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MBUU

MALIBU BOATS, INC.

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5439
SEC CIK
0001590976
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358

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2020 Filed Nov 5, 2020 21:05 UTC GrantClass A Common Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000089 · wf-form4_160461028937347.xml · nonDerivative · entry 1

Connolly Michael · CIK 0001511461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,457

F1 · kind: In accordance with the Issuer's Director's Compensation Policy (the "Policy"), the reporting person was issued an equity award of 1,376 stock units on November 3, 2020 for his service on the board of directors of the Issuer.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:30 UTC GrantClass A Common Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000097 · wf-form4_160461170559042.xml · nonDerivative · entry 1

Chhina Ivar S. · CIK 0001598463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,599

F1 · kind: In accordance with the Issuer's Director's Compensation Policy (the "Policy"), the reporting person was issued an equity award of 1,376 stock units on November 3, 2020 for his service on the board of directors of the Issuer.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:27 UTC GrantClass A Common Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000096 · wf-form4_160461148636009.xml · nonDerivative · entry 1

Lanigan Mark W. · CIK 0001599097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,393

F1 · kind: In accordance with the Issuer's Director's Compensation Policy (the "Policy"), the reporting person was issued an equity award of 1,376 stock units on November 3, 2020 for his service on the board of directors of the Issuer.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:24 UTC GrantClass A Common Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000095 · wf-form4_160461124569745.xml · nonDerivative · entry 1

Hooks Michael K. · CIK 0001598589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,643

F1 · kind: In accordance with the Issuer's Director's Compensation Policy (the "Policy"), the reporting person was issued an equity award of 1,376 stock units on November 3, 2020 for his service on the board of directors of the Issuer.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:20 UTC GrantClass A Common Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000094 · wf-form4_160461098317268.xml · nonDerivative · entry 1

Buch James R. · CIK 0001598649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,599

F1 · kind: In accordance with the Issuer's Director's Compensation Policy (the "Policy"), the reporting person was issued an equity award of 1,376 stock units on November 3, 2020 for his service on the board of directors of the Issuer.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:16 UTC
Wilson Wayne R.Chief Financial Officer
GrantClass A Common Stock 5,768 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000093 · wf-form4_160461080995822.xml · nonDerivative · entry 1

Wilson Wayne R. · CIK 0001598780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,002

F1 · kind: The reporting person was issued an equity award of 5,768 shares of restricted stock on November 3, 2020 in consideration of services performed for the Issuer in fiscal 2020.

F2 · kind: The shares of restricted stock will vest in four equal installments beginning on November 6, 2021.

F3 · balance_after: As of the filing date hereof, also includes 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020, and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:13 UTC
Lewis Joan MDirector
GrantClass A Common Stock 1,376 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000092 · wf-form4_160461064372656.xml · nonDerivative · entry 1

Lewis Joan M · CIK 0001630504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,246

F1 · shares: In accordance with the Issuer's Directors' Compensation Policy, the reporting person was issued an equity award of 1,376 shares of Class A Common Stock on November 3, 2020 for her service on the board of directors of the Issuer.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:10 UTC
Springer Jackie D. Jr.Director · Chief Executive Officer
GrantClass A Common Stock 12,979 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000091 · wf-form4_160461047383108.xml · nonDerivative · entry 1

Springer Jackie D. Jr. · CIK 0001598726 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,741

F1 · kind: The reporting person was issued an equity award of 12,979 shares of restricted stock on November 3, 2020 in consideration of services performed for the Issuer in fiscal 2020.

F2 · kind: The shares of restricted stock will vest in four substantially equal installments beginning on November 6, 2021.

F3 · balance_after: As of the filing date hereof, also includes 5,500 shares of restricted stock vesting in two equal annual installments beginning on November 6, 2020, 9,000 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2020 and 14,718 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:07 UTC
Anderson Ritchie L.Chief Operating Officer
GrantClass A Common Stock 5,768 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000090 · wf-form4_160461034114660.xml · nonDerivative · entry 1

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,937

F1 · kind: The reporting person was issued an equity award of 5,768 shares of restricted stock on November 3, 2020 in consideration of services performed for the Issuer in fiscal 2020.

