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MAS

MASCO CORP /DE/

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3389
SEC CIK
0000062996
Parsed reports
460

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2019 Filed May 14, 2019 19:30 UTC GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007925 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,140

F1 · price: N/A

Read SEC document
May 10, 2019 Filed May 14, 2019 19:30 UTC
PLANT JOHN CDirector
GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007924 · doc4.xml · nonDerivative · entry 1

PLANT JOHN C · CIK 0001136562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,474

F1 · price: N/A

Read SEC document
May 10, 2019 Filed May 14, 2019 19:30 UTC
PAYNE LISA ADirector
GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007923 · doc4.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,611

F1 · price: N/A

Read SEC document
May 10, 2019 Filed May 14, 2019 19:30 UTC GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007922 · doc4.xml · nonDerivative · entry 1

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,389

F1 · price: N/A

Read SEC document
May 10, 2019 Filed May 14, 2019 19:30 UTC GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007921 · doc4.xml · nonDerivative · entry 1

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,666

F1 · price: N/A

Read SEC document
May 10, 2019 Filed May 14, 2019 19:30 UTC GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007920 · doc4.xml · nonDerivative · entry 1

MANOOGIAN RICHARD A · CIK 0000891869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,651

F1 · price: N/A

Read SEC document
May 10, 2019 Filed May 14, 2019 19:30 UTC GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007919 · doc4.xml · nonDerivative · entry 1

LOSH J MICHAEL · CIK 0001199190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,116

F1 · price: N/A

Read SEC document
May 10, 2019 Filed May 14, 2019 19:30 UTC GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007918 · doc4.xml · nonDerivative · entry 1

Ffolkes Marie A · CIK 0001715170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

F1 · price: N/A

Read SEC document
May 10, 2019 Filed May 14, 2019 19:29 UTC GrantCommon Stock 3,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007917 · doc4.xml · nonDerivative · entry 1

Alexander Mark R. · CIK 0001474367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,541

F1 · price: N/A

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC
Lindow John PVP, Controller and CAO
Exercise / conversionEmployee Stock Option · Derivative 10,484 Not disclosed Strike: $11.25 Not disclosed
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · derivative · entry 7

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,484 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F6 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F7 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 16, 2012.

F4 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC
Lindow John PVP, Controller and CAO
Exercise / conversionEmployee Stock Option · Derivative 10,484 Not disclosed Strike: $10.24 Not disclosed
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · derivative · entry 6

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,484 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F6 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F5 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 15, 2013.

F4 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC
Lindow John PVP, Controller and CAO
SaleCommon Stock 16,827 $39.16 $658,957.10
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 5

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,143

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.155 to $39.205, inclusive.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC
Lindow John PVP, Controller and CAO
SaleCommon Stock 10,484 $38.98 $408,671.56
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 4

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,970

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.935 to $39.140, inclusive.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC
Lindow John PVP, Controller and CAO
SaleCommon Stock 10,484 $39.01 $409,009.15
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 3

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,454

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.925 to $39.090, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC
Lindow John PVP, Controller and CAO
Exercise / conversionCommon Stock 10,484 $10.24 $107,357.21
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC
Lindow John PVP, Controller and CAO
Exercise / conversionCommon Stock 10,484 $11.25 $117,936.61
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 15:39 UTC Exercise / conversionNon-Employee Director Stock Option · Derivative 9,117 Not disclosed Strike: $8.79 Not disclosed
Disclosure

SEC source: 0001225208-19-004938 · doc4.xml · derivative · entry 4

LOSH J MICHAEL · CIK 0001199190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,117 shares

Expires 2019-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F4 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 12, 2010.

F3 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 15:39 UTC SaleCommon Stock 9,117 $38.75 $353,291.96
Disclosure

SEC source: 0001225208-19-004938 · doc4.xml · nonDerivative · entry 2

LOSH J MICHAEL · CIK 0001199190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.750 to $38.755, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 15:39 UTC Exercise / conversionCommon Stock 9,117 $8.79 $80,159.40
Disclosure

SEC source: 0001225208-19-004938 · doc4.xml · nonDerivative · entry 1

LOSH J MICHAEL · CIK 0001199190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:38 UTC
O'Reagan Richard A.Group President
SaleCommon Stock 12,336 $39.48 $487,025.28
Disclosure

SEC source: 0001225208-19-004896 · doc4.xml · nonDerivative · entry 1

O'Reagan Richard A. · CIK 0001623468 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,403

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:38 UTC
PAYNE LISA ADirector
Exercise / conversionNon-Employee Director Stock Option · Derivative 9,117 Not disclosed Strike: $8.79 Not disclosed
Disclosure

SEC source: 0001225208-19-004897 · doc4.xml · derivative · entry 4

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,117 shares

Expires 2019-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 12, 2010.

