MBIN

SEC source: 0001562180-25-003960 · primarydocument.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,048

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-003959 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,861

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-003957 · primarydocument.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,205

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-003951 · primarydocument.xml · nonDerivative · entry 1

Dinwiddie Thomas · CIK 0001922063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,906

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-003461 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,574

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.47 to $31.08 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,378 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,771 vesting 2/1/2026; 4,829 vesting 2/1/2027, and 1,778 vesting 2/1/2028.

SEC source: 0001562180-25-003409 · primarydocument.xml · nonDerivative · entry 2

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,269

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.18 to $30.55 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,378 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,771 vesting 2/1/2026; 4,829 vesting 2/1/2027, and 1,778 vesting 2/1/2028.

SEC source: 0001562180-25-003409 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,989

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.17 to $30.17 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 13,378 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,771 vesting 2/1/2026; 4,829 vesting 2/1/2027, and 1,778 vesting 2/1/2028.

SEC source: 0001562180-25-003410 · primarydocument.xml · nonDerivative · entry 2

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,911

F3 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.79 to $30.80 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 50,744 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 25,413 vesting 2/1/2026; 18,477 vesting 2/1/2027, and 6,854 vesting 2/1/2028.

SEC source: 0001562180-25-003410 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,340

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.75 to $30.67 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 50,744 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 25,413 vesting 2/1/2026; 18,477 vesting 2/1/2027, and 6,854 vesting 2/1/2028.

SEC source: 0001562180-25-001518 · primarydocument.xml · nonDerivative · entry 1

Catchings Tamika · CIK 0001920856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,370

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-001522 · primarydocument.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,263

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-001516 · primarydocument.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,776

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-001521 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,325

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-001520 · primarydocument.xml · nonDerivative · entry 1

Shane David N. · CIK 0001718492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,512

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-001519 · primarydocument.xml · nonDerivative · entry 1

Dinwiddie Thomas · CIK 0001922063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,370

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-001517 · primarydocument.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,669

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-25-000905 · primarydocument.xml · nonDerivative · entry 3

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,989,428

F2 · balance_after: Includes 58,203 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 29,807 vesting 2/1/2026; 20,736 vesting 2/1/2027, and 7,660 vesting 2/1/2028.

SEC source: 0001562180-25-000905 · primarydocument.xml · nonDerivative · entry 2

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Julia L. Petrie Irrevocable Trust - 2010

Disclosed balance after: 2,410,152

SEC source: 0001562180-25-000906 · primarydocument.xml · nonDerivative · entry 1

Oznick Terry A · CIK 0001753104 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,843

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 11,163 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,636 vesting 2/1/2026; 4,035 vesting 2/1/2027, and 1,492 vesting 2/1/2028.

SEC source: 0001562180-25-000909 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,693

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 12,493 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,201 vesting 2/1/2026; 4,599 vesting 2/1/2027, and 1,693 vesting 2/1/2028.

SEC source: 0001562180-25-000910 · primarydocument.xml · nonDerivative · entry 1

Langford Kevin T · CIK 0001571084 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,938

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 12,626 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,334 vesting 2/1/2026; 4,599 vesting 2/1/2027, and 1,693 vesting 2/1/2028.

SEC source: 0001562180-25-000911 · primarydocument.xml · nonDerivative · entry 1

Evans Scott A. · CIK 0001718816 · Director · Lynn Market President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,362

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 11,163 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,636 vesting 2/1/2026; 4,035 vesting 2/1/2027, and 1,492 vesting 2/1/2028.

SEC source: 0001562180-25-000912 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,069

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 13,378 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,771 vesting 2/1/2026; 4,829 vesting 2/1/2027, and 1,778 vesting 2/1/2028.

SEC source: 0001562180-25-000908 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,911

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 50,744 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 25,413 vesting 2/1/2026; 18,477 vesting 2/1/2027, and 6,854 vesting 2/1/2028.

SEC source: 0001562180-25-000907 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin A · CIK 0001793725 · President-Warehouse Lending

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,044

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 1,601 unvested restricted stock units vesting on 2/1/2026 for which the reporting person does not have voting rights or receive dividends until vested and shares are issued.

