Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MBIA INC
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 336,580 |
Reported balance
After 2017-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 100,000 · Balance 336,580 F1: Forfeiture of 100,000 shares of performance based restricted stock granted on December 21, 2012. F2: Balance reflects adjustment for Retirement Plan shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of 100,000 shares of performance based restricted stock granted on December 21, 2012.
F2: Balance reflects adjustment for Retirement Plan shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Mar 2, 2017 22:11 UTC | MBIA INC MBI · Entity 6171 | Disposition to issuerCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000006 · primary_doc.xml · nonDerivative · entry 1 WERTHEIM RAM D · CIK 0001237582 · Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,580 F1 · shares: Forfeiture of 100,000 shares of performance based restricted stock granted on December 21, 2012. F2 · balance_after: Balance reflects adjustment for Retirement Plan shares. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:35 UTC | MBIA INC MBI · Entity 6171 | Disposition to issuerCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-17-000004 · primary_doc.xml · nonDerivative · entry 1 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,578 F1 · shares: Represents 0 (zero) vesting of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 21:25 UTC | MBIA INC MBI · Entity 6171 | SaleCommon Stock | 10,000 | $10.98 | $109,800.00 |
DisclosureSEC source: 0000814585-16-000048 · primary_doc.xml · nonDerivative · entry 4 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,578 F4 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 21:25 UTC | MBIA INC MBI · Entity 6171 | SaleCommon Stock | 19,000 | $10.94 | $207,860.00 |
DisclosureSEC source: 0000814585-16-000048 · primary_doc.xml · nonDerivative · entry 3 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,578 F3 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 21:25 UTC | MBIA INC MBI · Entity 6171 | SaleCommon Stock | 25,000 | $10.96 | $274,000.00 |
DisclosureSEC source: 0000814585-16-000048 · primary_doc.xml · nonDerivative · entry 2 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,578 F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:25 UTC | MBIA INC MBI · Entity 6171 | SaleCommon Stock | 6,000 | $10.89 | $65,340.00 |
DisclosureSEC source: 0000814585-16-000048 · primary_doc.xml · nonDerivative · entry 1 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,578 F1 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:49 UTC | MBIA INC MBI · Entity 6171 | Exercise / conversionCommon Stock · Derivative | 200,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0000814585-16-000047 · primary_doc.xml · derivative · entry 3 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off. & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:49 UTC | MBIA INC MBI · Entity 6171 | Tax withholdingCommon Stock | 148,983 | $10.67 | $1,589,648.61 |
DisclosureSEC source: 0000814585-16-000047 · primary_doc.xml · nonDerivative · entry 2 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off. & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,578 F3 · shares: Represents shares forfeited pursuant to Net Settlement Procedure for exercise of employee stock options. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:49 UTC | MBIA INC MBI · Entity 6171 | Exercise / conversionCommon Stock | 200,000 | $5.05 | $1,010,000.00 |
DisclosureSEC source: 0000814585-16-000047 · primary_doc.xml · nonDerivative · entry 1 WERTHEIM RAM D · CIK 0001237582 · EVP, Chief Legal Off. & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired pursuant to Net Settlement Procedure for exercise of employee stock options. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.