F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:38 UTC
PAYNE LISA ADirector
SaleCommon Stock 9,117 $39.56 $360,622.94
Disclosure

SEC source: 0001225208-19-004897 · doc4.xml · nonDerivative · entry 2

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,921

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:38 UTC
PAYNE LISA ADirector
Exercise / conversionCommon Stock 9,117 $8.79 $80,159.40
Disclosure

SEC source: 0001225208-19-004897 · doc4.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Gross Joseph B.Group President
SaleCommon Stock 11,252 $40.01 $450,158.76
Disclosure

SEC source: 0001225208-19-004660 · doc4.xml · nonDerivative · entry 1

Gross Joseph B. · CIK 0001703390 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,150

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.000 to $40.035, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Sznewajs John GVP and CFO
Exercise / conversionEmployee Stock Option · Derivative 165,248 Not disclosed Strike: $12.12 Not disclosed
Disclosure

SEC source: 0001225208-19-004659 · doc4.xml · derivative · entry 3

Sznewajs John G · CIK 0001333724 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165,248 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F4 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F3 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 12, 2011.

F2 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Sznewajs John GVP and CFO
SaleCommon Stock 165,248 $39.92 $6,596,766.26
Disclosure

SEC source: 0001225208-19-004659 · doc4.xml · nonDerivative · entry 2

Sznewajs John G · CIK 0001333724 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,930

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.650 to $40.335, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) this Form 4.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Sznewajs John GVP and CFO
Exercise / conversionCommon Stock 165,248 $12.12 $2,002,458.74
Disclosure

SEC source: 0001225208-19-004659 · doc4.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Straber ReneeVP - Chief HR Officer
Exercise / conversionEmployee Stock Option · Derivative 10,094 Not disclosed Strike: $12.12 Not disclosed
Disclosure

SEC source: 0001225208-19-004658 · doc4.xml · derivative · entry 6

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,094 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F6 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 12, 2011.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Straber ReneeVP - Chief HR Officer
Exercise / conversionEmployee Stock Option · Derivative 17,776 Not disclosed Strike: $22.92 Not disclosed
Disclosure

SEC source: 0001225208-19-004658 · doc4.xml · derivative · entry 5

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447

Underlying: Common Stock · 17,776 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F4 · derivative.exercise_date: This option is exercisable in five equal annual installments of 4,447 shares commencing February 11, 2016.

F3 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Straber ReneeVP - Chief HR Officer
SaleCommon Stock 17,776 $39.96 $710,291.63
Disclosure

SEC source: 0001225208-19-004658 · doc4.xml · nonDerivative · entry 4

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,949

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.950 to $39.981, inclusive.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Straber ReneeVP - Chief HR Officer
SaleCommon Stock 10,094 $40.00 $403,771.10
Disclosure

SEC source: 0001225208-19-004658 · doc4.xml · nonDerivative · entry 3

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,725

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.990 to $40.011, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Straber ReneeVP - Chief HR Officer
Exercise / conversionCommon Stock 10,094 $12.12 $122,318.08
Disclosure

SEC source: 0001225208-19-004658 · doc4.xml · nonDerivative · entry 2

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Straber ReneeVP - Chief HR Officer
Exercise / conversionCommon Stock 17,776 $22.92 $407,417.03
Disclosure

SEC source: 0001225208-19-004658 · doc4.xml · nonDerivative · entry 1

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Allman Keith J.Director · President and CEO
Exercise / conversionEmployee Stock Option · Derivative 18,234 Not disclosed Strike: $8.26 Not disclosed
Disclosure

SEC source: 0001225208-19-004657 · doc4.xml · derivative · entry 6

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,234 shares

Expires 2021-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F6 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing December 5, 2012.

F3 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Allman Keith J.Director · President and CEO
Exercise / conversionEmployee Stock Option · Derivative 33,049 Not disclosed Strike: $10.24 Not disclosed
Disclosure

SEC source: 0001225208-19-004657 · doc4.xml · derivative · entry 5

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,049 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F4 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 15, 2013.

F3 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Allman Keith J.Director · President and CEO
SaleCommon Stock 33,049 $39.77 $1,314,490.93
Disclosure

SEC source: 0001225208-19-004657 · doc4.xml · nonDerivative · entry 4

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,023

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.720 to $40.110, inclusive.