F2 · kind: The shares of restricted stock will vest in four equal installments beginning on November 6, 2021.

F3 · balance_after: As of the filing date hereof, also includes 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020, and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:09 UTC GrantClass A Common Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000085 · wf-form4_160166936097303.xml · nonDerivative · entry 1

Connolly Michael · CIK 0001511461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,081

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 356 stock units for the portion of the annual retainer earned for the quarterly period ended September 30, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:10 UTC GrantClass A Common Stock 432 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000087 · wf-form4_160166939583086.xml · nonDerivative · entry 1

Hooks Michael K. · CIK 0001598589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,267

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 432 stock units for the portion of the annual retainer earned for the quarterly period ended September 30, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:09 UTC GrantClass A Common Stock 406 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000086 · wf-form4_160166937924716.xml · nonDerivative · entry 1

Lanigan Mark W. · CIK 0001599097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,017

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 406 stock units for the portion of the annual retainer earned for the quarterly period ended September 30, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:05 UTC
Springer Jackie D. Jr.Director · Chief Executive Officer
Tax withholdingClass A Common Stock 1,233 $50.25 $61,958.25
Disclosure

SEC source: 0001590976-20-000077 · wf-form4_160045950208702.xml · nonDerivative · entry 2

Springer Jackie D. Jr. · CIK 0001598726 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,762

F3 · kind: Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock awards referenced in footnote (1).

F2 · balance_after: As of the filing date hereof, also includes 5,062 shares of restricted stock vesting on November 4, 2020, 5,500 shares of restricted stock vesting in two equal annual installments beginning on November 6, 2020, 9,000 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2020 and 14,718 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:05 UTC
Springer Jackie D. Jr.Director · Chief Executive Officer
GrantClass A Common Stock 5,062 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000077 · wf-form4_160045950208702.xml · nonDerivative · entry 1

Springer Jackie D. Jr. · CIK 0001598726 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,995

F1 · kind: Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 4, 2016.

F2 · balance_after: As of the filing date hereof, also includes 5,062 shares of restricted stock vesting on November 4, 2020, 5,500 shares of restricted stock vesting in two equal annual installments beginning on November 6, 2020, 9,000 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2020 and 14,718 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:04 UTC
Wilson Wayne R.Chief Financial Officer
Tax withholdingClass A Common Stock 792 $50.25 $39,798.00
Disclosure

SEC source: 0001590976-20-000076 · wf-form4_160045948509533.xml · nonDerivative · entry 2

Wilson Wayne R. · CIK 0001598780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,234

F3 · kind: Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock awards referenced in footnote (1).

F2 · balance_after: As of the filing date hereof, also includes 1,750 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:04 UTC
Wilson Wayne R.Chief Financial Officer
GrantClass A Common Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000076 · wf-form4_160045948509533.xml · nonDerivative · entry 1

Wilson Wayne R. · CIK 0001598780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,026

F1 · kind: Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 4, 2016.

F2 · balance_after: As of the filing date hereof, also includes 1,750 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:04 UTC
Anderson Ritchie L.Chief Operating Officer
Tax withholdingClass A Common Stock 914 $50.25 $45,928.50
Disclosure

SEC source: 0001590976-20-000075 · wf-form4_160045946845029.xml · nonDerivative · entry 2

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,169

F3 · kind: Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock awards referenced in footnote (1).

F2 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:04 UTC
Anderson Ritchie L.Chief Operating Officer
GrantClass A Common Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000075 · wf-form4_160045946845029.xml · nonDerivative · entry 1

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,083

F1 · kind: Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 4, 2016.

