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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2018 Filed Jan 4, 2019 21:56 UTC OtherCommon Stock 26.203 $34.09 $893.26
Disclosure

SEC source: 0001593968-19-000098 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,553.9468

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 22:05 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 185.538 $34.09 $6,324.99
Disclosure

SEC source: 0001593968-19-000105 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,241.4689

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:55 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 63.638 $34.09 $2,169.42
Disclosure

SEC source: 0001593968-19-000097 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,744.0479

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:55 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 363.01 $34.09 $12,375.01
Disclosure

SEC source: 0001593968-19-000097 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,680.4099

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 16:59 UTC OtherCommon Stock 124.276 $34.47 $4,283.79
Disclosure

SEC source: 0001593968-19-000101 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,427.2111

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 16:51 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 69.4121 $34.09 $2,366.26
Disclosure

SEC source: 0001593968-19-000096 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,118.1798

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 16:51 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 166.8381 $34.09 $5,687.51
Disclosure

SEC source: 0001593968-19-000096 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,048.7677

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 17:03 UTC OtherCommon Stock 401.7348 $34.09 $13,695.14
Disclosure

SEC source: 0001593968-19-000103 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 47,895.1886

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 17:03 UTC GiftCommon Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000103 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 47,493.4538

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 17:03 UTC OtherCommon Stock 130.8 $34.47 $4,508.68
Disclosure

SEC source: 0001593968-19-000103 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,323.046

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:40 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 521.246 $34.09 $17,769.28
Disclosure

SEC source: 0001593968-19-000092 · primary_01.xml · nonDerivative · entry 3

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,204.214

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:40 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 63.7346 $33.74 $2,150.72
Disclosure

SEC source: 0001593968-19-000092 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,682.968

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:40 UTC
Hyzak Dwayne L.Director · CEO, SMD
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000092 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,619.2334

F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 16:45 UTC OtherCommon Stock 227.113 $34.47 $7,828.59
Disclosure

SEC source: 0001593968-19-000094 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,304.6655

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 16:45 UTC OtherCommon Stock 306.9372 $34.09 $10,463.49
Disclosure

SEC source: 0001593968-19-000094 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,077.5525

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:57 UTC OtherCommon Stock 10 $33.72 $337.24
Disclosure

SEC source: 0001593968-19-000099 · primary_01.xml · nonDerivative · entry 4

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,294

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:57 UTC OtherCommon Stock 120.14 $34.47 $4,141.23
Disclosure

SEC source: 0001593968-19-000099 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,682.8829

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:57 UTC OtherCommon Stock 49.415 $34.09 $1,684.56
Disclosure

SEC source: 0001593968-19-000099 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,562.7429

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:57 UTC OtherCommon Stock 0.2529 $34.09 $8.62
Disclosure

SEC source: 0001593968-19-000099 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,513.3279

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 22:00 UTC OtherCommon Stock 133.673 $34.47 $4,607.71
Disclosure

SEC source: 0001593968-19-000102 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,986.852

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 22:00 UTC OtherCommon Stock 91.161 $34.09 $3,107.68
Disclosure

SEC source: 0001593968-19-000102 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,853.179

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:58 UTC
Meserve NicholasManaging Director
OtherCommon Stock 40.544 $34.09 $1,382.14
Disclosure

SEC source: 0001593968-19-000100 · primary_01.xml · nonDerivative · entry 2

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,762.8327

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:58 UTC
Meserve NicholasManaging Director
OtherCommon Stock 0.0021 $34.09 $0.07
Disclosure

SEC source: 0001593968-19-000100 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,722.2887

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:44 UTC OtherCommon Stock 6.553 $34.09 $223.39
Disclosure

SEC source: 0001593968-19-000093 · primary_01.xml · nonDerivative · entry 3

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,088.671

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:44 UTC OtherCommon Stock 59.111 $34.47 $2,037.56
Disclosure

SEC source: 0001593968-19-000093 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,082.118

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:44 UTC OtherCommon Stock 0.0355 $34.09 $1.21
Disclosure

SEC source: 0001593968-19-000093 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,023.007

