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person · Reporting owner

Martin Shannon

Disclosed activity across 1 company

Tapewire entity
151240
SEC CIK
0001562020

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Main Street Capital CORP

Report date February 14, 2020 · Filed February 28, 2020

Section 16 reporting ended · disclosed 2020-02-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,819.4323 Reported balance After 2020-02-14 transaction · row 1
1 source row

Row 1 · 2020-02-14 · Other · Acquired 167.879 · Balance 51,819.4323

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2020 Filed Feb 28, 2020 21:32 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 167.879 $45.00 $7,554.56
Disclosure

SEC source: 0001593968-20-000548 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,819.4323

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 21:31 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 170.244 $44.17 $7,519.68
Disclosure

SEC source: 0001593968-20-000235 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,651.5533

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 21:32 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 200.994 $43.56 $8,755.30
Disclosure

SEC source: 0001593968-20-000110 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,481.3093

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 21:32 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 172.097 $43.25 $7,443.20
Disclosure

SEC source: 0001593968-19-002363 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,280.3153

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2019 Filed Nov 22, 2019 21:47 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 172.636 $42.91 $7,407.81
Disclosure

SEC source: 0001593968-19-002221 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,108.2183

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:37 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 175.936 $41.90 $7,371.72
Disclosure

SEC source: 0001593968-19-002022 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,935.5823

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:54 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 169.445 $43.30 $7,336.97
Disclosure

SEC source: 0001593968-19-001934 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,759.6463

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2019 Filed Aug 26, 2019 20:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 172.615 $42.30 $7,301.61
Disclosure

SEC source: 0001593968-19-001800 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,590.2013

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:19 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 172.35 $42.16 $7,266.28
Disclosure

SEC source: 0001593968-19-001666 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,417.5863

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:51 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 212.044 $41.54 $8,808.31
Disclosure

SEC source: 0001593968-19-001585 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,245.2363

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:17 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 168.903 $41.52 $7,012.85
Disclosure

SEC source: 0001593968-19-001490 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,033.1923

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2019 Filed May 24, 2019 20:05 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 172.391 $40.48 $6,978.39
Disclosure

SEC source: 0001593968-19-001209 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,864.2893

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:44 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 150.924 $38.39 $5,793.97
Disclosure

SEC source: 0001593968-19-000985 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,691.8983

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:24 UTC Main Street Capital CORP MAIN · Entity 2159 Tax withholdingCommon Stock 1,859 $37.20 $69,154.80
Disclosure

SEC source: 0001593968-19-000914 · primary_01.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,540.9743

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:24 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 7,549 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000914 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,399.9743

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:46 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 146.941 $38.25 $5,620.49
Disclosure

SEC source: 0001593968-19-000858 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,850.9743

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:22 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 149.382 $37.43 $5,591.37
Disclosure

SEC source: 0001593968-19-000597 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,704.0333

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2019 Filed Jan 23, 2019 22:01 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 151.87 $36.49 $5,541.74
Disclosure

SEC source: 0001593968-19-000202 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,554.6513

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:39 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 228.2431 $34.09 $7,780.81
Disclosure

SEC source: 0001593968-19-000091 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,402.7813

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2018 Filed Nov 28, 2018 21:37 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 143.997 $38.12 $5,489.17
Disclosure

SEC source: 0001593968-18-001502 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,174.5382

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:33 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 145.6591 $37.49 $5,460.76
Disclosure

SEC source: 0001593968-18-001375 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,030.5412

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:42 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 133.2849 $39.73 $5,295.41
Disclosure

SEC source: 0001593968-18-001252 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,884.8821

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2018 Filed Aug 30, 2018 21:17 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 130.7831 $40.30 $5,270.56
Disclosure

SEC source: 0001209191-18-048982 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,751.5972

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 16, 2018 Filed Jul 25, 2018 21:02 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 136.5431 $38.41 $5,244.62
Disclosure

SEC source: 0001209191-18-043919 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,620.8141

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2018 Filed Jul 3, 2018 21:01 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 188.2066 $37.85 $7,123.62
Disclosure

SEC source: 0001209191-18-041161 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,484.271

