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MAIN

Main Street Capital CORP

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2159
SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2018 Filed Feb 26, 2018 22:04 UTC OtherCommon Stock 11.447 $36.96 $423.08
Disclosure

SEC source: 0001209191-18-013416 · doc4.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,989.05

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2018 Filed Feb 26, 2018 22:04 UTC OtherCommon Stock 3.808 $37.27 $141.92
Disclosure

SEC source: 0001209191-18-013416 · doc4.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977.6

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:23 UTC OtherCommon Stock 35.03 $38.78 $1,358.46
Disclosure

SEC source: 0001209191-18-005200 · doc4.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,232.7051

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:23 UTC OtherCommon Stock 15.1157 $38.12 $576.21
Disclosure

SEC source: 0001209191-18-005200 · doc4.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,197.6751

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:15 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 79.24 $38.12 $3,020.63
Disclosure

SEC source: 0001209191-18-005187 · doc4.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster Irrevocable Trust

Disclosed balance after: 15,977.2962

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:15 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 1,720.7062 $38.12 $65,593.32
Disclosure

SEC source: 0001209191-18-005187 · doc4.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,235.7509

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:15 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 7.4853 $38.12 $285.34
Disclosure

SEC source: 0001209191-18-005187 · doc4.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513,515.0447

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:22 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 25.6823 $38.12 $979.01
Disclosure

SEC source: 0001209191-18-005199 · doc4.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,825.3595

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:20 UTC OtherCommon Stock 28.033 $38.78 $1,087.12
Disclosure

SEC source: 0001209191-18-005196 · doc4.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,797.4321

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:20 UTC OtherCommon Stock 15.1157 $38.12 $576.21
Disclosure

SEC source: 0001209191-18-005196 · doc4.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,769.3991

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:13 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 109.509 $38.12 $4,174.48
Disclosure

SEC source: 0001209191-18-005184 · doc4.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,476.519

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:11 UTC OtherCommon Stock 62.516 $38.78 $2,424.37
Disclosure

SEC source: 0001209191-18-005180 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,203.4372

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:11 UTC OtherCommon Stock 503.9626 $38.33 $19,317.69
Disclosure

SEC source: 0001209191-18-005180 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,140.9212

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:11 UTC OtherCommon Stock 45.2692 $38.12 $1,725.66
Disclosure

SEC source: 0001209191-18-005180 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,636.9586

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:18 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 39.8271 $38.12 $1,518.21
Disclosure

SEC source: 0001209191-18-005192 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,955.7112

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:18 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 96.383 $38.12 $3,674.12
Disclosure

SEC source: 0001209191-18-005192 · doc4.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,915.8841

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:21 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 222.939 $38.35 $8,550.00
Disclosure

SEC source: 0001209191-18-005197 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,328.5812

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:21 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 36.5139 $38.12 $1,391.91
Disclosure

SEC source: 0001209191-18-005197 · doc4.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,105.6422

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:16 UTC OtherCommon Stock 65.631 $38.78 $2,545.17
Disclosure

SEC source: 0001209191-18-005189 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,204.222

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:16 UTC OtherCommon Stock 226.9756 $38.12 $8,652.31
Disclosure

SEC source: 0001209191-18-005189 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,075.629

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:19 UTC
Hyzak Dwayne L.Director · President, COO, SMD
OtherCommon Stock 36.2497 $38.33 $1,389.51
Disclosure

SEC source: 0001209191-18-005194 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,945.7427

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:19 UTC
Hyzak Dwayne L.Director · President, COO, SMD
OtherCommon Stock 305.638 $38.12 $11,650.92
Disclosure

SEC source: 0001209191-18-005194 · doc4.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,909.493

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:14 UTC OtherCommon Stock 105.129 $38.78 $4,076.90
Disclosure

SEC source: 0001209191-18-005185 · doc4.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,788.4108

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:14 UTC OtherCommon Stock 173.4449 $38.12 $6,611.72
Disclosure

SEC source: 0001209191-18-005185 · doc4.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,683.2818

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:20 UTC OtherCommon Stock 5 $38.40 $191.98
Disclosure

SEC source: 0001209191-18-005195 · doc4.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,210

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:20 UTC OtherCommon Stock 58.876 $38.78 $2,283.21
Disclosure

SEC source: 0001209191-18-005195 · doc4.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,336.8768

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:20 UTC OtherCommon Stock 28.5727 $38.12 $1,089.19
Disclosure