F2 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:06 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $42.13 $0.00
Disclosure

SEC source: 0001590976-20-000071 · wf-form4_159924999316217.xml · derivative · entry 7

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Class A Common Stock · 3,125 shares

Expires 2024-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The initial options to purchase 12,500 shares vest in four equal installments beginning on August 22, 2019. As of the filing date hereof, options to purchase 6,250 shares had fully vested and options for those shares have been fully exercised, including the exercise of options shown above. The remaining options to purchase 6,250 shares will vest in two equal annual installments beginning on August 22, 2021.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:06 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,500 $0.00 Strike: $25.85 $0.00
Disclosure

SEC source: 0001590976-20-000071 · wf-form4_159924999316217.xml · derivative · entry 6

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Class A Common Stock · 6,500 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The initial options to purchase 26,000 shares vest in four equal installments beginning on June 29, 2018. As of the filing date hereof, options to purchase 19,500 shares had fully vested and options for those shares have been fully exercised, including the exercise of options shown above. The remaining options to purchase 6,500 shares will vest on June 29, 2021.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:06 UTC
Anderson Ritchie L.Chief Operating Officer
SaleClass A Common Stock 16,422 $54.09 $888,265.98
Disclosure

SEC source: 0001590976-20-000071 · wf-form4_159924999316217.xml · nonDerivative · entry 5

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,333

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.51, inclusive.

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:06 UTC
Anderson Ritchie L.Chief Operating Officer
SaleClass A Common Stock 367 $55.36 $20,317.12
Disclosure

SEC source: 0001590976-20-000071 · wf-form4_159924999316217.xml · nonDerivative · entry 4

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,755

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.04 to $55.45, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:06 UTC
Anderson Ritchie L.Chief Operating Officer
SaleClass A Common Stock 100 $56.48 $5,648.00
Disclosure

SEC source: 0001590976-20-000071 · wf-form4_159924999316217.xml · nonDerivative · entry 3

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,122

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:06 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionClass A Common Stock 3,125 $42.13 $131,656.25
Disclosure

SEC source: 0001590976-20-000071 · wf-form4_159924999316217.xml · nonDerivative · entry 2

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:06 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionClass A Common Stock 6,500 $25.85 $168,025.00
Disclosure

SEC source: 0001590976-20-000071 · wf-form4_159924999316217.xml · nonDerivative · entry 1

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:18 UTC GrantClass A Common Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000059 · wf-form4_159363464633078.xml · nonDerivative · entry 1

Connolly Michael · CIK 0001511461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,725

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 335 stock units for the portion of the annual retainer earned for the quarterly period ended June 30, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:14 UTC GrantClass A Common Stock 383 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000058 · wf-form4_159363442810553.xml · nonDerivative · entry 1

Lanigan Mark W. · CIK 0001599097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,611

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 383 stock units for the portion of the annual retainer earned for the quarterly period ended June 30, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 20:12 UTC GrantClass A Common Stock 407 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000057 · wf-form4_159363425165265.xml · nonDerivative · entry 1

Hooks Michael K. · CIK 0001598589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,835

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 407 stock units for the portion of the annual retainer earned for the quarterly period ended June 30, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:13 UTC SaleClass A Common Stock 3,000 $50.67 $152,010.00
Disclosure

SEC source: 0001590976-20-000056 · wf-form4_159078319203547.xml · nonDerivative · entry 1

MURPHY PETER E · CIK 0001205857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,223

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.602 to $51.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Represents stock units that are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Issuer's Directors' Compensation Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:06 UTC ConversionUnits of Malibu Boats Holdings, LLC · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000055 · wf-form4_159017794598520.xml · derivative · entry 3

Lanigan Mark W. · CIK 0001599097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,136

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.

F2 · shares: The reporting person exchanged LLC Units for the equivalent number of shares of the Issuer's Class A Common Stock in accordance with the terms of the Exchange Agreement.

F1 · derivative.exercise_date: Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.

