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Lindow John P

Disclosed activity across 1 company

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130662
SEC CIK
0001520752

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MASCO CORP /DE/MAS · Entity 3389VP, Controller and CAOFebruary 08, 2022February 10, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MASCO CORP /DE/

Report date February 08, 2022 · Filed February 10, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,415 Ending reported balance After 2022-02-08 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-02-08 · Grant · Acquired 6,247 · Balance 25,421

F1: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 21, 2019, as certified by the Organization and Compensation Committee on February 3, 2022.

Row 2 · 2022-02-08 · Grant · Acquired 4,780 · Balance 30,201

Row 3 · 2022-02-08 · Tax withholding · Disposed 1,786 · Balance 28,415

Filing footnotes · ownership attribution and instrument terms

F1: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 21, 2019, as certified by the Organization and Compensation Committee on February 3, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2022 Filed Feb 10, 2022 22:01 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 1,786 $59.15 $105,641.90
Disclosure

SEC source: 0001225208-22-001840 · doc4.xml · nonDerivative · entry 3

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,415

Read SEC document
February 08, 2022 Filed Feb 10, 2022 22:01 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 4,780 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001840 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,201

Read SEC document
February 08, 2022 Filed Feb 10, 2022 22:01 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 6,247 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001840 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,421

F1 · shares: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 21, 2019, as certified by the Organization and Compensation Committee on February 3, 2022.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:14 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 984 $67.28 $66,203.52
Disclosure

SEC source: 0001225208-22-000853 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,174

Read SEC document
December 29, 2021 Filed Dec 30, 2021 16:33 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 9,430 $70.00 $660,100.00
Disclosure

SEC source: 0001225208-21-015280 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,158

F1 · kind: This transaction was made pursuant to a 10b5-1 trading plan entered into by the reporting person.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionEmployee Stock Option · Derivative 13,105 Not disclosed Strike: $19.66 Not disclosed
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · derivative · entry 9

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,105 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F7 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 12, 2015.

F5 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionEmployee Stock Option · Derivative 19,259 Not disclosed Strike: $22.92 Not disclosed
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · derivative · entry 8

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,259 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F6 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 11, 2016.

F5 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionEmployee Stock Option · Derivative 13,520 Not disclosed Strike: $33.75 Not disclosed
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · derivative · entry 7

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Common Stock · 13,520 shares

Expires 2027-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F4 · derivative.exercise_date: This option, representing a right to purchase a total of 16,900 shares, is exercisable in five equal annual installments of 3,380 shares commencing February 10, 2018.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionEmployee Stock Option · Derivative 21,125 Not disclosed Strike: $25.51 Not disclosed
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · derivative · entry 6

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,125 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 10, 2017.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 67,009 $65.00 $4,355,873.14
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · nonDerivative · entry 5

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,588

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.74 to $65.30, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionCommon Stock 13,105 $19.66 $257,698.03
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · nonDerivative · entry 4

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionCommon Stock 13,520 $33.75 $456,300.00
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · nonDerivative · entry 3

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionCommon Stock 19,259 $22.92 $441,406.65
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:19 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionCommon Stock 21,125 $25.51 $538,898.75
Disclosure

SEC source: 0001225208-21-013340 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:05 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 234 $52.93 $12,385.62
Disclosure

SEC source: 0001225208-21-004047 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,588

Read SEC document
February 09, 2021 Filed Feb 11, 2021 19:45 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantEmployee Stock Option · Derivative 12,160 Not disclosed Strike: $56.29 Not disclosed
Disclosure

SEC source: 0001225208-21-002149 · doc4.xml · derivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,160

Underlying: Common Stock · 12,160 shares

Expires 2031-02-09

F2 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F1 · derivative.exercise_date: This option is exercisable in three approximately equal annual installments of 4,053 shares commencing February 9, 2022.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 19:45 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 5,880 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002149 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,822

Read SEC document
February 04, 2021 Filed Feb 8, 2021 21:43 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 1,115 $55.92 $62,350.80
Disclosure

SEC source: 0001225208-21-001842 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,942

Read SEC document
February 04, 2021 Filed Feb 8, 2021 21:43 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 3,900 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001842 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,057

F1 · shares: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 21, 2018, as certified by the Organization and Compensation Committee on February 4, 2021.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 20:07 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 1,555 $56.61 $88,028.55
Disclosure

SEC source: 0001225208-21-000882 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,157

Read SEC document
June 23, 2020 Filed Jun 25, 2020 20:16 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 1,246 $50.00 $62,300.00
Disclosure

SEC source: 0001225208-20-009209 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

F1 · kind: This transaction was made pursuant to a 10b5-1 trading plan entered into by the reporting person.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:34 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 5,674 $49.00 $278,026.00
Disclosure

SEC source: 0001225208-20-008710 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,958

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:41 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionEmployee Stock Option · Derivative 26,211 Not disclosed Strike: $17.87 Not disclosed
Disclosure

SEC source: 0001225208-20-008643 · doc4.xml · derivative · entry 4

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,211 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 13, 2014.

