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Bergonzi Adam T.

Disclosed activity across 1 company

Tapewire entity
62676
SEC CIK
0001717578

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MBIA INCMBI · Entity 6171Assistant Vice PresidentMarch 04, 2026March 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MBIA INC

Report date March 04, 2026 · Filed March 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect943,262 Reported balance After 2026-03-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-04 · Tax withholding · Disposed 13,280 · Balance 943,262

F1: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2: Balance reflects adjustment for retirement plan shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2: Balance reflects adjustment for retirement plan shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2026 Filed Mar 5, 2026 21:16 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 13,280 $6.88 $91,366.40
Disclosure

SEC source: 0000814585-26-000042 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 943,262

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 21:24 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 9,098 $6.50 $59,137.00
Disclosure

SEC source: 0000814585-26-000025 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 956,542

F3 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 21:24 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 115,385 $6.50 $750,002.50
Disclosure

SEC source: 0000814585-26-000025 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,640

F1 · shares: Time-based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 23:08 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 6,771 $7.16 $48,480.36
Disclosure

SEC source: 0000814585-26-000006 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,255

F1 · shares: All of the additional shares (for the target performance and the shares for the dividend value) will be added to the original performance shares granted to each NEO on 3/3/23. The new total number of shares will vest 1/3 on the 3rd anniversary of the original grant (3/3/26), 1/3 on the 4th anniversary (3/3/27) and the final 1/3 on the 5th anniversary (3/3/28) of the original grant.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:30 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 136,612 $5.49 $749,999.88
Disclosure

SEC source: 0000814585-25-000019 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,484

F3 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:30 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 16,997 $5.49 $93,313.53
Disclosure

SEC source: 0000814585-25-000019 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,872

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:27 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 259,835 $5.53 $1,436,887.55
Disclosure

SEC source: 0000814585-25-000013 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723,869

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 31, 2024 Filed Jan 6, 2025 21:32 UTC MBIA INC mbi · Entity 6171 Disposition to issuerCommon Stock 32,469 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000005 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,965

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 31, 2024 Filed Jan 7, 2025 15:18 UTC Amendment MBIA INC mbi · Entity 6171 Disposition to issuerCommon Stock 32,469 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000009 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983,704

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

F2 · balance_after: This Form 5 is being amended to correct an administrative error, in which the previously reported shares beneficially owned by the Reporting Person is incorrect and now reflects an increase in the number of shares reported as beneficially owned by the Reporting Person.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:51 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 13,532 $6.58 $89,040.56
Disclosure

SEC source: 0000814585-24-000027 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,173

F3 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:54 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 16,997 $6.47 $109,970.59
Disclosure

SEC source: 0000814585-24-000022 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,785

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:51 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 115,920 $6.47 $750,002.40
Disclosure

SEC source: 0000814585-24-000027 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,029,705

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2024 Filed Mar 4, 2024 23:38 UTC MBIA INC mbi · Entity 6171 Tax withholdingCommon Stock 12,729 $6.71 $85,411.59
Disclosure

SEC source: 0000814585-24-000015 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 930,782

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:53 UTC MBIA INC mbi · Entity 6171 GrantCommon Stock 10,679 $6.77 $72,296.83
Disclosure

SEC source: 0000814585-24-000010 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 943,511

F1 · shares: Additional new shares granted representing the dividend value attributable to the performance shares awarded on 12/31/23 over target due to the performance score of 118% for the March 2021 performance grant to the NEO's. These shares will vest on the same vesting cycle as the March '21 performance shares (1/3 in March 2024, 1/3 in March 2025 and the final 1/3 in March 2026).

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:26 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 9,037 $6.12 $55,306.44
Disclosure

SEC source: 0000814585-24-000002 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,085

F1 · shares: Additional shares added to the original performance shares granted on 3/4/21. The new total number of shares will vest 1/3 on the 3rd anniversary of the original grant (3/4/24), 1/3 on the 4th anniversary of the original grant (3/4/25) and the final 1/3 on the 5th anniversary of the original grant (3/4/26).

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:32 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 17,269.207 $7.16 $123,647.52
Disclosure

SEC source: 0000814585-23-000031 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923,048

F1 · shares: Reinvestment of dividend issued on December 22, 2023.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:18 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 3,967 $12.28 $48,714.76
Disclosure

SEC source: 0000814585-23-000016 · primary_doc.xml · nonDerivative · entry 3

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,779

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 23:18 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 11,239 $12.46 $140,037.94
Disclosure

SEC source: 0000814585-23-000016 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,746

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:18 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 13,815 $12.46 $172,134.90
Disclosure

SEC source: 0000814585-23-000016 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,985

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:29 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 31,982 $12.46 $398,495.72
Disclosure

SEC source: 0000814585-23-000010 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,800

F3 · shares: The vesting of the March 2023 performance-based share awards will be contingent on Total Shareholder Return over a three year performance period beginning December 31, 2022 and ending on December 31, 2025. The beginning stock price is the closing share price as of 12/31/22 and ending stock price will be the average stock price over the 60 trading days preceding and including the last day of the performance period. Earned shares will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment subject to certain exceptions. Performance-based shares not earned will be forfeited.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:29 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 20,064 $12.46 $249,997.44
Disclosure

SEC source: 0000814585-23-000010 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,818

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 31, 2022 Filed Jan 9, 2023 21:22 UTC MBIA INC MBI · Entity 6171 Disposition to issuerCommon Stock 6,033 $0.00 $0.00
Disclosure

SEC source: 0000814585-23-000003 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,754