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March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Allman Keith J.Director · President and CEO
SaleCommon Stock 18,234 $39.91 $727,704.35
Disclosure

SEC source: 0001225208-19-004657 · doc4.xml · nonDerivative · entry 3

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,072

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.660 to $40.135, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Allman Keith J.Director · President and CEO
Exercise / conversionCommon Stock 18,234 $8.26 $150,558.14
Disclosure

SEC source: 0001225208-19-004657 · doc4.xml · nonDerivative · entry 2

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Allman Keith J.Director · President and CEO
Exercise / conversionCommon Stock 33,049 $10.24 $338,425.06
Disclosure

SEC source: 0001225208-19-004657 · doc4.xml · nonDerivative · entry 1

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Cole Kenneth G.VP, General Counsel and Sec.
Exercise / conversionEmployee Stock Option · Derivative 9,117 Not disclosed Strike: $12.12 Not disclosed
Disclosure

SEC source: 0001225208-19-004656 · doc4.xml · derivative · entry 4

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,117 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F4 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 12, 2011.

F3 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Cole Kenneth G.VP, General Counsel and Sec.
SaleCommon Stock 14,044 $40.08 $562,827.34
Disclosure

SEC source: 0001225208-19-004656 · doc4.xml · nonDerivative · entry 3

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,682

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.070 to $40.091, inclusive.

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March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Cole Kenneth G.VP, General Counsel and Sec.
SaleCommon Stock 9,117 $39.96 $364,294.35
Disclosure

SEC source: 0001225208-19-004656 · doc4.xml · nonDerivative · entry 2

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,726

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.950 to $39.960, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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March 04, 2019 Filed Mar 5, 2019 23:00 UTC
Cole Kenneth G.VP, General Counsel and Sec.
Exercise / conversionCommon Stock 9,117 $12.12 $110,478.89
Disclosure

SEC source: 0001225208-19-004656 · doc4.xml · nonDerivative · entry 1

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:21 UTC
O'Reagan Richard A.Group President
GrantEmployee Stock Option · Derivative 46,940 Not disclosed Strike: $35.52 Not disclosed
Disclosure

SEC source: 0001225208-19-002176 · doc4.xml · derivative · entry 2

O'Reagan Richard A. · CIK 0001623468 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,940

Underlying: Common Stock · 46,940 shares

Expires 2029-02-07

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 9,388 shares commencing February 7, 2020.

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February 07, 2019 Filed Feb 11, 2019 23:21 UTC
O'Reagan Richard A.Group President
GrantCommon Stock 10,360 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002176 · doc4.xml · nonDerivative · entry 1

O'Reagan Richard A. · CIK 0001623468 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,739

F1 · price: N/A

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:21 UTC
Sznewajs John GVP and CFO
GrantEmployee Stock Option · Derivative 62,430 Not disclosed Strike: $35.52 Not disclosed
Disclosure

SEC source: 0001225208-19-002179 · doc4.xml · derivative · entry 2

Sznewajs John G · CIK 0001333724 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,430

Underlying: Common Stock · 62,430 shares

Expires 2029-02-07

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 12,486 shares commencing February 7, 2020.

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February 07, 2019 Filed Feb 11, 2019 23:21 UTC
Sznewajs John GVP and CFO
GrantCommon Stock 13,220 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002179 · doc4.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,930

F1 · price: N/A

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:21 UTC
Straber ReneeVP - Chief HR Officer
GrantEmployee Stock Option · Derivative 27,200 Not disclosed Strike: $35.52 Not disclosed
Disclosure

SEC source: 0001225208-19-002178 · doc4.xml · derivative · entry 2

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,200

Underlying: Common Stock · 27,200 shares

Expires 2029-02-07

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 5,440 shares commencing February 7, 2020.

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February 07, 2019 Filed Feb 11, 2019 23:21 UTC
Straber ReneeVP - Chief HR Officer
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002178 · doc4.xml · nonDerivative · entry 1

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,949

F1 · price: N/A

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:21 UTC
Shah JaiGroup President
GrantEmployee Stock Option · Derivative 44,700 Not disclosed Strike: $35.52 Not disclosed
Disclosure

SEC source: 0001225208-19-002177 · doc4.xml · derivative · entry 2

Shah Jai · CIK 0001554872 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,700

Underlying: Common Stock · 44,700 shares

Expires 2029-02-07

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 8,940 shares commencing February 7, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.