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Main Street Capital CORP

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2159
SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2017 Filed Jan 23, 2017 21:24 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 102.501 $36.93 $3,785.36
Disclosure

SEC source: 0001209191-17-005080 · doc4.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,606.855

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 16:36 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 37.5334 $36.93 $1,386.11
Disclosure

SEC source: 0001209191-17-005091 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,408.0016

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 16:36 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 90.214 $36.93 $3,331.60
Disclosure

SEC source: 0001209191-17-005091 · doc4.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,370.4682

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:41 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 34.4111 $36.93 $1,270.80
Disclosure

SEC source: 0001209191-17-005095 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,983.247

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:41 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 1.141 $36.93 $42.14
Disclosure

SEC source: 0001209191-17-005095 · doc4.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,948.836

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 16:32 UTC OtherCommon Stock 53.454 $36.87 $1,970.85
Disclosure

SEC source: 0001209191-17-005089 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,670.631

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 16:32 UTC OtherCommon Stock 217.3545 $36.93 $8,026.90
Disclosure

SEC source: 0001209191-17-005089 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Flying F, LLC

Disclosed balance after: 43,648.119

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:38 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 34.0821 $36.97 $1,260.14
Disclosure

SEC source: 0001209191-17-005092 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,611.0961

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:38 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 286.077 $36.93 $10,564.82
Disclosure

SEC source: 0001209191-17-005092 · doc4.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,577.014

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 16:26 UTC OtherCommon Stock 77.099 $36.87 $2,842.64
Disclosure

SEC source: 0001209191-17-005081 · doc4.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,537.826

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 16:26 UTC OtherCommon Stock 158.713 $36.93 $5,861.27
Disclosure

SEC source: 0001209191-17-005081 · doc4.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,460.727

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:40 UTC OtherCommon Stock 5 $36.94 $184.71
Disclosure

SEC source: 0001209191-17-005093 · doc4.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,134

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:40 UTC OtherCommon Stock 46.4 $36.87 $1,710.77
Disclosure

SEC source: 0001209191-17-005093 · doc4.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,430.584

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:40 UTC OtherCommon Stock 23.112 $36.93 $853.53
Disclosure

SEC source: 0001209191-17-005093 · doc4.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,384.184

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:42 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 59.696 $36.93 $2,204.57
Disclosure

SEC source: 0001209191-17-005096 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,867.393

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:33 UTC OtherCommon Stock 55.027 $36.87 $2,028.85
Disclosure

SEC source: 0001209191-17-005090 · doc4.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,065.751

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2017 Filed Jan 23, 2017 21:33 UTC OtherCommon Stock 45.827 $36.93 $1,692.39
Disclosure

SEC source: 0001209191-17-005090 · doc4.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,010.724

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2016 Filed Jan 3, 2017 16:34 UTC GiftCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-000261 · doc4.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Flying F, LLC

Disclosed balance after: 43,430.7646

F3 · kind: The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife.

Read SEC document
December 28, 2016 Filed Jan 3, 2017 21:37 UTC
Hyzak Dwayne L.President, COO, SMD
GiftCommon Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-000274 · doc4.xml · nonDerivative · entry 3

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,290.937

F2 · kind: The reporting person transferred 6,750 shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
December 27, 2016 Filed Jan 3, 2017 16:36 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
GiftCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-000270 · doc4.xml · nonDerivative · entry 4

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,280.2542

F1 · kind: The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
December 27, 2016 Filed Jan 3, 2017 21:42 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 331 $37.33 $12,356.23
Disclosure

SEC source: 0001209191-17-000292 · doc4.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,947.695

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 16:45 UTC PurchaseCommon Stock 35.987 $37.36 $1,344.47
Disclosure

SEC source: 0001209191-16-156821 · doc4.xml · nonDerivative · entry 3

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,843.521

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 16:45 UTC OtherCommon Stock 1.893 $37.36 $70.72
Disclosure

SEC source: 0001209191-16-156821 · doc4.xml · nonDerivative · entry 2

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,807.534

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 16:45 UTC OtherCommon Stock 149.799 $37.28 $5,584.51
Disclosure

