Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2017 Filed Jun 21, 2017 21:49 UTC |
GILBERT STEVEN JDirector
|
PurchaseCommon Stock | 50,000 | $8.96 | $448,000.00 |
DisclosureSEC source: 0000814585-17-000012 · primary_doc.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,073 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.94 to $8.97, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:14 UTC |
GILBERT STEVEN JDirector
|
GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013545 · doc4.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,073 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:09 UTC |
Curry Keith D.Director
|
GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013542 · doc4.xml · nonDerivative · entry 1 Curry Keith D. · CIK 0001649523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,244 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:03 UTC |
VAUGHAN RICHARD CDirector
|
GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013539 · doc4.xml · nonDerivative · entry 1 VAUGHAN RICHARD C · CIK 0001228948 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,673 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:59 UTC |
RINEHART CHARLES RDirector
|
GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013534 · doc4.xml · nonDerivative · entry 1 RINEHART CHARLES R · CIK 0001191034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,592 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:59 UTC |
Bruce MaryannDirector
|
GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013533 · doc4.xml · nonDerivative · entry 1 Bruce Maryann · CIK 0001551962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,595 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:54 UTC |
Shasta TheodoreDirector
|
GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013528 · doc4.xml · nonDerivative · entry 1 Shasta Theodore · CIK 0001468776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,817 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:55 UTC |
Scott Lois A.Director
|
GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013529 · doc4.xml · nonDerivative · entry 1 Scott Lois A. · CIK 0001657416 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,008 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:51 UTC |
Chin Francis YDirector
|
GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013526 · doc4.xml · nonDerivative · entry 1 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,491 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:34 UTC Amendment |
Chin Francis YDirector
|
GrantCommon Stock | 406 | $8.22 | $3,337.32 |
DisclosureSEC source: 0000814585-17-000011 · primary_doc.xml · nonDerivative · entry 1 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,370 F1 · shares: Shares acquired in payment of director retainer and meeting fees. F2 · balance_after: This filing is being amended to correct the amount of securities beneficially owned following reported transaction in Table I column 5. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:47 UTC |
Chin Francis YDirector
|
GrantHypothetical Stock Units · Derivative | 1,220.347 | $8.22 Strike: $8.22 | $10,031.25 |
DisclosureSEC source: 0000899243-17-009517 · doc4.xml · derivative · entry 2 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,926.776 Underlying: Common Stock · 1,220.347 shares Expires not disclosed F2 · shares: Contributions credited to units acquired under Directors Deferred Compensation Plan for Retainer and Meeting Fees. F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment. F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:47 UTC |
Chin Francis YDirector
|
GrantCommon Stock | 406 | $8.22 | $3,337.32 |
DisclosureSEC source: 0000899243-17-009517 · doc4.xml · nonDerivative · entry 1 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,307 F1 · shares: Shares acquired in payment of director retainer and meeting fees. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:16 UTC |
Curry Keith D.Director
|
PurchaseCommon Stock | 2,000 | $8.12 | $16,240.00 |
DisclosureSEC source: 0000899243-17-008452 · doc4.xml · nonDerivative · entry 1 Curry Keith D. · CIK 0001649523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,123 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 21:47 UTC |
HAMILTON DOUGLAS CController
|
Tax withholdingCommon Stock | 1,006 | $9.58 | $9,637.48 |
DisclosureSEC source: 0000814585-17-000008 · primary_doc.xml · nonDerivative · entry 1 HAMILTON DOUGLAS C · CIK 0001237574 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,423 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 00:22 UTC |
Fallon William CPresident & COO
|
GrantCommon Stock | 86,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006867 · doc4.xml · nonDerivative · entry 2 Fallon William C · CIK 0001334233 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,646 F3 · shares: Restricted Stock grated pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2019. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 00:22 UTC |
Fallon William CPresident & COO
|
GrantCommon Stock | 43,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006867 · doc4.xml · nonDerivative · entry 1 Fallon William C · CIK 0001334233 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,720 F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:41 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
GrantCommon Stock | 52,681 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000010 · primary_doc.xml · nonDerivative · entry 2 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,888 F2 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2019. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:41 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
GrantCommon Stock | 26,096 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000010 · primary_doc.xml · nonDerivative · entry 1 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,207 F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:16 UTC |
HAMILTON DOUGLAS CController
|
