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MAIN

Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2018 Filed Apr 25, 2018 17:04 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 26.8643 $37.00 $993.98
Disclosure

SEC source: 0001209191-18-026115 · doc4.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,183.3138

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:54 UTC OtherCommon Stock 29.59 $37.30 $1,103.71
Disclosure

SEC source: 0001209191-18-026110 · doc4.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,933.5

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:54 UTC OtherCommon Stock 15.8111 $37.00 $585.01
Disclosure

SEC source: 0001209191-18-026110 · doc4.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,903.91

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:47 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 114.5489 $37.00 $4,238.31
Disclosure

SEC source: 0001209191-18-026100 · doc4.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,241.444

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:45 UTC OtherCommon Stock 65.99 $37.30 $2,461.43
Disclosure

SEC source: 0001209191-18-026096 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,121.004

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:45 UTC OtherCommon Stock 528.0975 $37.14 $19,612.96
Disclosure

SEC source: 0001209191-18-026096 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,055.014

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:45 UTC OtherCommon Stock 47.3524 $37.00 $1,752.04
Disclosure

SEC source: 0001209191-18-026096 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,526.9165

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:51 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 41.9451 $37.00 $1,551.97
Disclosure

SEC source: 0001209191-18-026106 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,426.6072

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:51 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 100.8186 $37.00 $3,730.29
Disclosure

SEC source: 0001209191-18-026106 · doc4.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,384.662

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 21:01 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 231.081 $37.00 $8,550.00
Disclosure

SEC source: 0001209191-18-026112 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,665.8955

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 21:01 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 38.456 $37.00 $1,422.87
Disclosure

SEC source: 0001209191-18-026112 · doc4.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,434.8145

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:50 UTC OtherCommon Stock 69.278 $37.30 $2,584.07
Disclosure

SEC source: 0001209191-18-026103 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,412.615

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:50 UTC OtherCommon Stock 239.0462 $37.00 $8,844.71
Disclosure

SEC source: 0001209191-18-026103 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,787.0713

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:52 UTC
Hyzak Dwayne L.Director · President, COO, SMD
OtherCommon Stock 37.9857 $37.14 $1,410.75
Disclosure

SEC source: 0001209191-18-026108 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,544.7702

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:52 UTC
Hyzak Dwayne L.Director · President, COO, SMD
OtherCommon Stock 319.7035 $37.00 $11,829.03
Disclosure

SEC source: 0001209191-18-026108 · doc4.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,506.7845

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:48 UTC OtherCommon Stock 110.971 $37.30 $4,139.22
Disclosure

SEC source: 0001209191-18-026101 · doc4.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,662.1891

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:48 UTC OtherCommon Stock 181.4273 $37.00 $6,712.81
Disclosure

SEC source: 0001209191-18-026101 · doc4.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,551.2181

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:53 UTC OtherCommon Stock 6 $37.13 $222.75
Disclosure

SEC source: 0001209191-18-026109 · doc4.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,228

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:53 UTC OtherCommon Stock 62.148 $37.30 $2,318.12
Disclosure

SEC source: 0001209191-18-026109 · doc4.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,612.7744

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:53 UTC OtherCommon Stock 29.8876 $37.00 $1,105.84
Disclosure

SEC source: 0001209191-18-026109 · doc4.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,550.6264

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 21:03 UTC
Meserve NicholasManaging Director
OtherCommon Stock 25.6762 $37.00 $950.02
Disclosure

SEC source: 0001209191-18-026114 · doc4.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,609.78

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 21:02 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 100.097 $37.00 $3,703.59
Disclosure

SEC source: 0001209191-18-026113 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,530.6966

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:51 UTC OtherCommon Stock 71.019 $37.30 $2,649.01
Disclosure

SEC source: 0001209191-18-026104 · doc4.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,682.11

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:51 UTC OtherCommon Stock 55.2727 $37.00 $2,045.09
Disclosure

SEC source: 0001209191-18-026104 · doc4.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,611.091

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:47 UTC OtherCommon Stock 11.46 $37.30 $427.46
Disclosure

SEC source: 0001209191-18-026099 · doc4.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019.8

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 20:47 UTC OtherCommon Stock 3.8754 $37.00 $143.39
Disclosure

SEC source: 0001209191-18-026099 · doc4.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,008.34

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:38 UTC
FOSTER VINCENT DDirector · Chairman and CEO
GrantCommon Stock 51,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023698 · doc4.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,582.4684