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 21:28 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 5,977 $14.10 $84,275.70
Disclosure

SEC source: 0000814585-22-000015 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,787

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 21:28 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 9,557 $14.10 $134,753.70
Disclosure

SEC source: 0000814585-22-000015 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,764

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:38 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 32,469 $0.00 $0.00
Disclosure

SEC source: 0000814585-22-000008 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,321

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2024. Unless otherwise adjusted downward by the compensation committee in its discretion, the number of performance shares that may be earned in excess of the target number of shares is 32,469. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:38 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 16,892 $0.00 $0.00
Disclosure

SEC source: 0000814585-22-000008 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,852

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:40 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 25,218 $15.79 $398,192.22
Disclosure

SEC source: 0000814585-22-000006 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,960

F1 · shares: (1) Additional shares issued pursuant to performance award agreement granted on 3/5/19. The shares will vest 1/3 on the 3rd anniversary of the original grant (3/5/22), 1/3 on the 4th anniversary of the original grant (3/5/23) and the final 1/3 on the 5th anniversary of the original grant (3/5/24).

Read SEC document
March 06, 2021 Filed Mar 9, 2021 22:21 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 4,086 $7.68 $31,380.48
Disclosure

SEC source: 0000814585-21-000026 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assisstant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,742

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:48 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 50,205 $0.00 $0.00
Disclosure

SEC source: 0000814585-21-000017 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assisstant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,828

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2023. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:48 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 29,960 $0.00 $0.00
Disclosure

SEC source: 0000814585-21-000017 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assisstant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,623

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:47 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 2,313 $7.10 $16,422.30
Disclosure

SEC source: 0000814585-21-000009 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,663

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

Read SEC document
December 31, 2020 Filed Jan 14, 2021 22:41 UTC MBIA INC MBI · Entity 6171 Disposition to issuerCommon Stock 35,765 $0.00 $0.00
Disclosure

SEC source: 0000814585-21-000004 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,976

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 21:10 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 1,447 $8.13 $11,764.11
Disclosure

SEC source: 0000814585-20-000030 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,741

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 20:52 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 1,524 $7.95 $12,115.80
Disclosure

SEC source: 0000814585-20-000021 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,143

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2020 Filed Mar 10, 2020 15:12 UTC Amendment MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 1,479 $7.95 $11,758.05
Disclosure

SEC source: 0000814585-20-000025 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,188

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:22 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 75,411 $0.00 $0.00
Disclosure

SEC source: 0000814585-20-000014 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,667

F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2022. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:22 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 28,373 $0.00 $0.00
Disclosure

SEC source: 0000814585-20-000014 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,256

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:04 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 2,313 $7.93 $18,342.09
Disclosure

SEC source: 0000814585-20-000006 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,883

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:00 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 33,182 $0.00 $0.00
Disclosure

SEC source: 0000814585-19-000011 · primary_doc.xml · nonDerivative · entry 3

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,121

F4 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2021. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 23:00 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 21,127 $0.00 $0.00
Disclosure

SEC source: 0000814585-19-000011 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,939

F3 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 05, 2019 Filed Mar 7, 2019 23:00 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 1,479 $10.65 $15,751.35
Disclosure

SEC source: 0000814585-19-000011 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,812

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 03, 2019 Filed Mar 5, 2019 21:16 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 2,313 $10.61 $24,540.93
Disclosure

SEC source: 0000814585-19-000003 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,291

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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November 08, 2018 Filed Nov 13, 2018 21:52 UTC MBIA INC MBI · Entity 6171 GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000035 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,604

F1 · shares: Restricted stock granted pursuant to long-term incentive award under the MBIA Inc. 2005 Omnibus Incentive Plan, as amended. The restricted stock will cliff vest on March 3, 2025 provided Mr. Bergonzi remains continuously employed through such date.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 06, 2018 Filed Mar 8, 2018 00:11 UTC MBIA INC mbi · Entity 6171 Tax withholdingCommon Stock 925 $8.58 $7,936.50
Disclosure

SEC source: 0000814585-18-000015 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,529

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 06, 2018 Filed Mar 8, 2018 17:54 UTC MBIA INC mbi · Entity 6171 GrantCommon Stock 35,765 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000021 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,604

F3 · shares: Restricted Stock grated pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2020. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 06, 2018 Filed Mar 8, 2018 17:54 UTC MBIA INC mbi · Entity 6171 GrantCommon Stock 23,310 $0.00 $0.00
Disclosure

SEC source: 0000814585-18-000021 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,839

F1 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 06, 2018 Filed Mar 7, 2019 23:00 UTC MBIA INC MBI · Entity 6171 Tax withholdingCommon Stock 925 $10.68 $9,879.00
Disclosure

SEC source: 0000814585-19-000011 · primary_doc.xml · nonDerivative · entry 4

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,196

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 05, 2018 Filed Mar 8, 2018 00:11 UTC MBIA INC mbi · Entity 6171 Tax withholdingCommon Stock 1,479 $8.51 $12,586.29
Disclosure

SEC source: 0000814585-18-000015 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,454

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 04, 2018 Filed Mar 6, 2018 22:22 UTC MBIA INC mbi · Entity 6171 Tax withholdingCommon Stock 1,085 $8.08 $8,766.80
Disclosure

SEC source: 0000814585-18-000005 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,126

F3 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 04, 2018 Filed Mar 7, 2018 22:09 UTC Amendment MBIA INC mbi · Entity 6171 Tax withholdingCommon Stock 1,085 $8.08 $8,766.80
Disclosure

SEC source: 0000814585-18-000010 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,933

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.