GrantCommon Stock | 12,777 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000009 · primary_doc.xml · nonDerivative · entry 1 HAMILTON DOUGLAS C · CIK 0001237574 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,200 F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The restricted stock vests in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant. Read SEC document |
| March 04, 2017 Filed Mar 6, 2017 22:05 UTC |
HAMILTON DOUGLAS CController
|
Tax withholdingCommon Stock | 1,180 | $9.77 | $11,528.60 |
DisclosureSEC source: 0000814585-17-000007 · primary_doc.xml · nonDerivative · entry 2 HAMILTON DOUGLAS C · CIK 0001237574 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,429 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. Read SEC document |
| March 04, 2017 Filed Mar 6, 2018 22:22 UTC |
Bergonzi Adam T.Assistant Vice President
|
GrantCommon Stock | 3,193 | $8.08 | $25,799.44 |
DisclosureSEC source: 0000814585-18-000005 · primary_doc.xml · nonDerivative · entry 1 Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,211 F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The restricted stock vests in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:50 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 43,851 | $9.96 | $436,755.96 |
DisclosureSEC source: 0000899243-17-006616 · doc4.xml · nonDerivative · entry 1 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486.111 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:05 UTC |
HAMILTON DOUGLAS CController
|
Tax withholdingCommon Stock | 4,423 | $9.96 | $44,053.08 |
DisclosureSEC source: 0000814585-17-000007 · primary_doc.xml · nonDerivative · entry 1 HAMILTON DOUGLAS C · CIK 0001237574 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,609 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:11 UTC |
WERTHEIM RAM DChief Legal Off & Secy
|
Disposition to issuerCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000006 · primary_doc.xml · nonDerivative · entry 1 WERTHEIM RAM D · CIK 0001237582 · Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,580 F1 · shares: Forfeiture of 100,000 shares of performance based restricted stock granted on December 21, 2012. F2 · balance_after: Balance reflects adjustment for Retirement Plan shares. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:28 UTC |
Chin Francis YDirector
|
GrantHypothetical Stock Units · Derivative | 708.675 | $10.98 Strike: $10.98 | $7,781.25 |
DisclosureSEC source: 0000814585-17-000001 · primary_doc.xml · derivative · entry 2 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,706.428 Underlying: Common Stock · 708.675 shares Expires not disclosed F2 · shares: Contributions credited to units acquired under Directors Deferred Compensation Plan for Retainer and Meeting Fees. F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment. F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:28 UTC |
Chin Francis YDirector
|
GrantCommon Stock | 236 | $10.98 | $2,591.28 |
DisclosureSEC source: 0000814585-17-000001 · primary_doc.xml · nonDerivative · entry 1 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,964 F1 · shares: Shares acquired in payment of director retainer and meeting fees. Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 23:21 UTC |
BROWN JOSEPH WDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000005 · primary_doc.xml · nonDerivative · entry 2 BROWN JOSEPH W · CIK 0001205159 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349,622 F2 · shares: Represents 0 (zero) vesting of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| January 02, 2017 Filed Jan 4, 2018 21:17 UTC |
Chin Francis YDirector
|
GrantHypothetical Stock Units · Derivative | 1,380.14 | $7.54 Strike: $7.54 | $10,406.26 |
DisclosureSEC source: 0000814585-18-000003 · primary_doc.xml · derivative · entry 2 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,594.1 Underlying: Common Stock · 1,380.14 shares Expires not disclosed F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees. F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment. F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 23:21 UTC |
BROWN JOSEPH WDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 386,775 | $10.70 | $4,138,492.50 |
DisclosureSEC source: 0000814585-17-000005 · primary_doc.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,099,622 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:35 UTC |
WERTHEIM RAM DEVP, Chief Legal Off & Secy
|
Disposition to issuerCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000004 · primary_doc.xml · nonDerivative · entry 1 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,578 F1 · shares: Represents 0 (zero) vesting of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:15 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
Disposition to issuerCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000003 · primary_doc.xml · nonDerivative · entry 1 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,002 F1 · shares: Represents 0 (zero) vesting of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:51 UTC |
Fallon William CPresident & COO
|
Disposition to issuerCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000002 · primary_doc.xml · nonDerivative · entry 1 Fallon William C · CIK 0001334233 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,658 F1 · shares: Represents 0 (zero) vesting of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:51 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock · Derivative | 150,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0000814585-16-000049 · primary_doc.xml · derivative · entry 3 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2017-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:51 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 107,458 | $11.27 | $1,211,051.66 |
DisclosureSEC source: 0000814585-16-000049 · primary_doc.xml · nonDerivative · entry 2 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,002 F3 · shares: Represents shares forfeited pursuant to Net Settlement Procedure for exercise of employee stock options. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:51 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 150,000 | $5.05 | $757,500.00 |
