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Main Street Capital CORP

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2159
SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 27, 2019 20:24 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 88.3074 $38.25 $3,377.76
Disclosure

SEC source: 0001593968-19-000843 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 17,410.1629

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:24 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 132.8656 $38.57 $5,124.35
Disclosure

SEC source: 0001593968-19-000843 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631,255.3398

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:24 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,218.68 $38.25 $46,614.51
Disclosure

SEC source: 0001593968-19-000843 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631,122.4742

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:24 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.3417 $38.25 $319.07
Disclosure

SEC source: 0001593968-19-000843 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629,903.7942

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:35 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 27.02 $38.25 $1,033.52
Disclosure

SEC source: 0001593968-19-000850 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,282.2854

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:28 UTC OtherCommon Stock 43.743 $38.44 $1,681.48
Disclosure

SEC source: 0001593968-19-000845 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,805.9328

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:28 UTC OtherCommon Stock 16.952 $38.25 $648.41
Disclosure

SEC source: 0001593968-19-000845 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,762.1898

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:41 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 117.255 $38.25 $4,485.00
Disclosure

SEC source: 0001593968-19-000855 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,601.4579

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:36 UTC OtherCommon Stock 80.493 $38.44 $3,094.15
Disclosure

SEC source: 0001593968-19-000851 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,673.3521

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:45 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 44.6884 $38.25 $1,709.33
Disclosure

SEC source: 0001593968-19-000857 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,582.675

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:45 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 107.4123 $38.25 $4,108.52
Disclosure

SEC source: 0001593968-19-000857 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,537.9866

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:33 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 40.9707 $38.25 $1,567.13
Disclosure

SEC source: 0001593968-19-000848 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,573.4944

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:33 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 229.412 $38.25 $8,775.01
Disclosure

SEC source: 0001593968-19-000848 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,532.5237

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:40 UTC OtherCommon Stock 246.771 $38.25 $9,438.99
Disclosure

SEC source: 0001593968-19-000854 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,648.7947

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:40 UTC OtherCommon Stock 84.718 $38.44 $3,256.56
Disclosure

SEC source: 0001593968-19-000854 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,582.109

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:42 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 335.825 $38.25 $12,845.31
Disclosure

SEC source: 0001593968-19-000856 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,353.5306

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:42 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 40.5145 $38.35 $1,553.71
Disclosure

SEC source: 0001593968-19-000856 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,017.7056

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:39 UTC OtherCommon Stock 147.099 $38.44 $5,654.49
Disclosure

SEC source: 0001593968-19-000853 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,353.896

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:39 UTC OtherCommon Stock 193.5464 $38.25 $7,403.15
Disclosure

SEC source: 0001593968-19-000853 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,206.797

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:27 UTC OtherCommon Stock 6 $38.41 $230.43
Disclosure

SEC source: 0001593968-19-000844 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,312

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:27 UTC OtherCommon Stock 77.814 $38.44 $2,991.17
Disclosure

SEC source: 0001593968-19-000844 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,017.7009

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:27 UTC OtherCommon Stock 31.973 $38.25 $1,222.97
Disclosure

SEC source: 0001593968-19-000844 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,939.8869

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:46 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 146.941 $38.25 $5,620.49
Disclosure

SEC source: 0001593968-19-000858 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,850.9743

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:37 UTC OtherCommon Stock 4.219 $38.25 $161.38
Disclosure

SEC source: 0001593968-19-000852 · primary_01.xml · nonDerivative · entry 3

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,218.6997

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:37 UTC OtherCommon Stock 38.286 $38.44 $1,471.71
Disclosure

SEC source: 0001593968-19-000852 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.4807

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:37 UTC OtherCommon Stock 0.0227 $38.25 $0.87
Disclosure

SEC source: 0001593968-19-000852 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,176.1947

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:34 UTC
Meserve NicholasManaging Director
OtherCommon Stock 26.103 $38.25 $998.44
Disclosure

