Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Main Street Capital CORPMAIN · Entity 2159 | Vice Chairman, CCO, and SMD | October 15, 2019 | October 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Main Street Capital CORP
Report date October 15, 2019 · Filed October 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 262,455.3287 |
Ending reported balance
After 2019-10-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-10-15 · Other · Acquired 107.336 · Balance 262,410.6719 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Row 2 · 2019-10-15 · Other · Acquired 44.6568 · Balance 262,455.3287 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2019 Filed Oct 25, 2019 16:47 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 44.6568 | $41.90 | $1,871.12 |
DisclosureSEC source: 0001593968-19-002029 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,455.3287 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2019 Filed Oct 25, 2019 16:47 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 107.336 | $41.90 | $4,497.38 |
DisclosureSEC source: 0001593968-19-002029 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,410.6719 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 16, 2019 Filed Sep 30, 2019 16:50 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 43.0092 | $43.30 | $1,862.30 |
DisclosureSEC source: 0001593968-19-001932 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,303.3359 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 16, 2019 Filed Sep 30, 2019 16:50 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 103.3762 | $43.30 | $4,476.19 |
DisclosureSEC source: 0001593968-19-001932 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,260.3267 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2019 Filed Aug 26, 2019 16:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 43.8137 | $42.30 | $1,853.32 |
DisclosureSEC source: 0001593968-19-001802 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,156.9505 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2019 Filed Aug 26, 2019 16:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 105.3097 | $42.30 | $4,454.60 |
DisclosureSEC source: 0001593968-19-001802 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,113.1368 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 15, 2019 Filed Jul 26, 2019 16:09 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 43.7464 | $42.16 | $1,844.35 |
DisclosureSEC source: 0001593968-19-001659 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,007.8271 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 15, 2019 Filed Jul 26, 2019 16:09 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 105.1482 | $42.16 | $4,433.05 |
DisclosureSEC source: 0001593968-19-001659 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,964.0807 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 25, 2019 Filed Jul 3, 2019 18:53 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 53.8216 | $41.54 | $2,235.75 |
DisclosureSEC source: 0001593968-19-001587 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,858.9325 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 25, 2019 Filed Jul 3, 2019 18:53 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 129.3649 | $41.54 | $5,373.82 |
DisclosureSEC source: 0001593968-19-001587 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,805.1109 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2019 Filed Jun 26, 2019 16:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 42.8716 | $41.52 | $1,780.03 |
DisclosureSEC source: 0001593968-19-001488 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,675.746 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2019 Filed Jun 26, 2019 16:14 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 103.0453 | $41.52 | $4,278.44 |
DisclosureSEC source: 0001593968-19-001488 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,632.8744 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2019 Filed May 24, 2019 16:02 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 43.7569 | $40.48 | $1,771.28 |
DisclosureSEC source: 0001593968-19-001208 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,529.8291 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2019 Filed May 24, 2019 16:02 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 105.1732 | $40.48 | $4,257.41 |
DisclosureSEC source: 0001593968-19-001208 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,486.0722 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 15, 2019 Filed Apr 25, 2019 16:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 45.9 | $38.39 | $1,762.10 |
DisclosureSEC source: 0001593968-19-000983 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,380.899 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 15, 2019 Filed Apr 25, 2019 16:42 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 110.324 | $38.39 | $4,235.34 |
DisclosureSEC source: 0001593968-19-000983 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,334.999 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:16 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 7,900 | $37.20 | $293,880.00 |
DisclosureSEC source: 0001593968-19-000908 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,224.675 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:16 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 18,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000908 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,124.675 F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| March 15, 2019 Filed Mar 27, 2019 16:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 44.6884 | $38.25 | $1,709.33 |
DisclosureSEC source: 0001593968-19-000857 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,582.675 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2019 Filed Mar 27, 2019 16:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 107.4123 | $38.25 | $4,108.52 |
DisclosureSEC source: 0001593968-19-000857 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,537.9866 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2019 Filed Mar 1, 2019 16:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 45.4307 | $37.43 | $1,700.47 |
DisclosureSEC source: 0001593968-19-000595 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,430.5743 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2019 Filed Mar 1, 2019 16:20 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 109.1964 | $37.43 | $4,087.22 |
DisclosureSEC source: 0001593968-19-000595 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,385.1436 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 15, 2019 Filed Jan 23, 2019 17:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 46.3533 | $36.49 | $1,691.43 |
DisclosureSEC source: 0001593968-19-000206 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,275.9472 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 15, 2019 Filed Jan 23, 2019 17:05 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 111.4141 | $36.49 | $4,065.50 |
DisclosureSEC source: 0001593968-19-000206 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,229.5939 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 27, 2018 Filed Jan 4, 2019 16:51 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 69.4121 | $34.09 | $2,366.26 |
