Last 12 months
Inside the activity.
2 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2017 Filed Apr 21, 2017 20:42 UTC |
Griffin Jon KevinDirector
|
OtherCommon Stock | 44.572 | $38.54 | $1,717.80 |
DisclosureSEC source: 0001209191-17-027851 · doc4.xml · nonDerivative · entry 1 Griffin Jon Kevin · CIK 0001525628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,311.013 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 13, 2017 Filed May 17, 2017 17:00 UTC | OtherCommon Stock | 99.674 | $38.54 | $3,841.44 |
DisclosureSEC source: 0001209191-17-033203 · doc4.xml · nonDerivative · entry 1 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,971.474 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
|
| April 03, 2017 Filed Apr 5, 2017 21:01 UTC |
FOSTER VINCENT DDirector · Chairman and CEO
|
GrantCommon Stock | 46,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025707 · doc4.xml · nonDerivative · entry 2 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,611.1184 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:01 UTC |
FOSTER VINCENT DDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 14,241 | $38.40 | $546,854.40 |
DisclosureSEC source: 0001209191-17-025707 · doc4.xml · nonDerivative · entry 1 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486,228.1184 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:06 UTC |
Smith Brent D.CFO, Treasurer
|
GrantCommon Stock | 13,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025722 · doc4.xml · nonDerivative · entry 2 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,365.491 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:06 UTC |
Smith Brent D.CFO, Treasurer
|
Tax withholdingCommon Stock | 2,279 | $38.40 | $87,513.60 |
DisclosureSEC source: 0001209191-17-025722 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,463.491 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:00 UTC |
Beauvais Jason BSVP, GC, CCO, Sec.
|
GrantCommon Stock | 12,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025706 · doc4.xml · nonDerivative · entry 2 Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,026.898 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:00 UTC |
Beauvais Jason BSVP, GC, CCO, Sec.
|
Tax withholdingCommon Stock | 4,313 | $38.40 | $165,619.20 |
DisclosureSEC source: 0001209191-17-025706 · doc4.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,328.898 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:07 UTC | GrantCommon Stock | 4,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025729 · doc4.xml · nonDerivative · entry 2 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,846.544 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
|
| April 03, 2017 Filed Apr 5, 2017 17:07 UTC | Tax withholdingCommon Stock | 1,870 | $38.40 | $71,808.00 |
DisclosureSEC source: 0001209191-17-025729 · doc4.xml · nonDerivative · entry 1 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,836.544 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
|
| April 03, 2017 Filed Apr 5, 2017 17:02 UTC |
Hartman Curtis L.Vice Chairman, CCO, and SMD
|
GrantCommon Stock | 22,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025710 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,694.5484 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:02 UTC |
Hartman Curtis L.Vice Chairman, CCO, and SMD
|
Tax withholdingCommon Stock | 7,292 | $38.40 | $280,012.80 |
DisclosureSEC source: 0001209191-17-025710 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,371.5484 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:04 UTC |
Magdol David L.Vice Chairman, CIO and SMD
|
GrantCommon Stock | 22,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025716 · doc4.xml · nonDerivative · entry 2 Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,765.024 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:04 UTC |
Magdol David L.Vice Chairman, CIO and SMD
|
Tax withholdingCommon Stock | 7,064 | $38.40 | $271,257.60 |
DisclosureSEC source: 0001209191-17-025716 · doc4.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,442.024 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:03 UTC |
Hyzak Dwayne L.President, COO, SMD
|
GrantCommon Stock | 32,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025712 · doc4.xml · nonDerivative · entry 2 Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,114.4588 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:03 UTC |
Hyzak Dwayne L.President, COO, SMD
|
Tax withholdingCommon Stock | 10,618 | $38.40 | $407,731.20 |
DisclosureSEC source: 0001209191-17-025712 · doc4.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,633.4588 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:05 UTC |
Martin ShannonVP, Chief Accounting Officer
|
GrantCommon Stock | 7,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025718 · doc4.xml · nonDerivative · entry 2 Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,524.81 F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:05 UTC |
Martin ShannonVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,546 | $38.40 | $59,366.40 |
DisclosureSEC source: 0001209191-17-025718 · doc4.xml · nonDerivative · entry 1 Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,440.81 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| March 17, 2017 Filed Mar 24, 2017 14:22 UTC |
Beauvais Jason BSVP, GC, CCO, Sec.