SEC source: 0001562180-25-000905 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,001,419

F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2 · balance_after: Includes 58,203 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 29,807 vesting 2/1/2026; 20,736 vesting 2/1/2027, and 7,660 vesting 2/1/2028.

SEC source: 0001562180-25-000666 · primarydocument.xml · nonDerivative · entry 2

Evans Scott A. · CIK 0001718816 · Director · Lynn Market President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,606

F3 · shares: Sales were pursuant to a 10b5-1 stock trading plan dated August 7, 2024

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.82 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 18,144 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,981 vesting 2/1/2025; 5,636 vesting 2/1/2026; 4,035 vesting 2/1/2027, and 1,492 vesting 2/1/2028.

SEC source: 0001562180-25-000665 · primarydocument.xml · nonDerivative · entry 1

Sievers Sean A. · CIK 0002035266 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,707

F1 · shares: Unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 753 vesting 2/1/2026; 754 vesting 2/1/2027, and 754 vesting 2/1/2028.

F2 · balance_after: Includes 2,261 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 753 vesting 2/1/2026; 754 vesting 2/1/2027, and 754 vesting 2/1/2028.

SEC source: 0001562180-25-000664 · primarydocument.xml · nonDerivative · entry 1

Oznick Terry A · CIK 0001753104 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,628

F1 · shares: Unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,492 vesting 2/1/2026; 1,492 vesting 2/1/2027, and 1,492 vesting 2/1/2028.

F2 · balance_after: Includes 18,144 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,981 vesting 2/1/2025; 5,636 vesting 2/1/2026; 4,035 vesting 2/1/2027, and 1,492 vesting 2/1/2028.

SEC source: 0001562180-25-000662 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,574

F1 · shares: Unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,694 vesting 2/1/2026; 1,693 vesting 2/1/2027, and 1,693 vesting 2/1/2028.

F2 · balance_after: Includes 19,838 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,345 vesting 2/1/2025; 6,201 vesting 2/1/2026; 4,599 vesting 2/1/2027, and 1,693 vesting 2/1/2028.

SEC source: 0001562180-25-000663 · primarydocument.xml · nonDerivative · entry 1

Langford Kevin T · CIK 0001571084 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,830

F1 · shares: Unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,694 vesting 2/1/2026; 1,693 vesting 2/1/2027, and 1,693 vesting 2/1/2028.

F2 · balance_after: Includes 20,104 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,478 vesting 2/1/2025; 6,334 vesting 2/1/2026; 4,599 vesting 2/1/2027, and 1,693 vesting 2/1/2028.

SEC source: 0001562180-25-000666 · primarydocument.xml · nonDerivative · entry 1

Evans Scott A. · CIK 0001718816 · Director · Lynn Market President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,606

F1 · shares: Unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,492 vesting 2/1/2026; 1,492 vesting 2/1/2027, and 1,492 vesting 2/1/2028.

F2 · balance_after: Includes 18,144 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 6,981 vesting 2/1/2025; 5,636 vesting 2/1/2026; 4,035 vesting 2/1/2027, and 1,492 vesting 2/1/2028.

SEC source: 0001562180-25-000661 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,827

F1 · shares: Unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 1,778 vesting 2/1/2026; 1,778 vesting 2/1/2027, and 1,778 vesting 2/1/2028.

F2 · balance_after: Includes 21,918 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,540 vesting 2/1/2025; 6,771 vesting 2/1/2026; 4,829 vesting 2/1/2027, and 1,778 vesting 2/1/2028.

SEC source: 0001562180-25-000660 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,468

F1 · shares: Unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 6,854 vesting 2/1/2026; 6,854 vesting 2/1/2027, and 6,854 vesting 2/1/2028.

F2 · balance_after: Includes 80,248 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 29,504 vesting 2/1/2025; 25,413 vesting 2/1/2026; 18,477 vesting 2/1/2027, and 6,854 vesting 2/1/2028.

