Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MASCO CORP /DE/MAS · Entity 3389 | Group President | February 11, 2020 | February 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MASCO CORP /DE/
Report date February 11, 2020 · Filed February 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,828 |
Ending reported balance
After 2020-02-12 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-02-11 · Grant · Acquired 6,260 · Balance 61,742 Row 2 · 2020-02-12 · Exercise / conversion · Acquired 5,414 · Balance 67,156 Row 3 · 2020-02-12 · Sale · Disposed 5,414 · Balance 61,742 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.93 to $46.96 inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Row 4 · 2020-02-12 · Sale · Disposed 19,914 · Balance 41,828 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.81 to $46.89, inclusive. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $42.13 · Expires 2028-02-09 | Direct | 16,242 |
Reported balance
After 2020-02-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-12 · Exercise / conversion · Disposed 5,414 · Balance 16,242 F4: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F3: This option became exercisable in five equal annual installments commencing February 9, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.93 to $46.96 inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.81 to $46.89, inclusive.
F3: This option became exercisable in five equal annual installments commencing February 9, 2019.
F4: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2020 Filed Feb 13, 2020 22:46 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 5,414 | Not disclosed Strike: $42.13 | Not disclosed |
DisclosureSEC source: 0001225208-20-002228 · doc4.xml · derivative · entry 5 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,242 Underlying: Common Stock · 5,414 shares Expires 2028-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F3 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 9, 2019. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 22:46 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 19,914 | $46.83 | $932,530.80 |
DisclosureSEC source: 0001225208-20-002228 · doc4.xml · nonDerivative · entry 4 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,828 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.81 to $46.89, inclusive. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 22:46 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 5,414 | $46.93 | $254,088.22 |
DisclosureSEC source: 0001225208-20-002228 · doc4.xml · nonDerivative · entry 3 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,742 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.93 to $46.96 inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 22:46 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 5,414 | $42.13 | $228,091.82 |
DisclosureSEC source: 0001225208-20-002228 · doc4.xml · nonDerivative · entry 2 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 22:46 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 6,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002228 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,742 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 22:32 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 5,031 | $49.53 | $249,185.43 |
DisclosureSEC source: 0001225208-20-001845 · doc4.xml · nonDerivative · entry 2 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,482 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 22:32 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 12,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001845 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,513 F1 · shares: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 22, 2017, as certified by the Organization and Compensation Committee on February 6, 2020. Read SEC document |
| January 14, 2020 Filed Jan 15, 2020 21:05 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 5,020 | $47.56 | $238,751.20 |
DisclosureSEC source: 0001225208-20-000806 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,690 Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 19:04 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 5,414 | Not disclosed Strike: $42.13 | Not disclosed |
DisclosureSEC source: 0001225208-19-014039 · doc4.xml · derivative · entry 3 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,656 Underlying: Common Stock · 5,414 shares Expires 2028-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments of 5,414 shares commencing February 9, 2019. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 19:04 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 5,414 | $46.35 | $250,936.19 |
DisclosureSEC source: 0001225208-19-014039 · doc4.xml · nonDerivative · entry 2 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,710 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.34 to $46.37, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 19:04 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 5,414 | $42.13 | $228,091.82 |
DisclosureSEC source: 0001225208-19-014039 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 17:56 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Disposition to issuerEmployee Stock Option · Derivative | 42,570 | Not disclosed Strike: $35.52 | Not disclosed |
DisclosureSEC source: 0001225208-19-009478 · doc4.xml · derivative · entry 2 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,570 shares Expires 2029-02-07 F1 · price: The reporting person agreed to the cancellation of the stock option award granted to him on February 7, 2019 in exchange for the restricted stock award of 10,560 shares granted to him on June 18, 2019. F2 · derivative.exercise_date: This option was exercisable in five equal annual installments of 8,514 shares commencing February 7, 2020. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 17:56 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 10,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009478 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,710 F1 · price: The reporting person agreed to the cancellation of the stock option award granted to him on February 7, 2019 in exchange for the restricted stock award of 10,560 shares granted to him on June 18, 2019. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:00 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 11,252 | $40.01 | $450,158.76 |
DisclosureSEC source: 0001225208-19-004660 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,150 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.000 to $40.035, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:20 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantEmployee Stock Option · Derivative | 42,570 | Not disclosed Strike: $35.52 | Not disclosed |
DisclosureSEC source: 0001225208-19-002173 · doc4.xml · derivative · entry 2 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,570 Underlying: Common Stock · 42,570 shares Expires 2029-02-07 F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 8,514 shares commencing February 7, 2020. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:20 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 9,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002173 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,402 F1 · price: N/A Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 21:56 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 4,738 | $32.44 | $153,700.72 |
DisclosureSEC source: 0001225208-19-000865 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,002 Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 17:51 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 1,286 | $39.91 | $51,330.56 |
DisclosureSEC source: 0001225208-18-012376 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,740 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 39.9148 to $39.915, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:20 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 994 | $37.42 | $37,195.48 |
DisclosureSEC source: 0001225208-18-011214 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,026 Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 19:00 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 10,203 | $42.95 | $438,218.85 |
DisclosureSEC source: 0001225208-18-004094 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,020 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.9425 to $42.9750, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 18:06 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantEmployee Stock Option · Derivative | 27,070 | Not disclosed Strike: $42.13 | Not disclosed |
DisclosureSEC source: 0001225208-18-002668 · doc4.xml · derivative · entry 2 Gross Joseph B. · CIK 0001703390 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,070 Underlying: Common Stock · 27,070 shares Expires 2028-02-09 F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 5,414 shares commencing February 9, 2019. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 18:06 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 9,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002668 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,223 F1 · price: N/A Read SEC document |
| January 14, 2018 Filed Jan 17, 2018 21:13 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 4,882 | $45.76 | $223,400.32 |
DisclosureSEC source: 0001225208-18-001118 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,053 Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 13:44 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 2,337 | $37.53 | $87,707.61 |
DisclosureSEC source: 0001225208-17-014779 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,935 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 19:10 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 1,082 | $38.21 | $41,343.22 |
DisclosureSEC source: 0001225208-17-012107 · doc4.xml · nonDerivative · entry 1 Gross Joseph B. · CIK 0001703390 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,272 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.