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Main Street Capital CORP

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2159
SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2017 Filed Jun 22, 2017 20:41 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 1,712.3477 $38.97 $66,730.19
Disclosure

SEC source: 0001209191-17-041407 · doc4.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528,282.3094

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:41 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 6.804 $38.97 $265.15
Disclosure

SEC source: 0001209191-17-041407 · doc4.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526,569.9617

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 17:02 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 28.636 $38.97 $1,115.94
Disclosure

SEC source: 0001209191-17-041433 · doc4.xml · nonDerivative · entry 2

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,574.728

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:55 UTC OtherCommon Stock 25.852 $39.08 $1,010.30
Disclosure

SEC source: 0001209191-17-041425 · doc4.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,395.032

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:55 UTC OtherCommon Stock 13.74 $38.97 $535.45
Disclosure

SEC source: 0001209191-17-041425 · doc4.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,369.18

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:34 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 99.546 $38.97 $3,879.31
Disclosure

SEC source: 0001209191-17-041396 · doc4.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,689.678

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:32 UTC OtherCommon Stock 57.653 $39.08 $2,253.08
Disclosure

SEC source: 0001209191-17-041393 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,520.7953

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:32 UTC OtherCommon Stock 460.017 $39.02 $17,951.93
Disclosure

SEC source: 0001209191-17-041393 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,463.1423

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:32 UTC OtherCommon Stock 41.15 $38.97 $1,603.62
Disclosure

SEC source: 0001209191-17-041393 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,003.1253

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:49 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 36.4513 $38.97 $1,420.51
Disclosure

SEC source: 0001209191-17-041419 · doc4.xml · nonDerivative · entry 3

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,020.1678

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:49 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 87.614 $38.97 $3,414.32
Disclosure

SEC source: 0001209191-17-041419 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,983.7165

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:58 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 215.287 $38.67 $8,325.00
Disclosure

SEC source: 0001209191-17-041427 · doc4.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,169.8725

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:58 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 33.419 $38.97 $1,302.34
Disclosure

SEC source: 0001209191-17-041427 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,954.5855

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:45 UTC OtherCommon Stock 60.525 $39.08 $2,365.32
Disclosure

SEC source: 0001209191-17-041413 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,589.104

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:45 UTC OtherCommon Stock 211.088 $38.97 $8,226.10
Disclosure

SEC source: 0001209191-17-041413 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Flying F, LLC

Disclosed balance after: 45,640.5136

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:52 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 33.0889 $39.02 $1,291.28
Disclosure

SEC source: 0001209191-17-041422 · doc4.xml · nonDerivative · entry 3

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,735.3816

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:52 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 277.829 $38.97 $10,827.00
Disclosure

SEC source: 0001209191-17-041422 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,702.2927

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:39 UTC OtherCommon Stock 96.951 $39.08 $3,788.85
Disclosure

SEC source: 0001209191-17-041404 · doc4.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,200.507

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:39 UTC OtherCommon Stock 157.664 $38.97 $6,144.17
Disclosure

SEC source: 0001209191-17-041404 · doc4.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,103.556

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:54 UTC OtherCommon Stock 5 $38.90 $194.51
Disclosure

SEC source: 0001209191-17-041424 · doc4.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,159

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:54 UTC OtherCommon Stock 54.296 $39.08 $2,121.89
Disclosure

SEC source: 0001209191-17-041424 · doc4.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,521.063

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:54 UTC OtherCommon Stock 25.973 $38.97 $1,012.17
Disclosure

SEC source: 0001209191-17-041424 · doc4.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,466.767

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 21:00 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 77.547 $38.97 $3,022.01
Disclosure

SEC source: 0001209191-17-041429 · doc4.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,980.741

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:47 UTC OtherCommon Stock 62.047 $39.08 $2,424.80
Disclosure

SEC source: 0001209191-17-041415 · doc4.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185.156

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 20:47 UTC OtherCommon Stock 48.033 $38.97 $1,871.85
Disclosure

SEC source: 0001209191-17-041415 · doc4.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,123.109

