reporting Person was granted 20,800 restricted stock units (the "2022 RSUs") which were to vest, if at all, subject to the satisfaction of certain performance criteria. The performance criteria for the fiscal year ended December 31, 2023 were met, resulting in the vesting of the 2022 RSUs.

F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:50 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 70,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001104659-23-081265 · tm2321405-1_4.xml · derivative · entry 8

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:50 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 30,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001104659-23-081265 · tm2321405-1_4.xml · derivative · entry 7

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:50 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 74,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001104659-23-081265 · tm2321405-1_4.xml · derivative · entry 6

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,000 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:50 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 46,200 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001104659-23-081265 · tm2321405-1_4.xml · derivative · entry 5

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,200 shares

Expires 2023-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:50 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Tax withholdingCommon Stock 148,545 $39.03 $5,797,711.35
Disclosure

SEC source: 0001104659-23-081265 · tm2321405-1_4.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,187

F1 · kind: Reflects shares of Metropolitan Bank Holding Corp. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 220,200 shares of Common Stock, pursuant to which 148,545 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 71,655 shares of Common Stock being issued to the Reporting Person on a net basis.

F6 · shares: These shares of Common Stock were not sold in an open-market transaction.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:50 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionCommon Stock 220,200 $18.00 $3,963,600.00
Disclosure

SEC source: 0001104659-23-081265 · tm2321405-1_4.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects shares of Metropolitan Bank Holding Corp. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 220,200 shares of Common Stock, pursuant to which 148,545 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 71,655 shares of Common Stock being issued to the Reporting Person on a net basis.

F2 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022.

F3 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023.

F4 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.

F5 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest 100% on March 1, 2024.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 100 $21.53 $2,153.00
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 17

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 20,517

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 269 $21.47 $5,775.43
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 16

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 20,417

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 69 $21.43 $1,478.67
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 15

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 20,148

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 200 $21.42 $4,284.00
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 14

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 20,079

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 19 $21.42 $406.89
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 13

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 19,879

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 4,800 $22.11 $106,104.00
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 12

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 19,860

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 200 $22.10 $4,420.00
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 11

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 15,060

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 50 $22.00 $1,100.00
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 10

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,860

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 50 $21.99 $1,099.50
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 9

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,810

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 85 $21.98 $1,868.30
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 8

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,760

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 155 $21.97 $3,405.35
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 7

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,675

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 65 $21.96 $1,427.40
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 6

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,520

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 45 $21.93 $986.85
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 5

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,455

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 50 $21.91 $1,095.50
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 4

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,410

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 100 $21.90 $2,190.00
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 3

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,360

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 14,100 $25.15 $354,615.00
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 2

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,260

Read SEC document
March 13, 2023 Filed Mar 13, 2023 17:34 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 PurchaseCommon Stock 160 $25.08 $4,012.80
Disclosure

SEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 1

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 160

Read SEC document
March 06, 2023 Filed Mar 7, 2023 19:08 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionStock Options · Derivative 70,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001567619-23-004569 · doc1.xml · derivative · entry 6

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 19:08 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionStock Options · Derivative 30,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001567619-23-004569 · doc1.xml · derivative · entry 5

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 19:08 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionStock Options · Derivative 74,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001567619-23-004569 · doc1.xml · derivative · entry 4

DeFazio Mark R · CIK 0001720742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,000 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.