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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2018 Filed Oct 29, 2018 18:32 UTC OtherCommon Stock 51.851 $38.03 $1,971.89
Disclosure

SEC source: 0001593968-18-001374 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,197.0654

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:32 UTC OtherCommon Stock 20.8688 $37.49 $782.37
Disclosure

SEC source: 0001593968-18-001374 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,145.2144

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:07 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 87.0824 $37.49 $3,264.72
Disclosure

SEC source: 0001593968-18-001362 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 16,829.225

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:07 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 1,201.77 $37.49 $45,054.36
Disclosure

SEC source: 0001593968-18-001362 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557,696.2587

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:07 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 8.2259 $37.49 $308.39
Disclosure

SEC source: 0001593968-18-001362 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,494.4887

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:31 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 28.2241 $37.49 $1,058.12
Disclosure

SEC source: 0001593968-18-001373 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,379.4764

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 17:51 UTC OtherCommon Stock 42.745 $38.03 $1,625.59
Disclosure

SEC source: 0001593968-18-001359 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,407.9008

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 17:51 UTC OtherCommon Stock 16.7231 $37.49 $626.95
Disclosure

SEC source: 0001593968-18-001359 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,365.1558

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:25 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 120.3473 $37.49 $4,511.82
Disclosure

SEC source: 0001593968-18-001370 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,818.8805

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:18 UTC OtherCommon Stock 78.655 $38.03 $2,991.25
Disclosure

SEC source: 0001593968-18-001365 · primary_01.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,544.9874

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:18 UTC OtherCommon Stock 552.1747 $37.81 $20,877.50
Disclosure

SEC source: 0001593968-18-001365 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,466.3324

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:18 UTC OtherCommon Stock 49.8608 $37.49 $1,869.28
Disclosure

SEC source: 0001593968-18-001365 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,914.1577

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:23 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 44.0683 $37.49 $1,652.12
Disclosure

SEC source: 0001593968-18-001368 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,582.0689

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:23 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 105.9218 $37.49 $3,971.01
Disclosure

SEC source: 0001593968-18-001368 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,538.0006

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:28 UTC OtherCommon Stock 255.0478 $37.49 $9,561.74
Disclosure

SEC source: 0001593968-18-001372 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,286.5618

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:28 UTC OtherCommon Stock 82.784 $38.03 $3,148.28
Disclosure

SEC source: 0001593968-18-001372 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,024.893

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:17 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 40.4025 $37.49 $1,514.69
Disclosure

SEC source: 0001593968-18-001364 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,769.9073

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:17 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 234.062 $37.49 $8,774.98
Disclosure

SEC source: 0001593968-18-001364 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,729.5048

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:26 UTC
Hyzak Dwayne L.Director · President, COO, SMD
OtherCommon Stock 39.7176 $37.81 $1,501.71
Disclosure

SEC source: 0001593968-18-001371 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,855.0471

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:26 UTC
Hyzak Dwayne L.Director · President, COO, SMD
OtherCommon Stock 335.8866 $37.49 $12,592.39
Disclosure

SEC source: 0001593968-18-001371 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,815.3295

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:22 UTC OtherCommon Stock 143.741 $38.03 $5,466.47
Disclosure

SEC source: 0001593968-18-001367 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,090.4543

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:22 UTC OtherCommon Stock 194.8682 $37.49 $7,305.61
Disclosure

SEC source: 0001593968-18-001367 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,946.7133

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:21 UTC OtherCommon Stock 6 $37.66 $225.96
Disclosure

SEC source: 0001593968-18-001366 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,272

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:21 UTC OtherCommon Stock 76.038 $38.03 $2,891.73
Disclosure

SEC source: 0001593968-18-001366 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,296.3198

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:21 UTC OtherCommon Stock 35.6575 $37.49 $1,336.80
Disclosure

SEC source: 0001593968-18-001366 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,220.2818

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:34 UTC
Meserve NicholasManaging Director
OtherCommon Stock 26.976 $37.49 $1,011.33
Disclosure