F1 · derivative.expiration_date: Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:06 UTC SaleClass A Common Stock 25,000 $45.89 $1,147,250.00
Disclosure

SEC source: 0001590976-20-000055 · wf-form4_159017794598520.xml · nonDerivative · entry 2

Lanigan Mark W. · CIK 0001599097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,228

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.65 to $46.15, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes stock units that are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Issuer's Directors' Compensation Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:06 UTC ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000055 · wf-form4_159017794598520.xml · nonDerivative · entry 1

Lanigan Mark W. · CIK 0001599097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.

F2 · kind: The reporting person exchanged LLC Units for the equivalent number of shares of the Issuer's Class A Common Stock in accordance with the terms of the Exchange Agreement.

F3 · balance_after: Includes stock units that are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Issuer's Directors' Compensation Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:15 UTC ConversionUnits of Malibu Boats Holdings, LLC · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000053 · wf-form4_158991931226650.xml · derivative · entry 3

Hooks Michael K. · CIK 0001598589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.

F2 · kind: The reporting person exchanged LLC Units for the equivalent number of shares of the Issuer's Class A Common Stock in accordance with the terms of the Exchange Agreement.

F2 · shares: The reporting person exchanged LLC Units for the equivalent number of shares of the Issuer's Class A Common Stock in accordance with the terms of the Exchange Agreement.

F1 · derivative.exercise_date: Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.

F1 · derivative.expiration_date: Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:15 UTC SaleClass A Common Stock 12,500 $45.79 $572,375.00
Disclosure

SEC source: 0001590976-20-000053 · wf-form4_158991931226650.xml · nonDerivative · entry 2

Hooks Michael K. · CIK 0001598589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,428

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.34 to $45.96, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Includes stock units that are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Issuer's Directors' Compensation Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:15 UTC ConversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000053 · wf-form4_158991931226650.xml · nonDerivative · entry 1

Hooks Michael K. · CIK 0001598589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of exchange agreements (the "Exchange Agreement") between Malibu Boats, Inc. (the "Issuer") and holders of limited liability company interests of Malibu Boats Holdings, LLC (the "LLC Units"), a holder of LLC Units has the right to exchange LLC Units for shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or at the Issuer's option, other than in the event of a change in control, for a cash payment equal to the market value of the LLC Units. The LLC Units have no expiration date.

F2 · kind: The reporting person exchanged LLC Units for the equivalent number of shares of the Issuer's Class A Common Stock in accordance with the terms of the Exchange Agreement.

F3 · balance_after: Includes stock units that are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Issuer's Directors' Compensation Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 21:53 UTC GrantClass A Common Stock 599 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000028 · wf-form4_158577802035200.xml · nonDerivative · entry 1

Connolly Michael · CIK 0001511461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,390

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 599 stock units for the portion of the annual retainer earned for the quarterly period ended March 31, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 21:55 UTC GrantClass A Common Stock 685 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000029 · wf-form4_158577809398633.xml · nonDerivative · entry 1

Lanigan Mark W. · CIK 0001599097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,228

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 685 stock units for the portion of the annual retainer earned for the quarterly period ended March 31, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 21:52 UTC GrantClass A Common Stock 727 $0.00 $0.00
Disclosure

SEC source: 0001590976-20-000027 · wf-form4_158577795294806.xml · nonDerivative · entry 1

Hooks Michael K. · CIK 0001598589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,428

F1 · kind: Pursuant to the Issuer's Directors' Compensation Policy (the "Policy"), directors may elect that their cash annual retainer be converted into either fully vested (i) shares of the Issuer's Class A Common Stock or (ii) rights to receive an award of stock units that will be paid on a deferred basis. In accordance with the reporting person's election, the reporting person was issued 727 stock units for the portion of the annual retainer earned for the quarterly period ended March 31, 2020.

F2 · kind: The stock units are fully vested and payable in an equivalent number of shares of the Issuer's Class A Common Stock upon or as soon as practicable, and in all events within 30 days, following the first to occur of (A) the date of the reporting person's separation from service (as defined in the Policy) or (B) the occurrence of a change in control under the Issuer's Long-Term Incentive Plan.

