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Main Street Capital CORP

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2159
SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2017 Filed Aug 24, 2017 20:51 UTC OtherCommon Stock 13.519 $40.27 $544.41
Disclosure

SEC source: 0001209191-17-050145 · doc4.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,894.327

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 21:21 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 70.8702 $40.27 $2,853.94
Disclosure

SEC source: 0001209191-17-050182 · doc4.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster Irrevocable Trust

Disclosed balance after: 15,497.5401

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 21:21 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 1,684.7614 $40.27 $67,845.34
Disclosure

SEC source: 0001209191-17-050182 · doc4.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,306.4476

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 21:21 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 6.694 $40.27 $269.57
Disclosure

SEC source: 0001209191-17-050182 · doc4.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532,621.6862

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:50 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 22.969 $40.27 $924.96
Disclosure

SEC source: 0001209191-17-050144 · doc4.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,669.867

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:46 UTC OtherCommon Stock 25.5 $40.28 $1,027.14
Disclosure

SEC source: 0001209191-17-050138 · doc4.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533.867

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:46 UTC OtherCommon Stock 13.519 $40.27 $544.41
Disclosure

SEC source: 0001209191-17-050138 · doc4.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,508.367

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:33 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 97.942 $40.27 $3,944.12
Disclosure

SEC source: 0001209191-17-050124 · doc4.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,038.499

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:31 UTC OtherCommon Stock 56.868 $40.28 $2,290.64
Disclosure

SEC source: 0001209191-17-050123 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,478.3854

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:31 UTC OtherCommon Stock 453.1886 $40.27 $18,251.26
Disclosure

SEC source: 0001209191-17-050123 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,421.5174

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:31 UTC OtherCommon Stock 40.487 $40.27 $1,630.41
Disclosure

SEC source: 0001209191-17-050123 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,968.3288

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:43 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 35.8642 $40.27 $1,444.25
Disclosure

SEC source: 0001209191-17-050131 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,454.9081

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:43 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 86.202 $40.27 $3,471.35
Disclosure

SEC source: 0001209191-17-050131 · doc4.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,419.044

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:48 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 207.288 $40.16 $8,325.02
Disclosure

SEC source: 0001209191-17-050139 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,030.8991

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:48 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 32.8806 $40.27 $1,324.10
Disclosure

SEC source: 0001209191-17-050139 · doc4.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,823.6111

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:39 UTC OtherCommon Stock 59.701 $40.28 $2,404.76
Disclosure

SEC source: 0001209191-17-050128 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,801.424

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:39 UTC OtherCommon Stock 212.1689 $40.27 $8,544.04
Disclosure

SEC source: 0001209191-17-050128 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,396.155

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:43 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 32.5977 $40.27 $1,312.81
Disclosure

SEC source: 0001209191-17-050132 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,824.8229

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:43 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 273.354 $40.27 $11,007.97
Disclosure

SEC source: 0001209191-17-050132 · doc4.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,792.2252

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:34 UTC OtherCommon Stock 95.63 $40.28 $3,851.98
Disclosure

SEC source: 0001209191-17-050125 · doc4.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,093.082

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:34 UTC OtherCommon Stock 155.124 $40.27 $6,246.84
Disclosure

SEC source: 0001209191-17-050125 · doc4.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,997.452

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:44 UTC OtherCommon Stock 5 $40.22 $201.12
Disclosure

SEC source: 0001209191-17-050133 · doc4.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,177

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:44 UTC OtherCommon Stock 53.556 $40.28 $2,157.24
Disclosure

SEC source: 0001209191-17-050133 · doc4.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,802.542

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:44 UTC OtherCommon Stock 25.554 $40.27 $1,029.06
Disclosure

SEC source: 0001209191-17-050133 · doc4.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,748.986

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:49 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 85.585 $40.27 $3,446.51
Disclosure

SEC source: 0001209191-17-050143 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,271.412

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:40 UTC OtherCommon Stock 61.202 $40.28 $2,465.22
Disclosure