SEC source: 0001593968-19-000849 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,842.2727

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:30 UTC OtherCommon Stock 86.579 $38.44 $3,328.10
Disclosure

SEC source: 0001593968-19-000847 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,431.768

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 20:30 UTC OtherCommon Stock 58.995 $38.25 $2,256.56
Disclosure

SEC source: 0001593968-19-000847 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,345.189

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:18 UTC
FOSTER VINCENT DDirector · Executive Chairman
PurchaseCommon Stock 85 $37.42 $3,180.28
Disclosure

SEC source: 0001593968-19-000699 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By MS I

Disclosed balance after: 30,750.4742

F1 · ownership.nature: Family trust.

Read SEC document
March 01, 2019 Filed Mar 1, 2019 21:06 UTC
FOSTER VINCENT DDirector · Executive Chairman
GrantCommon Stock 39,695 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000584 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629,895.4525

F2 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:03 UTC OtherCommon Stock 54.284 $37.38 $2,029.14
Disclosure

SEC source: 0001593968-19-000583 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,611.0644

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:03 UTC OtherCommon Stock 21.5138 $37.43 $805.26
Disclosure

SEC source: 0001593968-19-000583 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,556.7804

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:06 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 89.7743 $37.43 $3,360.25
Disclosure

SEC source: 0001593968-19-000584 · primary_01.xml · nonDerivative · entry 5

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 17,321.8555

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F3 · ownership.nature: Family trust.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:06 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 135.0906 $37.74 $5,098.32
Disclosure

SEC source: 0001593968-19-000584 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,200.4525

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:06 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,238.92 $37.43 $46,372.78
Disclosure

SEC source: 0001593968-19-000584 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,065.3619

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:06 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.4804 $37.43 $317.42
Disclosure

SEC source: 0001593968-19-000584 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,826.4419

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 16:16 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 27.612 $37.43 $1,033.52
Disclosure

SEC source: 0001593968-19-000592 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,255.2654

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:11 UTC OtherCommon Stock 44.75 $37.38 $1,672.76
Disclosure

SEC source: 0001593968-19-000589 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,745.2379

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:11 UTC OtherCommon Stock 17.234 $37.43 $645.07
Disclosure

SEC source: 0001593968-19-000589 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700.4879

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:09 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 119.824 $37.43 $4,485.01
Disclosure

SEC source: 0001593968-19-000587 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,484.2029

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 16:12 UTC OtherCommon Stock 82.345 $37.38 $3,078.06
Disclosure

SEC source: 0001593968-19-000590 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,592.8591

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 16:20 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 45.4307 $37.43 $1,700.47
Disclosure

SEC source: 0001593968-19-000595 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,430.5743

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 16:20 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 109.1964 $37.43 $4,087.22
Disclosure

SEC source: 0001593968-19-000595 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,385.1436

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:23 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 41.6514 $37.43 $1,559.01
Disclosure

SEC source: 0001593968-19-000598 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,303.1117

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 21:23 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 234.438 $37.43 $8,775.01
Disclosure

SEC source: 0001593968-19-000598 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,261.4603

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 16:13 UTC OtherCommon Stock 250.8702 $37.43 $9,390.07
Disclosure

SEC source: 0001593968-19-000591 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,402.0237

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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February 15, 2019 Filed Mar 1, 2019 16:13 UTC OtherCommon Stock 86.669 $37.38 $3,239.69
Disclosure

SEC source: 0001593968-19-000591 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,497.391

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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February 15, 2019 Filed Mar 1, 2019 21:18 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 341.404 $37.43 $12,778.75
Disclosure

SEC source: 0001593968-19-000593 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,977.1911

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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February 15, 2019 Filed Mar 1, 2019 21:18 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 41.1547 $37.56 $1,545.69
Disclosure

SEC source: 0001593968-19-000593 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,635.7871

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.