MAS

SEC source: 0001225208-21-001841 · doc4.xml · nonDerivative · entry 1

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,024

F1 · shares: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 21, 2018, as certified by the Organization and Compensation Committee on February 4, 2021.

SEC source: 0001225208-21-001840 · doc4.xml · nonDerivative · entry 2

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,638

SEC source: 0001225208-21-001840 · doc4.xml · nonDerivative · entry 1

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,484

F1 · shares: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 21, 2018, as certified by the Organization and Compensation Committee on February 4, 2021.

SEC source: 0001225208-21-000887 · doc4.xml · nonDerivative · entry 2

Sznewajs John G · CIK 0001333724 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,652

F1 · kind: This transaction was made pursuant to a 10b5-1 trading plan entered into by the reporting person.

SEC source: 0001225208-21-000886 · doc4.xml · nonDerivative · entry 3

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,377

F1 · kind: This transaction was made pursuant to a 10b5-1 trading plan entered into by the reporting person.

SEC source: 0001225208-21-000887 · doc4.xml · nonDerivative · entry 1

Sznewajs John G · CIK 0001333724 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,344

SEC source: 0001225208-21-000886 · doc4.xml · nonDerivative · entry 2

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,963

SEC source: 0001225208-21-000886 · doc4.xml · nonDerivative · entry 1

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,691

F1 · kind: This transaction was made pursuant to a 10b5-1 trading plan entered into by the reporting person.

SEC source: 0001225208-21-000885 · doc4.xml · nonDerivative · entry 1

O'Reagan Richard A. · CIK 0001623468 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,165

SEC source: 0001225208-21-000884 · doc4.xml · nonDerivative · entry 1

Shah Jai · CIK 0001554872 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,314

SEC source: 0001225208-21-000883 · doc4.xml · nonDerivative · entry 1

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,684

SEC source: 0001225208-21-000882 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,157

SEC source: 0001225208-21-000881 · doc4.xml · nonDerivative · entry 1

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,786

SEC source: 0001225208-20-013414 · doc4.xml · nonDerivative · entry 1

McDowell Scott E. · CIK 0001751185 · VP, Masco Operating Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,026

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.180 to $54.195, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0001225208-20-012942 · doc4.xml · nonDerivative · entry 1

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,494

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.435 to $54.450, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0001225208-20-012941 · doc4.xml · derivative · entry 3

McDowell Scott E. · CIK 0001751185 · VP, Masco Operating Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2028-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F1 · derivative.exercise_date: This option became exercisable in five equal annual installments of 3,000 shares commencing October 31, 2019.

SEC source: 0001225208-20-012941 · doc4.xml · nonDerivative · entry 2

McDowell Scott E. · CIK 0001751185 · VP, Masco Operating Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,309

SEC source: 0001225208-20-012941 · doc4.xml · nonDerivative · entry 1

McDowell Scott E. · CIK 0001751185 · VP, Masco Operating Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-010638 · doc4.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,889

SEC source: 0001225208-20-010455 · doc4.xml · nonDerivative · entry 4

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,691

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.64 to $58.15, inclusive.

SEC source: 0001225208-20-010456 · doc4.xml · nonDerivative · entry 3

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,283

SEC source: 0001225208-20-010455 · doc4.xml · derivative · entry 5

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,574 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F6 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F5 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 13, 2014.

F4 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

SEC source: 0001225208-20-010455 · doc4.xml · nonDerivative · entry 3

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,691

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.85 to $57.42, inclusive.

SEC source: 0001225208-20-010455 · doc4.xml · nonDerivative · entry 2

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,750

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.85 to $57.40, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

SEC source: 0001225208-20-010455 · doc4.xml · nonDerivative · entry 1

Allman Keith J. · CIK 0001599376 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-010456 · doc4.xml · derivative · entry 4

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,189 shares

Expires 2023-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F4 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F3 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing July 13, 2014.

F2 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

SEC source: 0001225208-20-010456 · doc4.xml · nonDerivative · entry 2

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,632

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.850 to $57.405, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0001225208-20-010456 · doc4.xml · nonDerivative · entry 1

Cole Kenneth G. · CIK 0001582303 · VP, General Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-010422 · doc4.xml · derivative · entry 4

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,447 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 11, 2016.

SEC source: 0001225208-20-010422 · doc4.xml · nonDerivative · entry 3

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.11 to $57.32, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0001225208-20-010422 · doc4.xml · nonDerivative · entry 2

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,853

SEC source: 0001225208-20-010422 · doc4.xml · nonDerivative · entry 1

Straber Renee · CIK 0001623661 · VP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-010245 · doc4.xml · derivative · entry 4

O'Reagan Richard A. · CIK 0001623468 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,747 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F4 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 11, 2016.

F3 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

SEC source: 0001225208-20-010245 · doc4.xml · nonDerivative · entry 3

O'Reagan Richard A. · CIK 0001623468 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,053

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.32, inclusive.

SEC source: 0001225208-20-010245 · doc4.xml · nonDerivative · entry 2

O'Reagan Richard A. · CIK 0001623468 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,800

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.04, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

SEC source: 0001225208-20-010245 · doc4.xml · nonDerivative · entry 1

O'Reagan Richard A. · CIK 0001623468 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-010246 · doc4.xml · nonDerivative · entry 1

LOSH J MICHAEL · CIK 0001199190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 57,063

F1 · kind: As previously reported, on August 9, 2018, the reporting person contributed 57,063 shares to a grantor retained annuity trust. On August 3, 2020, the reporting person withdrew 28,444 shares from the grantor retained annuity trust, which he then contributed to a revocable trust, and made a cash payment to the grantor retained annuity trust in exchange for the withdrawn shares. The reporting person believes that his withdrawal of shares from the trust constitutes only a change in form of indirect beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

SEC source: 0001225208-20-009754 · doc4.xml · nonDerivative · entry 1

McDowell Scott E. · CIK 0001751185 · VP, Masco Operating Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,309

SEC source: 0001225208-20-009209 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,712

F1 · kind: This transaction was made pursuant to a 10b5-1 trading plan entered into by the reporting person.

SEC source: 0001225208-20-008710 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,958

SEC source: 0001225208-20-008643 · doc4.xml · derivative · entry 4

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,211 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.

F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 13, 2014.

F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.

SEC source: 0001225208-20-008643 · doc4.xml · nonDerivative · entry 3

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,632

SEC source: 0001225208-20-008643 · doc4.xml · nonDerivative · entry 2

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

SEC source: 0001225208-20-008643 · doc4.xml · nonDerivative · entry 1

Lindow John P · CIK 0001520752 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-007808 · doc4.xml · nonDerivative · entry 1

Stevens Charles K. III · CIK 0001597149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,650

SEC source: 0001225208-20-007807 · doc4.xml · nonDerivative · entry 1

Turner Reginald M JR · CIK 0001315525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,356

SEC source: 0001225208-20-007806 · doc4.xml · nonDerivative · entry 1

Ffolkes Marie A · CIK 0001715170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,113

SEC source: 0001225208-20-007805 · doc4.xml · nonDerivative · entry 1

Alexander Mark R. · CIK 0001474367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,051

SEC source: 0001225208-20-007804 · doc4.xml · nonDerivative · entry 1

LOSH J MICHAEL · CIK 0001199190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,626

SEC source: 0001225208-20-007803 · doc4.xml · nonDerivative · entry 1

MANOOGIAN RICHARD A · CIK 0000891869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,843