|
GiftCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022701 · doc4.xml · nonDerivative · entry 2 Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,641.898 F2 · kind: The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:43 UTC | PurchaseCommon Stock | 24.074 | $37.57 | $904.46 |
DisclosureSEC source: 0001209191-17-021574 · doc4.xml · nonDerivative · entry 3 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,706.544 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document |
|
| March 15, 2017 Filed Mar 17, 2017 20:43 UTC | OtherCommon Stock | 1.708 | $37.57 | $64.17 |
DisclosureSEC source: 0001209191-17-021574 · doc4.xml · nonDerivative · entry 2 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,682.47 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
|
| March 15, 2017 Filed Mar 17, 2017 20:43 UTC | OtherCommon Stock | 103.002 | $37.11 | $3,822.40 |
DisclosureSEC source: 0001209191-17-021574 · doc4.xml · nonDerivative · entry 1 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,680.762 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
|
| March 15, 2017 Filed Mar 24, 2017 14:48 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 22.085 | $37.57 | $829.73 |
DisclosureSEC source: 0001209191-17-022713 · doc4.xml · nonDerivative · entry 2 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,637.868 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:48 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 10.57 | $37.11 | $392.25 |
DisclosureSEC source: 0001209191-17-022713 · doc4.xml · nonDerivative · entry 1 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,615.783 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:28 UTC |
FOSTER VINCENT DDirector · Chairman and CEO
|
OtherCommon Stock | 74.5468 | $37.11 | $2,766.43 |
DisclosureSEC source: 0001209191-17-022703 · doc4.xml · nonDerivative · entry 5 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Foster Irrevocable Trust Disclosed balance after: 15,028.2176 F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. F4 · ownership.nature: Family trust. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:28 UTC |
FOSTER VINCENT DDirector · Chairman and CEO
|
OtherCommon Stock | 2,020.19 | $37.11 | $74,969.25 |
DisclosureSEC source: 0001209191-17-022703 · doc4.xml · nonDerivative · entry 4 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,469.1184 F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:28 UTC |
FOSTER VINCENT DDirector · Chairman and CEO
|
OtherCommon Stock | 7.042 | $37.11 | $261.33 |
DisclosureSEC source: 0001209191-17-022703 · doc4.xml · nonDerivative · entry 3 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,448.9284 F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:28 UTC |
FOSTER VINCENT DDirector · Chairman and CEO
|
GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022703 · doc4.xml · nonDerivative · entry 2 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By MS IV Disclosed balance after: 50,000 F2 · ownership.nature: Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:28 UTC |
FOSTER VINCENT DDirector · Chairman and CEO
|
GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022703 · doc4.xml · nonDerivative · entry 1 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,441.8864 F1 · kind: Shares gifted to MS Trust IV. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:47 UTC |
Smith Brent D.CFO, Treasurer
|
OtherCommon Stock | 29.636 | $37.11 | $1,099.79 |
DisclosureSEC source: 0001209191-17-022712 · doc4.xml · nonDerivative · entry 1 Smith Brent D. · CIK 0001500144 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,742.491 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:39 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 18.038 | $37.57 | $677.69 |
DisclosureSEC source: 0001209191-17-022709 · doc4.xml · nonDerivative · entry 2 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812.116 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:39 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 10.57 | $37.11 | $392.25 |
DisclosureSEC source: 0001209191-17-022709 · doc4.xml · nonDerivative · entry 1 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,794.078 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:22 UTC |
Beauvais Jason BSVP, GC, CCO, Sec.