SEC source: 0001209191-16-156821 · doc4.xml · nonDerivative · entry 1

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,805.641

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:46 UTC OtherCommon Stock 32.448 $37.36 $1,212.26
Disclosure

SEC source: 0001209191-17-000298 · doc4.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,539.891

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:46 UTC OtherCommon Stock 15.372 $37.28 $573.07
Disclosure

SEC source: 0001209191-17-000298 · doc4.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,507.443

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:33 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 108.4161 $37.28 $4,041.75
Disclosure

SEC source: 0001209191-17-000256 · doc4.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster Irrevocable Trust

Disclosed balance after: 14,805.6815

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:33 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 2,938.0348 $37.28 $109,529.94
Disclosure

SEC source: 0001209191-17-000256 · doc4.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544,417.4467

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:33 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 10.241 $37.28 $381.78
Disclosure

SEC source: 0001209191-17-000256 · doc4.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,479.4119

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:44 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 43.101 $37.28 $1,606.81
Disclosure

SEC source: 0001209191-17-000295 · doc4.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,654.021

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:30 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 149.83 $37.28 $5,585.66
Disclosure

SEC source: 0001209191-17-000246 · doc4.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,504.354

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:39 UTC OtherCommon Stock 26.503 $37.36 $990.15
Disclosure

SEC source: 0001209191-17-000281 · doc4.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,726.309

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:39 UTC OtherCommon Stock 15.372 $37.28 $573.07
Disclosure

SEC source: 0001209191-17-000281 · doc4.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,699.806

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:29 UTC OtherCommon Stock 74.849 $37.36 $2,796.36
Disclosure

SEC source: 0001209191-17-000240 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,751.4747

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:29 UTC OtherCommon Stock 693.206 $37.29 $25,851.18
Disclosure

SEC source: 0001209191-17-000240 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,676.6257

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:29 UTC OtherCommon Stock 56.628 $37.28 $2,111.09
Disclosure

SEC source: 0001209191-17-000240 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,983.4197

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:36 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 54.8643 $37.28 $2,045.34
Disclosure

SEC source: 0001209191-17-000270 · doc4.xml · nonDerivative · entry 3

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,360.2542

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:36 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 131.871 $37.28 $4,916.15
Disclosure

SEC source: 0001209191-17-000270 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,305.3899

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:42 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 50.3004 $37.28 $1,875.20
Disclosure

SEC source: 0001209191-17-000292 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,616.695

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:42 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 1.667 $37.28 $62.15
Disclosure

SEC source: 0001209191-17-000292 · doc4.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,566.3945

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:34 UTC OtherCommon Stock 77.843 $37.36 $2,908.21
Disclosure

SEC source: 0001209191-17-000261 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,617.177

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:34 UTC OtherCommon Stock 318.1204 $37.28 $11,859.53
Disclosure

SEC source: 0001209191-17-000261 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Flying F, LLC

Disclosed balance after: 43,485.7646

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:37 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 49.8619 $37.29 $1,859.46
Disclosure

SEC source: 0001209191-17-000274 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,040.937

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:37 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 418.173 $37.28 $15,589.49
Disclosure

SEC source: 0001209191-17-000274 · doc4.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,991.0751

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:32 UTC OtherCommon Stock 112.275 $37.36 $4,194.59
Disclosure

SEC source: 0001209191-17-000252 · doc4.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,302.014

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 16:32 UTC OtherCommon Stock 231.999 $37.28 $8,648.92
Disclosure

SEC source: 0001209191-17-000252 · doc4.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,189.739

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:38 UTC OtherCommon Stock 8 $37.33 $298.65
Disclosure

SEC source: 0001209191-17-000277 · doc4.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,129

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 23, 2016 Filed Jan 3, 2017 21:38 UTC OtherCommon Stock 67.571 $37.36 $2,524.45
Disclosure

SEC source: 0001209191-17-000277 · doc4.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,361.072

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 23, 2016 Filed Jan 3, 2017 21:38 UTC OtherCommon Stock 33.784 $37.28 $1,259.47
Disclosure

SEC source: 0001209191-17-000277 · doc4.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,293.501

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 23, 2016 Filed Jan 3, 2017 21:43 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 87.261 $37.28 $3,253.09
Disclosure

SEC source: 0001209191-17-000294 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,807.697

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.