DisclosureSEC source: 0001593968-19-000096 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,118.1798 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 27, 2018 Filed Jan 4, 2019 16:51 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 166.8381 | $34.09 | $5,687.51 |
DisclosureSEC source: 0001593968-19-000096 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,048.7677 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 14, 2018 Filed Dec 31, 2018 16:18 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 44.536 | $37.48 | $1,669.21 |
DisclosureSEC source: 0001593968-18-001656 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,881.9296 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 14, 2018 Filed Dec 31, 2018 16:18 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 107.0462 | $37.48 | $4,012.09 |
DisclosureSEC source: 0001593968-18-001656 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,837.3936 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2018 Filed Nov 28, 2018 16:31 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 43.5656 | $38.12 | $1,660.72 |
DisclosureSEC source: 0001593968-18-001498 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,730.3474 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2018 Filed Nov 28, 2018 16:31 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 104.713 | $38.12 | $3,991.66 |
DisclosureSEC source: 0001593968-18-001498 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,686.7818 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2018 Filed Oct 29, 2018 14:23 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 44.0683 | $37.49 | $1,652.12 |
DisclosureSEC source: 0001593968-18-001368 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,582.0689 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 15, 2018 Filed Oct 29, 2018 14:23 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 105.9218 | $37.49 | $3,971.01 |
DisclosureSEC source: 0001593968-18-001368 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,538.0006 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 26, 2018 16:56 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 40.3247 | $39.73 | $1,602.10 |
DisclosureSEC source: 0001593968-18-001263 · primary_01.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,432.0788 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 14, 2018 Filed Sep 26, 2018 16:56 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 96.9237 | $39.73 | $3,850.78 |
DisclosureSEC source: 0001593968-18-001263 · primary_01.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,391.7541 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2018 Filed Aug 30, 2018 17:13 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 39.5677 | $40.30 | $1,594.58 |
DisclosureSEC source: 0001209191-18-048976 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,294.8303 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 15, 2018 Filed Aug 30, 2018 17:13 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 95.1045 | $40.30 | $3,832.71 |
DisclosureSEC source: 0001209191-18-048976 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,255.2626 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 16, 2018 Filed Jul 25, 2018 16:57 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 41.3103 | $38.41 | $1,586.73 |
DisclosureSEC source: 0001209191-18-043914 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,160.1582 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 16, 2018 Filed Jul 25, 2018 16:57 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 99.2929 | $38.41 | $3,813.84 |
DisclosureSEC source: 0001209191-18-043914 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,118.8478 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2018 Filed Jul 3, 2018 16:48 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 60.238 | $37.85 | $2,280.01 |
DisclosureSEC source: 0001209191-18-041140 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,019.5549 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 26, 2018 Filed Jul 3, 2018 16:48 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 144.787 | $37.85 | $5,480.19 |
DisclosureSEC source: 0001209191-18-041140 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,959.3166 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 16:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 1,887 | $38.55 | $72,743.85 |
DisclosureSEC source: 0001209191-18-039244 · doc4.xml · nonDerivative · entry 3 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,814.5288 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| June 15, 2018 Filed Jun 22, 2018 16:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 40.3402 | $38.86 | $1,567.62 |
DisclosureSEC source: 0001209191-18-039244 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,701.5288 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 15, 2018 Filed Jun 22, 2018 16:45 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 96.9611 | $38.86 | $3,767.91 |
DisclosureSEC source: 0001209191-18-039244 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,661.1886 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2018 Filed May 24, 2018 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 40.4339 | $38.58 | $1,559.94 |
DisclosureSEC source: 0001209191-18-033025 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,564.2274 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 15, 2018 Filed May 24, 2018 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 97.1864 | $38.58 | $3,749.45 |
DisclosureSEC source: 0001209191-18-033025 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,523.7935 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 16, 2018 Filed Apr 25, 2018 16:51 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 41.9451 | $37.00 | $1,551.97 |
DisclosureSEC source: 0001209191-18-026106 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,426.6072 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 16, 2018 Filed Apr 25, 2018 16:51 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 100.8186 | $37.00 | $3,730.29 |
DisclosureSEC source: 0001209191-18-026106 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,384.662 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:39 UTC | Main Street Capital CORP MAIN · Entity 2159 | GrantCommon Stock | 11,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023699 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,283.8434 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:39 UTC | Main Street Capital CORP MAIN · Entity 2159 | Tax withholdingCommon Stock | 9,768 | $36.76 | $359,071.68 |
DisclosureSEC source: 0001209191-18-023699 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,469.8434 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| March 15, 2018 Filed Mar 21, 2018 16:53 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 41.6748 | $37.05 | $1,544.05 |
DisclosureSEC source: 0001209191-18-021108 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,237.8434 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.