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 21:39 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 228.2431 $34.09 $7,780.81
Disclosure

SEC source: 0001593968-19-000091 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,402.7813

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 19, 2018 Filed Dec 31, 2018 16:09 UTC GiftCommon Stock 1,124 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-001650 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,673.4538

F3 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 14, 2018 Filed Dec 28, 2018 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 88.0064 $37.48 $3,298.48
Disclosure

SEC source: 0001593968-18-001645 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 17,003.32

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
December 14, 2018 Filed Dec 28, 2018 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,214.5251 $37.48 $45,520.40
Disclosure

SEC source: 0001593968-18-001645 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585,984.2903

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 28, 2018 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.3135 $37.48 $311.59
Disclosure

SEC source: 0001593968-18-001645 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,769.7652

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 28, 2018 22:32 UTC Amendment
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 40.4423 $37.51 $1,517.17
Disclosure

SEC source: 0001593968-18-001648 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,284.5524

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · shares: Amount and price were each entered in the wrong column in the original filing.

F2 · price: Amount and price were each entered in the wrong column in the original filing.

Read SEC document
December 14, 2018 Filed Dec 28, 2018 21:39 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 120.276 $37.48 $4,507.94
Disclosure

SEC source: 0001593968-18-001646 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,055.9309

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 28, 2018 21:42 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 334.681 $37.48 $12,543.84
Disclosure

SEC source: 0001593968-18-001647 · primary_01.xml · nonDerivative · entry 3

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,616.3055

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 28, 2018 21:42 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 37.5144 $40.44 $1,517.17
Disclosure

SEC source: 0001593968-18-001647 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,281.6245

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 28, 2018 21:42 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 1.8549 $37.48 $69.52
Disclosure

SEC source: 0001593968-18-001647 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,244.1101

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 21:10 UTC OtherCommon Stock 53.164 $37.47 $1,992.06
Disclosure

SEC source: 0001593968-18-001651 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,343.6056

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 21:10 UTC OtherCommon Stock 21.0902 $37.48 $790.46
Disclosure

SEC source: 0001593968-18-001651 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,290.4416

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 21:25 UTC OtherCommon Stock 16.812 $37.48 $630.11
Disclosure

SEC source: 0001593968-18-001661 · primary_01.xml · nonDerivative · entry 3

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,527.7438

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 21:25 UTC OtherCommon Stock 43.828 $37.47 $1,642.24
Disclosure

SEC source: 0001593968-18-001661 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,510.9318

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 21:25 UTC OtherCommon Stock 0.088 $37.48 $3.30
Disclosure

SEC source: 0001593968-18-001661 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,467.1038

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 16:09 UTC OtherCommon Stock 257.7545 $37.48 $9,660.64
Disclosure

SEC source: 0001593968-18-001650 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,797.4538

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 16:09 UTC OtherCommon Stock 84.881 $37.47 $3,180.49
Disclosure

SEC source: 0001593968-18-001650 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,192.246

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 16:24 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 27.575 $37.48 $1,033.51
Disclosure

SEC source: 0001593968-18-001660 · primary_01.xml · nonDerivative · entry 2

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,157.0514

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 16:17 UTC OtherCommon Stock 80.648 $37.47 $3,021.88
Disclosure

SEC source: 0001593968-18-001655 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,303.4181

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 16:17 UTC OtherCommon Stock 0.2612 $37.48 $9.79
Disclosure

SEC source: 0001593968-18-001655 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,222.7701

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 16:18 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 44.536 $37.48 $1,669.21
Disclosure

SEC source: 0001593968-18-001656 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,881.9296

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 14, 2018 Filed Dec 31, 2018 16:18 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 107.0462 $37.48 $4,012.09
Disclosure

SEC source: 0001593968-18-001656 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,837.3936

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 14, 2018 Filed Dec 31, 2018 21:22 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 40.8311 $37.48 $1,530.35
Disclosure

SEC source: 0001593968-18-001658 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,317.3999

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 14, 2018 Filed Dec 31, 2018 21:22 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 235.329 $37.48 $8,820.13
Disclosure

SEC source: 0001593968-18-001658 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,276.5688

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.