DisclosureSEC source: 0000814585-16-000049 · primary_doc.xml · nonDerivative · entry 1 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired pursuant to Net Settlement Procedure for exercise of employee stock options. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 21:25 UTC |
WERTHEIM RAM DEVP, Chief Legal Off & Secy
|
SaleCommon Stock | 10,000 | $10.98 | $109,800.00 |
DisclosureSEC source: 0000814585-16-000048 · primary_doc.xml · nonDerivative · entry 4 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,578 F4 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 21:25 UTC |
WERTHEIM RAM DEVP, Chief Legal Off & Secy
|
SaleCommon Stock | 19,000 | $10.94 | $207,860.00 |
DisclosureSEC source: 0000814585-16-000048 · primary_doc.xml · nonDerivative · entry 3 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,578 F3 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 21:25 UTC |
WERTHEIM RAM DEVP, Chief Legal Off & Secy
|
SaleCommon Stock | 25,000 | $10.96 | $274,000.00 |
DisclosureSEC source: 0000814585-16-000048 · primary_doc.xml · nonDerivative · entry 2 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,578 F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:25 UTC |
WERTHEIM RAM DEVP, Chief Legal Off & Secy
|
SaleCommon Stock | 6,000 | $10.89 | $65,340.00 |
DisclosureSEC source: 0000814585-16-000048 · primary_doc.xml · nonDerivative · entry 1 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,578 F1 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:49 UTC |
WERTHEIM RAM DEVP, Chief Legal Off. & Secy
|
Exercise / conversionCommon Stock · Derivative | 200,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0000814585-16-000047 · primary_doc.xml · derivative · entry 3 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off. & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:49 UTC |
WERTHEIM RAM DEVP, Chief Legal Off. & Secy
|
Tax withholdingCommon Stock | 148,983 | $10.67 | $1,589,648.61 |
DisclosureSEC source: 0000814585-16-000047 · primary_doc.xml · nonDerivative · entry 2 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off. & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,578 F3 · shares: Represents shares forfeited pursuant to Net Settlement Procedure for exercise of employee stock options. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:49 UTC |
WERTHEIM RAM DEVP, Chief Legal Off. & Secy
|
Exercise / conversionCommon Stock | 200,000 | $5.05 | $1,010,000.00 |
DisclosureSEC source: 0000814585-16-000047 · primary_doc.xml · nonDerivative · entry 1 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off. & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired pursuant to Net Settlement Procedure for exercise of employee stock options. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 21:06 UTC |
Fallon William CPresident & COO
|
Exercise / conversionCommon Stock · Derivative | 200,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0000814585-16-000046 · primary_doc.xml · derivative · entry 3 Fallon William C · CIK 0001334233 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 21:06 UTC |
Fallon William CPresident & COO
|
Tax withholdingCommon Stock | 150,676 | $10.29 | $1,550,456.04 |
DisclosureSEC source: 0000814585-16-000046 · primary_doc.xml · nonDerivative · entry 2 Fallon William C · CIK 0001334233 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,658 F3 · shares: Represents shares forfeited pursuant to Net Settlement Procedure for exercise of employee stock options. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 21:06 UTC |
Fallon William CPresident & COO
|
Exercise / conversionCommon Stock | 200,000 | $5.05 | $1,010,000.00 |
DisclosureSEC source: 0000814585-16-000046 · primary_doc.xml · nonDerivative · entry 1 Fallon William C · CIK 0001334233 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired pursuant to Net Settlement Procedure for exercise of employee stock options. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 22:30 UTC |
BROWN JOSEPH WDirector · Chief Executive Officer
|
SaleCommon Stock | 248,433 | $10.10 | $2,509,173.30 |
DisclosureSEC source: 0000814585-16-000045 · primary_doc.xml · nonDerivative · entry 1 BROWN JOSEPH W · CIK 0001205159 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,486,397 F1 · shares: Shares of MBIA Inc. (the "Company") stock sold in open market transactions pursuant to a trading plan adopted by Mr. Brown on March 9, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Mr. Brown advised the Company that the shares were sold for tax planning purposes for 2016 to offset capital gains realized by Mr. Brown in connection with the sale in 2016 of non-Company securities as well as to reimburse Mr. Brown for the taxes paid by Mr. Brown in cash, in lieu of by means of net settlement, in connection with vesting of 750,000 shares of restricted stock on December 31, 2015. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:57 UTC |
Chin Francis YDirector
|
GrantHypothetical Stock Units · Derivative | 1,997.754 | $7.79 Strike: $7.79 | $15,562.50 |
DisclosureSEC source: 0000814585-16-000043 · primary_doc.xml · derivative · entry 2 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,997.754 Underlying: Common Stock · 1,997.754 shares Expires not disclosed F2 · shares: Contributions credited to units acquired under Directors Deferred Compensation Plan for Retainer and Meeting Fees. F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment. F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:57 UTC |
Chin Francis YDirector
|
GrantCommon Stock | 665 | $7.79 | $5,180.35 |
DisclosureSEC source: 0000814585-16-000043 · primary_doc.xml · nonDerivative · entry 1 Chin Francis Y · CIK 0001681624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,728 F1 · shares: Shares acquired in payment of director retainer and meeting fees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.