SEC source: 0001562180-25-000659 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,013,526

F1 · shares: unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vesting and shares are issued: 7,661 vesting 2/1/2026; 7,660 vesting 2/1/2027, and 7,660 vesting 2/1/2028.

F2 · balance_after: Includes 93,522 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 35,319 vesting 2/1/2025; 29,807 vesting 2/1/2026; 20,736 vesting 2/1/2027, and 7,660 vesting 2/1/2028.

SEC source: 0001562180-25-000204 · primarydocument.xml · nonDerivative · entry 1

Oznick Terry A · CIK 0001753104 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series B preferred stock (including all associated depositary shares representing a 1/40th interest therein) at the liquidation preference prescribed by the issuer's Articles.

SEC source: 0001562180-25-000208 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series B preferred stock (including all associated depositary shares representing a 1/40th interest therein) at the liquidation preference prescribed by the issuer's Articles.

SEC source: 0001562180-25-000206 · primarydocument.xml · nonDerivative · entry 2

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by O'Brien Motors, Inc.

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series B preferred stock (including all associated depositary shares representing a 1/40th interest therein) at the liquidation preference prescribed by the issuer's Articles.

SEC source: 0001562180-25-000206 · primarydocument.xml · nonDerivative · entry 1

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series B preferred stock (including all associated depositary shares representing a 1/40th interest therein) at the liquidation preference prescribed by the issuer's Articles.

SEC source: 0001562180-25-000205 · primarydocument.xml · nonDerivative · entry 1

Dunlap Michael J. · CIK 0001718495 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Redemption by the issuer of all outstanding shares of Series B preferred stock (including all associated depositary shares representing a 1/40th interest therein) at the liquidation preference prescribed by the issuer's Articles.

SEC source: 0001562180-24-008395 · primarydocument.xml · nonDerivative · entry 1

Petrie Michael F. · CIK 0001718348 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse is Trustee of the Emily J. Petrie Irrevocable Trust - 2010

Disclosed balance after: 2,611,424

SEC source: 0001562180-24-008149 · primarydocument.xml · nonDerivative · entry 1

Koors Jerry F. · CIK 0001718490 · Merchants Mortgage President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,494

F1 · balance_after: Includes 14,758 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,345 vesting 2/1/2025; 4,507 vesting 2/1/2026, and 2,906 vesting 2/1/2027.

SEC source: 0001562180-24-008148 · primarydocument.xml · nonDerivative · entry 1

Langford Kevin T · CIK 0001571084 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,750

F1 · balance_after: Includes 15,024 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 7,478 vesting 2/1/2025; 4,640 vesting 2/1/2026, and 2,906 vesting 2/1/2027.

SEC source: 0001562180-24-007862 · primarydocument.xml · nonDerivative · entry 1

Dury Michael R. · CIK 0001718356 · CEO of Merchants Capital

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,493

F1 · shares: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.06 to $39.45 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 16,584 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 8,540 vesting 2/1/2025; 4,993 vesting 2/1/2026, and 3,051 vesting 2/1/2027.

SEC source: 0001562180-24-007822 · primarydocument.xml · nonDerivative · entry 2

Catchings Tamika · CIK 0001920856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,961

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-24-007827 · primarydocument.xml · nonDerivative · entry 1

Sellers Anne E. · CIK 0001719301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,854

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-24-007826 · primarydocument.xml · nonDerivative · entry 1

JUSTER ANDREW · CIK 0001235743 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,367

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-24-007825 · primarydocument.xml · nonDerivative · entry 1

Gilroy Sue Anne · CIK 0001718493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,260

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-24-007824 · primarydocument.xml · nonDerivative · entry 1

Dinwiddie Thomas · CIK 0001922063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,961

F1 · price: This award represents the equity portion of the Reporting Person's quarterly retainer for service as a director of the Issuer. The number of shares awarded was determined by dividing the dollar value of the equity portion by the price shown, which was the closing price of one share of the Issuer's common stock on the day immediately prior to the most recent scheduled quarterly board meeting, and rounding up to the next whole share.

SEC source: 0001562180-24-007823 · primarydocument.xml · nonDerivative · entry 3

O'Brien Patrick D. · CIK 0001719805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,916