F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:41 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 26,211 $48.00 $1,258,128.00
Disclosure

SEC source: 0001225208-20-008643 · doc4.xml · nonDerivative · entry 3

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,632

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:41 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 8,696 $48.00 $417,408.00
Disclosure

SEC source: 0001225208-20-008643 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:41 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionCommon Stock 26,211 $17.87 $468,267.38
Disclosure

SEC source: 0001225208-20-008643 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:46 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantEmployee Stock Option · Derivative 15,510 Not disclosed Strike: $47.53 Not disclosed
Disclosure

SEC source: 0001225208-20-002231 · doc4.xml · derivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,510

Underlying: Common Stock · 15,510 shares

Expires 2030-02-11

F2 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F1 · derivative.exercise_date: This option is exercisable in three approximately equal annual installments of 5,170 shares commencing February 11, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:46 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 2,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002231 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,328

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:32 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 1,762 $49.53 $87,271.86
Disclosure

SEC source: 0001225208-20-001846 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,648

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:32 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 6,164 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001846 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,410

F1 · shares: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 22, 2017, as certified by the Organization and Compensation Committee on February 6, 2020.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 21:05 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 1,897 $47.56 $90,221.32
Disclosure

SEC source: 0001225208-20-000807 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,246

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionEmployee Stock Option · Derivative 10,484 Not disclosed Strike: $11.25 Not disclosed
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · derivative · entry 7

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,484 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F6 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F7 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 16, 2012.

F4 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionEmployee Stock Option · Derivative 10,484 Not disclosed Strike: $10.24 Not disclosed
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · derivative · entry 6

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,484 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F6 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F5 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 15, 2013.

F4 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 16,827 $39.16 $658,957.10
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 5

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,143

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.155 to $39.205, inclusive.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 10,484 $38.98 $408,671.56
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 4

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,970

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.935 to $39.140, inclusive.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 10,484 $39.01 $409,009.15
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 3

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,454

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.925 to $39.090, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionCommon Stock 10,484 $10.24 $107,357.21
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:25 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionCommon Stock 10,484 $11.25 $117,936.61
Disclosure

SEC source: 0001225208-19-005017 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:21 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantEmployee Stock Option · Derivative 18,240 Not disclosed Strike: $35.52 Not disclosed
Disclosure

SEC source: 0001225208-19-002174 · doc4.xml · derivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,240

Underlying: Common Stock · 18,240 shares

Expires 2029-02-07

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 3,648 shares commencing February 7, 2020.

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February 07, 2019 Filed Feb 11, 2019 23:21 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002174 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,970

F1 · price: N/A

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January 14, 2019 Filed Jan 15, 2019 21:56 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 3,336 $32.44 $108,219.84
Disclosure

SEC source: 0001225208-19-000866 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,940

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July 01, 2018 Filed Jul 3, 2018 17:21 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 244 $37.42 $9,130.48
Disclosure

SEC source: 0001225208-18-011215 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,276

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February 09, 2018 Filed Feb 13, 2018 18:07 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantEmployee Stock Option · Derivative 13,000 Not disclosed Strike: $42.13 Not disclosed
Disclosure

SEC source: 0001225208-18-002674 · doc4.xml · derivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2028-02-09

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 2,600 shares commencing February 9, 2019.

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February 09, 2018 Filed Feb 13, 2018 18:07 UTC MASCO CORP /DE/ MAS · Entity 3389 GrantCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002674 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,520

F1 · price: N/A

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January 14, 2018 Filed Jan 17, 2018 21:13 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 4,262 $45.76 $195,029.12
Disclosure

SEC source: 0001225208-18-001120 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,110

Read SEC document
October 26, 2017 Filed Oct 27, 2017 19:37 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionEmployee Stock Option · Derivative 52,309 Not disclosed Strike: $16.30 Not disclosed
Disclosure

SEC source: 0001225208-17-016601 · doc4.xml · derivative · entry 4

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,309 shares

Expires 2018-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 12, 2009.

F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

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October 26, 2017 Filed Oct 27, 2017 19:37 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 35,283 $40.07 $1,413,835.68
Disclosure

SEC source: 0001225208-17-016601 · doc4.xml · nonDerivative · entry 3

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,372

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October 26, 2017 Filed Oct 27, 2017 19:37 UTC MASCO CORP /DE/ MAS · Entity 3389 SaleCommon Stock 17,026 $40.07 $682,253.95
Disclosure

SEC source: 0001225208-17-016601 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,655

Read SEC document
October 26, 2017 Filed Oct 27, 2017 19:37 UTC MASCO CORP /DE/ MAS · Entity 3389 Exercise / conversionCommon Stock 52,309 $16.30 $852,814.55
Disclosure

SEC source: 0001225208-17-016601 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 19:10 UTC MASCO CORP /DE/ MAS · Entity 3389 Tax withholdingCommon Stock 270 $38.21 $10,316.70
Disclosure

SEC source: 0001225208-17-012106 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,372

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.