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 20:52 UTC Main Street Capital CORP MAIN · Entity 2159 Tax withholdingCommon Stock 487 $38.55 $18,773.85
Disclosure

SEC source: 0001209191-18-039260 · doc4.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,296.0644

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
June 15, 2018 Filed Jun 22, 2018 20:52 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 126.0376 $38.86 $4,897.82
Disclosure

SEC source: 0001209191-18-039260 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,783.0644

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2018 Filed May 24, 2018 20:59 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 126.3302 $38.58 $4,873.82
Disclosure

SEC source: 0001209191-18-033038 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,657.0268

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 21:02 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 100.097 $37.00 $3,703.59
Disclosure

SEC source: 0001209191-18-026113 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,530.6966

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:48 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 7,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023723 · doc4.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,430.5996

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:48 UTC Main Street Capital CORP MAIN · Entity 2159 Tax withholdingCommon Stock 1,951 $36.76 $71,718.76
Disclosure

SEC source: 0001209191-18-023723 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,097.5996

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
March 15, 2018 Filed Mar 21, 2018 21:03 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 99.4521 $37.05 $3,684.70
Disclosure

SEC source: 0001209191-18-021116 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,048.5996

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2018 Filed Feb 26, 2018 22:19 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 98.3636 $37.27 $3,666.01
Disclosure

SEC source: 0001209191-18-013448 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,949.1475

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:21 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 95.6933 $38.12 $3,647.83
Disclosure

SEC source: 0001209191-18-005198 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,850.7839

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 22:04 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 130.5092 $40.18 $5,243.86
Disclosure

SEC source: 0001209191-18-002498 · doc4.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,755.0906

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2017 Filed Jan 5, 2018 22:04 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 88.9305 $40.55 $3,606.13
Disclosure

SEC source: 0001209191-18-002498 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,624.5814

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2017 Filed Nov 29, 2017 22:19 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 88.1912 $40.70 $3,589.38
Disclosure

SEC source: 0001209191-17-062887 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,535.6509

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 16, 2017 Filed Oct 26, 2017 21:13 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 89.5106 $39.91 $3,572.37
Disclosure

SEC source: 0001209191-17-058051 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,447.4597

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2017 Filed Sep 26, 2017 20:44 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 86.5371 $40.01 $3,462.35
Disclosure

SEC source: 0001209191-17-053991 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,357.9491

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:49 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 85.585 $40.27 $3,446.51
Disclosure

SEC source: 0001209191-17-050143 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,271.412

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:30 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 88.908 $38.58 $3,430.07
Disclosure

SEC source: 0001209191-17-045957 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,185.827

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2017 Filed Jun 30, 2017 20:29 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 116.178 $38.85 $4,513.52
Disclosure

SEC source: 0001209191-17-042525 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,096.919

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 21:00 UTC Main Street Capital CORP MAIN · Entity 2159 Tax withholdingCommon Stock 758 $38.37 $29,084.46
Disclosure

SEC source: 0001209191-17-041429 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,903.194

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 21:00 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 77.547 $38.97 $3,022.01
Disclosure

SEC source: 0001209191-17-041429 · doc4.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,980.741

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:49 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 78.321 $38.40 $3,007.53
Disclosure

SEC source: 0001209191-17-034672 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,661.194

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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April 13, 2017 Filed Apr 21, 2017 20:52 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 58.063 $38.54 $2,237.75
Disclosure

SEC source: 0001209191-17-027859 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,582.873

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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April 03, 2017 Filed Apr 5, 2017 21:05 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 7,084 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025718 · doc4.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,524.81

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

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April 03, 2017 Filed Apr 5, 2017 21:05 UTC Main Street Capital CORP MAIN · Entity 2159 Tax withholdingCommon Stock 1,546 $38.40 $59,366.40
Disclosure

SEC source: 0001209191-17-025718 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,440.81

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

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March 15, 2017 Filed Mar 24, 2017 14:44 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 60.001 $37.11 $2,226.64
Disclosure

SEC source: 0001209191-17-022711 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,986.81

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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February 15, 2017 Filed Feb 27, 2017 22:03 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 59.416 $37.29 $2,215.62
Disclosure

SEC source: 0001209191-17-014856 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,926.809

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.