F3 · balance_after: Represents stock units as described in footnote 2.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:06 UTC
Springer Jackie D. Jr.Director · Chief Executive Officer
PurchaseClass A Common Stock 15,000 $26.30 $394,500.00
Disclosure

SEC source: 0001590976-20-000020 · wf-form4_158438916186281.xml · nonDerivative · entry 2

Springer Jackie D. Jr. · CIK 0001598726 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,933

F1 · balance_after: As of the filing date hereof, also includes 5,062 shares of restricted stock vesting on November 4, 2020, 5,500 shares of restricted stock vesting in two equal annual installments beginning on November 6, 2020, 9,000 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2020 and 14,718 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:06 UTC
Springer Jackie D. Jr.Director · Chief Executive Officer
PurchaseClass A Common Stock 15,000 $25.14 $377,100.00
Disclosure

SEC source: 0001590976-20-000020 · wf-form4_158438916186281.xml · nonDerivative · entry 1

Springer Jackie D. Jr. · CIK 0001598726 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,933

F1 · balance_after: As of the filing date hereof, also includes 5,062 shares of restricted stock vesting on November 4, 2020, 5,500 shares of restricted stock vesting in two equal annual installments beginning on November 6, 2020, 9,000 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2020 and 14,718 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:05 UTC
Wilson Wayne R.Chief Financial Officer
PurchaseClass A Common Stock 7,500 $25.19 $188,925.00
Disclosure

SEC source: 0001590976-20-000019 · wf-form4_158438911667090.xml · nonDerivative · entry 1

Wilson Wayne R. · CIK 0001598780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,776

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.00 to $25.30, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: As of the filing date hereof, also includes 1,750 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $30.87 $0.00
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · derivative · entry 12

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,250 shares

Expires 2023-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: As of date hereof, a performance based option to purchase 1,250 shares had fully vested under options granted on November 6, 2017.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $30.87 $0.00
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · derivative · entry 11

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 1,250 shares

Expires 2023-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in four equal installments beginning on November 6, 2018. As of the date hereof, an option to purchase 2,500 shares had fully vested and an option for 1,250 of those shares have been fully exercised. The remaining options to purchase 2,500 shares will vest in two equal annual installments beginning on November 6, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $42.13 $0.00
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · derivative · entry 10

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Class A Common Stock · 3,125 shares

Expires 2024-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in four equal installments beginning on August 22, 2019. As of the date hereof, an option to purchase 3,125 shares had fully vested and the remaining options to purchase 9,375 shares will vest in three equal annual installments beginning on August 22, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,446 $0.00 Strike: $25.85 $0.00
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · derivative · entry 9

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Class A Common Stock · 2,446 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal installments beginning on June 29, 2018. As of the date hereof, an option to purchase 13,000 shares had fully vested and an option for 6,500 of those shares have been fully exercised. The remaining options to purchase 13,000 shares will vest in two equal annual installments beginning on June 29, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
SaleClass A Common Stock 13,550 $47.36 $641,728.00
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · nonDerivative · entry 7

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,597

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.49, inclusive.

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionClass A Common Stock 1,250 $30.87 $38,587.50
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · nonDerivative · entry 6

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionClass A Common Stock 1,250 $30.87 $38,587.50
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · nonDerivative · entry 5

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionClass A Common Stock 3,125 $42.13 $131,656.25
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · nonDerivative · entry 4

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 21:18 UTC
Anderson Ritchie L.Chief Operating Officer
Exercise / conversionClass A Common Stock 2,446 $25.85 $63,229.10
Disclosure

SEC source: 0001590976-20-000016 · wf-form4_158154230687496.xml · nonDerivative · entry 3

Anderson Ritchie L. · CIK 0001598728 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the filing date hereof, also includes 1,250 shares of restricted stock vesting on November 4, 2020, 2,750 shares of restricted stock vesting in two equal installments beginning on November 6, 2020, 4,500 shares of restricted stock vesting in three equal installments beginning on November 6, 2020 and 6,833 shares of restricted stock vesting in four substantially equal installments beginning on November 6, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.