SEC source: 0001593968-18-001376 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,696.2702

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:33 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 145.6591 $37.49 $5,460.76
Disclosure

SEC source: 0001593968-18-001375 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,030.5412

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:24 UTC OtherCommon Stock 37.412 $38.03 $1,422.78
Disclosure

SEC source: 0001593968-18-001369 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,938.9806

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 18:24 UTC OtherCommon Stock 4.183 $37.49 $156.82
Disclosure

SEC source: 0001593968-18-001369 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,901.5686

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 17:48 UTC OtherCommon Stock 84.602 $38.03 $3,217.41
Disclosure

SEC source: 0001593968-18-001358 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,475.2993

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 17:48 UTC OtherCommon Stock 58.1819 $37.49 $2,181.24
Disclosure

SEC source: 0001593968-18-001358 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,390.6973

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:44 UTC OtherCommon Stock 48.262 $39.62 $1,912.14
Disclosure

SEC source: 0001593968-18-001254 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,124.3456

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:44 UTC OtherCommon Stock 19.0956 $39.73 $758.67
Disclosure

SEC source: 0001593968-18-001254 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076.0836

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:54 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 79.6844 $39.73 $3,165.86
Disclosure

SEC source: 0001593968-18-001261 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 16,742.1426

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:54 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 1,099.68 $39.73 $43,690.29
Disclosure

SEC source: 0001593968-18-001261 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,486.2628

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:54 UTC
FOSTER VINCENT DDirector · Chairman and CEO
OtherCommon Stock 7.5271 $39.73 $299.05
Disclosure

SEC source: 0001593968-18-001261 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555,386.5828

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:46 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 25.8263 $39.73 $1,026.08
Disclosure

SEC source: 0001593968-18-001256 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,351.2523

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:38 UTC OtherCommon Stock 39.786 $39.62 $1,576.32
Disclosure

SEC source: 0001593968-18-001250 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,348.4328

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:38 UTC OtherCommon Stock 19.0956 $39.73 $758.67
Disclosure

SEC source: 0001593968-18-001250 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,308.6468

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:55 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 110.1236 $39.73 $4,375.21
Disclosure

SEC source: 0001593968-18-001262 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,698.5336

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:53 UTC OtherCommon Stock 73.211 $39.62 $2,900.62
Disclosure

SEC source: 0001593968-18-001260 · primary_01.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,864.2969

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:53 UTC OtherCommon Stock 507.9155 $39.86 $20,245.71
Disclosure

SEC source: 0001593968-18-001260 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,791.0859

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:53 UTC OtherCommon Stock 49.4183 $39.73 $1,963.39
Disclosure

SEC source: 0001593968-18-001260 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,283.1704

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:56 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 40.3247 $39.73 $1,602.10
Disclosure

SEC source: 0001593968-18-001263 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,432.0788

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:56 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 96.9237 $39.73 $3,850.78
Disclosure

SEC source: 0001593968-18-001263 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,391.7541

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:43 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 36.9701 $39.73 $1,468.82
Disclosure

SEC source: 0001593968-18-001253 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,495.4428

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 20:43 UTC
Magdol David L.Vice Chairman, CIO and SMD
OtherCommon Stock 215.203 $39.73 $8,550.02
Disclosure

SEC source: 0001593968-18-001253 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · Vice Chairman, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,458.4727

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 14, 2018 Filed Sep 26, 2018 16:50 UTC OtherCommon Stock 233.3811 $39.73 $9,272.23
Disclosure

SEC source: 0001593968-18-001258 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,031.514

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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September 14, 2018 Filed Sep 26, 2018 16:50 UTC OtherCommon Stock 77.055 $39.62 $3,052.92
Disclosure

SEC source: 0001593968-18-001258 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,942.109

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 14, 2018 Filed Sep 26, 2018 20:57 UTC
Hyzak Dwayne L.Director · President, COO, SMD
OtherCommon Stock 36.534 $39.86 $1,456.26
Disclosure

SEC source: 0001593968-18-001264 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · President, COO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,479.4429

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.