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:38 UTC
FOSTER VINCENT DDirector · Chairman and CEO
Tax withholdingCommon Stock 19,443 $36.76 $714,724.68
Disclosure

SEC source: 0001209191-18-023698 · doc4.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499,389.4684

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:49 UTC
Smith Brent D.CFO, Treasurer
GrantCommon Stock 14,937 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023726 · doc4.xml · nonDerivative · entry 2

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,156.4495

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:49 UTC
Smith Brent D.CFO, Treasurer
Tax withholdingCommon Stock 3,659 $36.76 $134,504.84
Disclosure

SEC source: 0001209191-18-023726 · doc4.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,219.4495

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:37 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
GrantCommon Stock 14,937 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023697 · doc4.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,126.895

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:37 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
Tax withholdingCommon Stock 5,513 $36.76 $202,657.88
Disclosure

SEC source: 0001209191-18-023697 · doc4.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,189.895

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:46 UTC
Magdol David L.Vice Chairman, CIO and SMD
GrantCommon Stock 23,085 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023716 · doc4.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,396.3585

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:46 UTC
Magdol David L.Vice Chairman, CIO and SMD
Tax withholdingCommon Stock 9,554 $36.76 $351,205.04
Disclosure

SEC source: 0001209191-18-023716 · doc4.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,311.3585

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:39 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
GrantCommon Stock 11,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023699 · doc4.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,283.8434

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:39 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
Tax withholdingCommon Stock 9,768 $36.76 $359,071.68
Disclosure

SEC source: 0001209191-18-023699 · doc4.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,469.8434

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:40 UTC
Hyzak Dwayne L.Director · President, COO, SMD
GrantCommon Stock 34,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023700 · doc4.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,187.081

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:40 UTC
Hyzak Dwayne L.Director · President, COO, SMD
Tax withholdingCommon Stock 14,093 $36.76 $518,058.68
Disclosure

SEC source: 0001209191-18-023700 · doc4.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,560.081

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:50 UTC
Meserve NicholasManaging Director
GrantCommon Stock 14,937 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023731 · doc4.xml · nonDerivative · entry 2

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,584.11

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:50 UTC
Meserve NicholasManaging Director
Tax withholdingCommon Stock 4,695 $36.76 $172,588.20
Disclosure

SEC source: 0001209191-18-023731 · doc4.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,647.11

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:48 UTC
Martin ShannonVP, Chief Accounting Officer
GrantCommon Stock 7,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023723 · doc4.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,430.5996

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:48 UTC
Martin ShannonVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,951 $36.76 $71,718.76
Disclosure

SEC source: 0001209191-18-023723 · doc4.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,097.5996

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
March 15, 2018 Filed Mar 21, 2018 21:05 UTC OtherCommon Stock 37.317 $36.77 $1,372.15
Disclosure

SEC source: 0001209191-18-021120 · doc4.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338.2039

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2018 Filed Mar 21, 2018 21:05 UTC OtherCommon Stock 15.7093 $37.05 $582.03
Disclosure

SEC source: 0001209191-18-021120 · doc4.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,300.8869

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 15, 2018 Filed Mar 21, 2018 20:49 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 82.3526 $37.05 $3,051.16
Disclosure

SEC source: 0001209191-18-021104 · doc4.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster Irrevocable Trust

Disclosed balance after: 16,141.0988

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

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March 15, 2018 Filed Mar 21, 2018 20:49 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 1,800.5333 $37.05 $66,709.76
Disclosure

SEC source: 0001209191-18-021104 · doc4.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,832.4684

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 15, 2018 Filed Mar 21, 2018 20:49 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 7.7792 $37.05 $288.22
Disclosure

SEC source: 0001209191-18-021104 · doc4.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517,031.935

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 15, 2018 Filed Mar 21, 2018 17:04 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 26.691 $37.05 $988.90
Disclosure

SEC source: 0001209191-18-021117 · doc4.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,878.4495

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 15, 2018 Filed Mar 21, 2018 20:58 UTC OtherCommon Stock 29.863 $36.77 $1,098.06
Disclosure

SEC source: 0001209191-18-021113 · doc4.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888.0989

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 15, 2018 Filed Mar 21, 2018 20:58 UTC OtherCommon Stock 15.7093 $37.05 $582.03
Disclosure

SEC source: 0001209191-18-021113 · doc4.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,858.2359

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.