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Goldberg Mark H

Disclosed activity across 1 company

Tapewire entity
162093
SEC CIK
0001720764

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Metropolitan Bank Holding Corp.MCB · Entity 4894DirectorNovember 30, 2018December 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Metropolitan Bank Holding Corp.

Report date November 30, 2018 · Filed December 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect55,266 Reported balance After 2018-11-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-11-30 · Exercise / conversion · Acquired 3,000 · Balance 55,266

F1: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2018-12-17Direct0 Reported balance After 2018-11-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-11-30 · Exercise / conversion · Disposed 3,000 · Balance 0

F3: Fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

F3: Fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2018 Filed Dec 3, 2018 19:00 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionStock Options · Derivative 3,000 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001567619-18-007217 · doc1.xml · derivative · entry 2

Goldberg Mark H · CIK 0001720764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:00 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 Exercise / conversionCommon Stock 3,000 $30.00 $90,000.00
Disclosure

SEC source: 0001567619-18-007217 · doc1.xml · nonDerivative · entry 1

Goldberg Mark H · CIK 0001720764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 19:51 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 GrantCommon Stock 817 $48.99 $40,024.83
Disclosure

SEC source: 0001140361-18-026524 · doc1.xml · nonDerivative · entry 1

Goldberg Mark H · CIK 0001720764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

F4 · price: Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:47 UTC Metropolitan Bank Holding Corp. MCB · Entity 4894 OtherCommon Stock 5,094 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022103 · doc1.xml · nonDerivative · entry 1

Goldberg Mark H · CIK 0001720764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,449

F4 · shares: Reflects shares received pursuant to the dissolution and distribution of PASL Holding LLC.

F1 · balance_after: Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.

F2 · balance_after: Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.