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:00 UTC PurchaseCommon Stock 15.669 $38.49 $603.10
Disclosure

SEC source: 0001209191-17-033203 · doc4.xml · nonDerivative · entry 3

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,989.055

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:00 UTC OtherCommon Stock 1.912 $38.49 $73.59
Disclosure

SEC source: 0001209191-17-033203 · doc4.xml · nonDerivative · entry 2

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,973.386

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:51 UTC OtherCommon Stock 21.767 $38.49 $837.81
Disclosure

SEC source: 0001209191-17-034675 · doc4.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,718.673

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:51 UTC OtherCommon Stock 10.315 $38.40 $396.10
Disclosure

SEC source: 0001209191-17-034675 · doc4.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,696.906

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:36 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 72.7492 $38.40 $2,793.57
Disclosure

SEC source: 0001209191-17-034639 · doc4.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster Irrevocable Trust

Disclosed balance after: 15,173.1054

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:36 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 1,729.4333 $38.40 $66,410.24
Disclosure

SEC source: 0001209191-17-034639 · doc4.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,069.1577

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:36 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 6.873 $38.40 $263.92
Disclosure

SEC source: 0001209191-17-034639 · doc4.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,339.7244

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:50 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 28.922 $38.40 $1,110.60
Disclosure

SEC source: 0001209191-17-034674 · doc4.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,423.092

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:46 UTC OtherCommon Stock 17.779 $38.49 $684.31
Disclosure

SEC source: 0001209191-17-034667 · doc4.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,355.44

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:46 UTC OtherCommon Stock 10.315 $38.40 $396.10
Disclosure

SEC source: 0001209191-17-034667 · doc4.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,337.661

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:33 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 100.539 $38.40 $3,860.70
Disclosure

SEC source: 0001209191-17-034630 · doc4.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,227.132

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:42 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 36.8151 $38.40 $1,413.70
Disclosure

SEC source: 0001209191-17-034656 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,944.1025

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:42 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 88.488 $38.40 $3,397.94
Disclosure

SEC source: 0001209191-17-034656 · doc4.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,907.2874

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:33 UTC OtherCommon Stock 50.211 $38.49 $1,932.62
Disclosure

SEC source: 0001209191-17-034629 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,961.9753

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:33 UTC OtherCommon Stock 461.9838 $38.67 $17,866.48
Disclosure

SEC source: 0001209191-17-034629 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,911.7643

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:33 UTC OtherCommon Stock 37.998 $38.40 $1,459.12
Disclosure

SEC source: 0001209191-17-034629 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,449.7805

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:47 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 219.618 $37.91 $8,324.99
Disclosure

SEC source: 0001209191-17-034671 · doc4.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,270.1665

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:47 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 33.7523 $38.40 $1,296.09
Disclosure

SEC source: 0001209191-17-034671 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,050.5485

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:47 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 1.119 $38.40 $42.97
Disclosure

SEC source: 0001209191-17-034671 · doc4.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,016.7961

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:43 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 33.2303 $38.67 $1,285.13
Disclosure

SEC source: 0001209191-17-034659 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,739.4637

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 20:43 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 280.602 $38.40 $10,775.12
Disclosure

SEC source: 0001209191-17-034659 · doc4.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,706.2334

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:39 UTC OtherCommon Stock 52.219 $38.49 $2,009.91
Disclosure

SEC source: 0001209191-17-034648 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528.579

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:39 UTC OtherCommon Stock 213.1943 $38.40 $8,186.66
Disclosure

SEC source: 0001209191-17-034648 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Flying F, LLC

Disclosed balance after: 45,429.4256

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife.

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May 15, 2017 Filed May 23, 2017 16:34 UTC OtherCommon Stock 75.318 $38.49 $2,898.99
Disclosure

SEC source: 0001209191-17-034634 · doc4.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,945.892

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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May 15, 2017 Filed May 23, 2017 16:34 UTC OtherCommon Stock 155.674 $38.40 $5,977.88
Disclosure

SEC source: 0001209191-17-034634 · doc4.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,870.574

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.