SEC source: 0001209191-18-005195 · doc4.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,278.0008

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:21 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 95.6933 $38.12 $3,647.83
Disclosure

SEC source: 0001209191-18-005198 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,850.7839

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:17 UTC OtherCommon Stock 67.28 $38.78 $2,609.12
Disclosure

SEC source: 0001209191-18-005191 · doc4.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,303.9757

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:17 UTC OtherCommon Stock 52.8408 $38.12 $2,014.29
Disclosure

SEC source: 0001209191-18-005191 · doc4.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,236.6957

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 22:12 UTC OtherCommon Stock 10.857 $38.78 $421.03
Disclosure

SEC source: 0001209191-18-005182 · doc4.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,973.79

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 16:50 UTC Tax withholdingCommon Stock 5,392 $39.31 $211,959.52
Disclosure

SEC source: 0001209191-18-003120 · doc4.xml · nonDerivative · entry 1

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,288.494

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 16:43 UTC Tax withholdingCommon Stock 72.918 $39.90 $2,909.43
Disclosure

SEC source: 0001209191-18-001976 · doc4.xml · nonDerivative · entry 1

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,680.494

F1 · kind: Shares withheld for payment of tax liability upon distribution of shares under the Main Street Capital Corporation Deferred Compensation Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
December 29, 2017 Filed Jan 5, 2018 16:59 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 6

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,819.5011

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 13:21 UTC PurchaseCommon Stock 22.246 $40.30 $896.51
Disclosure

SEC source: 0001209191-17-067620 · doc4.xml · nonDerivative · entry 2

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,753.412

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 13:21 UTC OtherCommon Stock 3.853 $40.30 $155.28
Disclosure

SEC source: 0001209191-17-067620 · doc4.xml · nonDerivative · entry 1

Stout Rodger A. · CIK 0001414111 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,731.166

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 22:06 UTC OtherCommon Stock 48.459 $40.30 $1,952.90
Disclosure

SEC source: 0001209191-18-002501 · doc4.xml · nonDerivative · entry 4

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,182.5594

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 22:06 UTC OtherCommon Stock 20.6152 $40.18 $828.32
Disclosure

SEC source: 0001209191-18-002501 · doc4.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,134.1004

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 21:55 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 108.07 $40.18 $4,342.25
Disclosure

SEC source: 0001209191-18-002485 · doc4.xml · nonDerivative · entry 6

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster Irrevocable Trust

Disclosed balance after: 15,898.0562

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 21:55 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 2,351.7904 $40.18 $94,494.94
Disclosure

SEC source: 0001209191-18-002485 · doc4.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513,507.7109

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 21:55 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 10.2086 $40.18 $410.18
Disclosure

SEC source: 0001209191-18-002485 · doc4.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511,155.9205

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 17:05 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 35.0261 $40.18 $1,407.35
Disclosure

SEC source: 0001209191-18-002500 · doc4.xml · nonDerivative · entry 2

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,799.6772

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 22:02 UTC OtherCommon Stock 38.779 $40.30 $1,562.79
Disclosure

SEC source: 0001209191-18-002495 · doc4.xml · nonDerivative · entry 4

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,754.2834

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 22:02 UTC OtherCommon Stock 20.615 $40.18 $828.31
Disclosure

SEC source: 0001209191-18-002495 · doc4.xml · nonDerivative · entry 3

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715.5044

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 21:53 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 149.352 $40.18 $6,000.96
Disclosure

SEC source: 0001209191-18-002483 · doc4.xml · nonDerivative · entry 4

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,367.01

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 16:59 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 54.4341 $40.18 $2,187.16
Disclosure

SEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 5

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,069.5011

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 16:59 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 131.45 $40.18 $5,281.66
Disclosure

SEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 4

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,015.067

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 27, 2017 Filed Jan 5, 2018 16:59 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002490 · doc4.xml · nonDerivative · entry 3

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,883.617

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

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December 27, 2017 Filed Jan 5, 2018 16:48 UTC OtherCommon Stock 86.481 $40.30 $3,485.18
Disclosure

SEC source: 0001209191-18-002478 · doc4.xml · nonDerivative · entry 6

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,591.6894

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 27, 2017 Filed Jan 5, 2018 16:48 UTC OtherCommon Stock 689.7716 $40.26 $27,770.14
Disclosure

SEC source: 0001209191-18-002478 · doc4.xml · nonDerivative · entry 5

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,505.2084

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.