SEC source: 0001209191-17-050129 · doc4.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,571.127

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 20:40 UTC OtherCommon Stock 47.259 $40.27 $1,903.12
Disclosure

SEC source: 0001209191-17-050129 · doc4.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,509.925

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 16:36 UTC PurchaseCommon Stock 15.592 $38.68 $603.10
Disclosure

SEC source: 0001209191-17-045511 · doc4.xml · nonDerivative · entry 2

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,639.326

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 16:36 UTC OtherCommon Stock 2.195 $38.68 $84.90
Disclosure

SEC source: 0001209191-17-045511 · doc4.xml · nonDerivative · entry 1

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,623.734

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:32 UTC OtherCommon Stock 33.026 $38.68 $1,277.45
Disclosure

SEC source: 0001209191-17-045967 · doc4.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,880.808

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:32 UTC OtherCommon Stock 14.044 $38.58 $541.82
Disclosure

SEC source: 0001209191-17-045967 · doc4.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,847.782

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:19 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 73.6213 $38.58 $2,840.31
Disclosure

SEC source: 0001209191-17-045943 · doc4.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster Irrevocable TRust

Disclosed balance after: 15,426.6699

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:19 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 1,750.17 $38.58 $67,521.56
Disclosure

SEC source: 0001209191-17-045943 · doc4.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532,614.9922

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:19 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 6.954 $38.58 $268.29
Disclosure

SEC source: 0001209191-17-045943 · doc4.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530,864.8222

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:31 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 29.269 $38.58 $1,129.20
Disclosure

SEC source: 0001209191-17-045963 · doc4.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,646.898

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:27 UTC OtherCommon Stock 26.428 $38.68 $1,022.24
Disclosure

SEC source: 0001209191-17-045954 · doc4.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,494.848

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:27 UTC OtherCommon Stock 14.044 $38.58 $541.82
Disclosure

SEC source: 0001209191-17-045954 · doc4.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,468.42

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:17 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 101.744 $38.58 $3,925.28
Disclosure

SEC source: 0001209191-17-045939 · doc4.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,940.557

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:16 UTC OtherCommon Stock 58.938 $38.68 $2,279.72
Disclosure

SEC source: 0001209191-17-045938 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,927.8418

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:16 UTC OtherCommon Stock 469.97 $38.65 $18,164.34
Disclosure

SEC source: 0001209191-17-045938 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,868.9038

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:16 UTC OtherCommon Stock 42.06 $38.58 $1,622.67
Disclosure

SEC source: 0001209191-17-045938 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,398.9338

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:24 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 37.2564 $38.58 $1,437.35
Disclosure

SEC source: 0001209191-17-045950 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,332.842

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:24 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 89.549 $38.58 $3,454.80
Disclosure

SEC source: 0001209191-17-045950 · doc4.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,295.5856

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:29 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 215.572 $38.62 $8,325.00
Disclosure

SEC source: 0001209191-17-045955 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,790.7305

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:29 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 34.1571 $38.58 $1,317.78
Disclosure

SEC source: 0001209191-17-045955 · doc4.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,575.1585

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:22 UTC OtherCommon Stock 61.875 $38.68 $2,393.33
Disclosure

SEC source: 0001209191-17-045948 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,741.723

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:22 UTC OtherCommon Stock 220.4059 $38.58 $8,503.26
Disclosure

SEC source: 0001209191-17-045948 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,183.9862

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 20:25 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 33.8046 $38.65 $1,306.55
Disclosure

SEC source: 0001209191-17-045952 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,518.8712

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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July 14, 2017 Filed Jul 21, 2017 20:25 UTC
Hyzak Dwayne L.President, COO, SMD
OtherCommon Stock 283.966 $38.58 $10,955.41
Disclosure

SEC source: 0001209191-17-045952 · doc4.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,485.0666

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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July 14, 2017 Filed Jul 21, 2017 16:18 UTC OtherCommon Stock 99.112 $38.68 $3,833.65
Disclosure

SEC source: 0001209191-17-045941 · doc4.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,842.328

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.