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Chin Francis Y

Disclosed activity across 1 company

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156227
SEC CIK
0001681624

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MBIA INCMBI · Entity 6171DirectorJuly 01, 2019July 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MBIA INC

Report date July 01, 2019 · Filed July 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,263 Reported balance After 2019-07-01 transaction · row 1
1 source row

Row 1 · 2019-07-01 · Grant · Acquired 359 · Balance 40,263

F1: Shares acquired in payment of director retainer and meeting fees.

Hypothetical Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $9.31Direct14,394.98 Reported balance After 2019-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-07-01 · Grant · Acquired 1,077.47 · Balance 14,394.98

F2: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3: Exercisable and expiration date of units is date of termination of Reporting Person's status as Director which triggers payments.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired in payment of director retainer and meeting fees.

F2: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3: Exercisable and expiration date of units is date of termination of Reporting Person's status as Director which triggers payments.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 3, 2019 21:02 UTC MBIA INC MBI · Entity 6171 GrantHypothetical Stock Units · Derivative 1,077.47 $9.31 Strike: $9.31 $10,031.25
Disclosure

SEC source: 0000814585-19-000024 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,394.98

Underlying: Hypothetical Stock Units · 1,077.47 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration date of units is date of termination of Reporting Person's status as Director which triggers payments.

F3 · derivative.expiration_date: Exercisable and expiration date of units is date of termination of Reporting Person's status as Director which triggers payments.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:02 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 359 $9.31 $3,342.29
Disclosure

SEC source: 0000814585-19-000024 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,263

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
May 13, 2019 Filed May 15, 2019 18:31 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 10,917 $9.16 $99,999.72
Disclosure

SEC source: 0000814585-19-000018 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,821

F1 · shares: Restricted stock granted on May 13, 2019 at a price of $9.16 per share with 1 year vesting on May 13, 2020.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:25 UTC MBIA INC MBI · Entity 6171 GrantHypothetical Stock Units · Derivative 1,291.4 $9.51 Strike: $9.51 $12,281.21
Disclosure

SEC source: 0000814585-19-000017 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,317.51

Underlying: Hypothetical Stock Units · 1,291.4 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:25 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 430 $9.51 $4,089.30
Disclosure

SEC source: 0000814585-19-000017 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,904

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:22 UTC MBIA INC MBI · Entity 6171 PurchaseHypothetical Stock Units · Derivative 1,125.84 $8.91 Strike: $8.91 $10,031.23
Disclosure

SEC source: 0000814585-19-000001 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,026.11

Underlying: Common Stock · 1,125.84 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:22 UTC MBIA INC MBI · Entity 6171 Disposition to issuerCommon Stock 375 $8.91 $3,341.25
Disclosure

SEC source: 0000814585-19-000001 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,474

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:46 UTC MBIA INC mbi · Entity 6171 GrantHypothetical Stock Units · Derivative 927.1 $10.82 Strike: $10.82 $10,031.22
Disclosure

SEC source: 0000814585-18-000033 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,900.27

Underlying: Common Stock · 927.1 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:46 UTC MBIA INC mbi · Entity 6171 GrantCommon Stock 309 $10.82 $3,343.38
Disclosure

SEC source: 0000814585-18-000033 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,099

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:31 UTC MBIA INC MBI · Entity 6171 GrantHypothetical Stock Units · Derivative 1,000.7 $8.90 Strike: $8.90 $8,906.23
Disclosure

SEC source: 0000814585-18-000032 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,973.17

Underlying: Common Stock · 1,000.7 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:31 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 333 $8.90 $2,963.70
Disclosure

SEC source: 0000814585-18-000032 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,790

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:02 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 11,287 $8.86 $100,002.82
Disclosure

SEC source: 0000814585-18-000031 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,456

F1 · shares: Restricted stock granted on May 14, 2018 at a price of $8.86 per share with 1 year vesting on May 14, 2019.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:44 UTC MBIA INC mbi · Entity 6171 GrantHypothetical Stock Units · Derivative 1,378.37 $8.91 Strike: $8.91 $12,281.28
Disclosure

SEC source: 0000814585-18-000026 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,972.47

Underlying: Common Stock · 1,378.37 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payments.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:44 UTC MBIA INC mbi · Entity 6171 GrantCommon Stock 459 $8.91 $4,089.69
Disclosure

SEC source: 0000814585-18-000026 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,532

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:17 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 460 $7.54 $3,468.40
Disclosure

SEC source: 0000814585-18-000003 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,073

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:28 UTC MBIA INC mbi · Entity 6171 GrantHypothetical Stock Units · Derivative 46.13 $8.13 Strike: $8.13 $375.04
Disclosure

SEC source: 0000814585-17-000018 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213.96

Underlying: Common Stock · 46.13 shares

Expires not disclosed

F2 · shares: Reconciliation of additional contribution credited to units acquired under Director Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is the date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is the date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:28 UTC MBIA INC mbi · Entity 6171 GrantCommon Stock 15 $8.13 $121.95
Disclosure