|
OtherCommon Stock | 103.023 | $37.11 | $3,823.18 |
DisclosureSEC source: 0001209191-17-022701 · doc4.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,811.898 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:21 UTC |
Appling Michael JRDirector
|
OtherCommon Stock | 50.944 | $37.57 | $1,913.97 |
DisclosureSEC source: 0001209191-17-022700 · doc4.xml · nonDerivative · entry 3 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,441.4206 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:21 UTC |
Appling Michael JRDirector
|
OtherCommon Stock | 474.2475 | $37.31 | $17,694.08 |
DisclosureSEC source: 0001209191-17-022700 · doc4.xml · nonDerivative · entry 2 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,390.4766 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:21 UTC |
Appling Michael JRDirector
|
OtherCommon Stock | 38.938 | $37.11 | $1,444.99 |
DisclosureSEC source: 0001209191-17-022700 · doc4.xml · nonDerivative · entry 1 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,916.2291 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:42 UTC |
Magdol David L.Vice Chairman, CIO and SMD
|
OtherCommon Stock | 225.439 | $36.93 | $8,325.01 |
DisclosureSEC source: 0001209191-17-022710 · doc4.xml · nonDerivative · entry 3 Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,506.024 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:42 UTC |
Magdol David L.Vice Chairman, CIO and SMD
|
OtherCommon Stock | 34.5864 | $37.11 | $1,283.50 |
DisclosureSEC source: 0001209191-17-022710 · doc4.xml · nonDerivative · entry 2 Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,280.585 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:42 UTC |
Magdol David L.Vice Chairman, CIO and SMD
|
OtherCommon Stock | 1.146 | $37.11 | $42.53 |
DisclosureSEC source: 0001209191-17-022710 · doc4.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,245.9987 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:32 UTC |
Hartman Curtis L.Vice Chairman, CCO, and SMD
|
OtherCommon Stock | 37.7246 | $37.11 | $1,399.96 |
DisclosureSEC source: 0001209191-17-022706 · doc4.xml · nonDerivative · entry 2 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,663.5484 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:32 UTC |
Hartman Curtis L.Vice Chairman, CCO, and SMD
|
OtherCommon Stock | 90.674 | $37.11 | $3,364.91 |
DisclosureSEC source: 0001209191-17-022706 · doc4.xml · nonDerivative · entry 1 Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,625.8238 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:29 UTC |
French Arthur L.Director
|
OtherCommon Stock | 52.982 | $37.57 | $1,990.53 |
DisclosureSEC source: 0001209191-17-022704 · doc4.xml · nonDerivative · entry 2 French Arthur L. · CIK 0001414114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,776.531 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:29 UTC |
French Arthur L.Director
|
OtherCommon Stock | 218.4624 | $37.11 | $8,107.14 |
DisclosureSEC source: 0001209191-17-022704 · doc4.xml · nonDerivative · entry 1 French Arthur L. · CIK 0001414114 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Flying F, LLC Disclosed balance after: 44,040.8263 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:34 UTC |
Hyzak Dwayne L.President, COO, SMD
|
OtherCommon Stock | 34.1124 | $37.31 | $1,272.73 |
DisclosureSEC source: 0001209191-17-022707 · doc4.xml · nonDerivative · entry 2 Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,251.4588 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:34 UTC |
Hyzak Dwayne L.President, COO, SMD
|
OtherCommon Stock | 287.535 | $37.11 | $10,670.42 |
DisclosureSEC source: 0001209191-17-022707 · doc4.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,217.3464 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:26 UTC |
CANON JOSEPH EDirector
|
OtherCommon Stock | 76.417 | $37.57 | $2,870.99 |
DisclosureSEC source: 0001209191-17-022702 · doc4.xml · nonDerivative · entry 2 CANON JOSEPH E · CIK 0001246413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,008.059 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 10:26 UTC |
CANON JOSEPH EDirector
|
OtherCommon Stock | 159.522 | $37.11 | $5,919.86 |
DisclosureSEC source: 0001209191-17-022702 · doc4.xml · nonDerivative · entry 1 CANON JOSEPH E · CIK 0001246413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,931.642 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:38 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 5 | $37.29 | $186.45 |
DisclosureSEC source: 0001209191-17-022708 · doc4.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,144 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:38 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 45.99 | $37.57 | $1,727.84 |
DisclosureSEC source: 0001209191-17-022708 · doc4.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,568.743 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2017 Filed Mar 24, 2017 14:38 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 23.23 | $37.11 | $862.07 |
DisclosureSEC source: 0001209191-17-022708 · doc4.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,522.753 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.