SEC source: 0000814585-17-000018 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,251

F1 · shares: Reconciliation of additional shares acquired in payment of director retainer and meeting fees.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 22:19 UTC MBIA INC mbi · Entity 6171 GrantHypothetical Stock Units · Derivative 53.57 $7.00 Strike: $7.00 $374.99
Disclosure

SEC source: 0000814585-17-000017 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,167.83

Underlying: Common Stock · 53.57 shares

Expires not disclosed

F2 · shares: Reconciliation of additional contribution credited to units acquired under Director Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
October 20, 2017 Filed Oct 24, 2017 22:19 UTC MBIA INC mbi · Entity 6171 GrantCommon Stock 17 $7.00 $119.00
Disclosure

SEC source: 0000814585-17-000017 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,236

F1 · shares: Reconciliation of additional Shares acquired in payment of director retainer and meeting fees.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:05 UTC MBIA INC MBI · Entity 6171 GrantHypotehtical Stock Units · Derivative 1,192.01 $8.73 Strike: $8.73 $10,406.25
Disclosure

SEC source: 0000814585-17-000016 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,114.26

Underlying: Common Stock · 1,192.01 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:05 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 397 $8.73 $3,465.81
Disclosure

SEC source: 0000814585-17-000016 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,219

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:17 UTC MBIA INC mbi · Entity 6171 GrantHypothetical Stock Units · Derivative 995.49 $9.70 Strike: $9.70 $9,656.25
Disclosure

SEC source: 0000814585-17-000014 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922.25

Underlying: Common Stock · 995.49 shares

Expires not disclosed

F2 · shares: Contributions credited to units acquired under Directors Deferred Compensation Plan for Retainer and Meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:17 UTC MBIA INC mbi · Entity 6171 GrantCommon Stock 331 $9.70 $3,210.70
Disclosure

SEC source: 0000814585-17-000014 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,822

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:51 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 12,121 $8.25 $99,998.25
Disclosure

SEC source: 0000899243-17-013526 · doc4.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,491

F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 22:34 UTC Amendment MBIA INC MBI · Entity 6171 GrantCommon Stock 406 $8.22 $3,337.32
Disclosure

SEC source: 0000814585-17-000011 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,370

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

F2 · balance_after: This filing is being amended to correct the amount of securities beneficially owned following reported transaction in Table I column 5.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:47 UTC MBIA INC MBI · Entity 6171 GrantHypothetical Stock Units · Derivative 1,220.347 $8.22 Strike: $8.22 $10,031.25
Disclosure

SEC source: 0000899243-17-009517 · doc4.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,926.776

Underlying: Common Stock · 1,220.347 shares

Expires not disclosed

F2 · shares: Contributions credited to units acquired under Directors Deferred Compensation Plan for Retainer and Meeting Fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:47 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 406 $8.22 $3,337.32
Disclosure

SEC source: 0000899243-17-009517 · doc4.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,307

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:28 UTC MBIA INC MBI · Entity 6171 GrantHypothetical Stock Units · Derivative 708.675 $10.98 Strike: $10.98 $7,781.25
Disclosure

SEC source: 0000814585-17-000001 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,706.428

Underlying: Common Stock · 708.675 shares

Expires not disclosed

F2 · shares: Contributions credited to units acquired under Directors Deferred Compensation Plan for Retainer and Meeting Fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 20:28 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 236 $10.98 $2,591.28
Disclosure

SEC source: 0000814585-17-000001 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,964

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document
January 02, 2017 Filed Jan 4, 2018 21:17 UTC MBIA INC MBI · Entity 6171 GrantHypothetical Stock Units · Derivative 1,380.14 $7.54 Strike: $7.54 $10,406.26
Disclosure

SEC source: 0000814585-18-000003 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,594.1

Underlying: Common Stock · 1,380.14 shares

Expires not disclosed

F2 · shares: Contribution credited to units acquired under Directors Deferred Compensation Plan for retainer and meeting fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:57 UTC MBIA INC MBI · Entity 6171 GrantHypothetical Stock Units · Derivative 1,997.754 $7.79 Strike: $7.79 $15,562.50
Disclosure

SEC source: 0000814585-16-000043 · primary_doc.xml · derivative · entry 2

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997.754

Underlying: Common Stock · 1,997.754 shares

Expires not disclosed

F2 · shares: Contributions credited to units acquired under Directors Deferred Compensation Plan for Retainer and Meeting Fees.

F3 · derivative.exercise_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

F3 · derivative.expiration_date: Exercisable and expiration dates of units is date of termination of Reporting Person's status as Director which triggers payment.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:57 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 665 $7.79 $5,180.35
Disclosure

SEC source: 0000814585-16-000043 · primary_doc.xml · nonDerivative · entry 1

Chin Francis Y · CIK 0001681624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

F1 · shares: Shares acquired in payment of director retainer and meeting fees.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.