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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2019 Filed Apr 25, 2019 20:50 UTC OtherCommon Stock 21.7359 $38.39 $834.44
Disclosure

SEC source: 0001593968-19-000988 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,707.0247

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:35 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 90.7014 $38.39 $3,482.03
Disclosure

SEC source: 0001593968-19-000978 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 17,500.8643

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:35 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 137.5962 $38.39 $5,282.32
Disclosure

SEC source: 0001593968-19-000978 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646,235.2239

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:35 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,251.72 $38.39 $48,053.53
Disclosure

SEC source: 0001593968-19-000978 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646,097.6277

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:35 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.5679 $38.39 $328.92
Disclosure

SEC source: 0001593968-19-000978 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644,845.9077

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:51 UTC OtherCommon Stock 45.14 $38.40 $1,733.38
Disclosure

SEC source: 0001593968-19-000989 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,868.4848

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:51 UTC OtherCommon Stock 17.412 $38.39 $668.45
Disclosure

SEC source: 0001593968-19-000989 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,823.3448

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:53 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 27.611 $38.39 $1,059.99
Disclosure

SEC source: 0001593968-19-000991 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,929.8964

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:43 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 42.0815 $38.39 $1,615.51
Disclosure

SEC source: 0001593968-19-000984 · primary_01.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,461.0119

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:43 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 234.436 $38.39 $9,000.00
Disclosure

SEC source: 0001593968-19-000984 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,418.9304

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:36 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 119.823 $38.39 $4,600.00
Disclosure

SEC source: 0001593968-19-000979 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,763.2809

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:37 UTC OtherCommon Stock 83.062 $38.40 $3,189.58
Disclosure

SEC source: 0001593968-19-000980 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,756.4141

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:42 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 45.9 $38.39 $1,762.10
Disclosure

SEC source: 0001593968-19-000983 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,380.899

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:42 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 110.324 $38.39 $4,235.34
Disclosure

SEC source: 0001593968-19-000983 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,334.999

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:41 UTC OtherCommon Stock 253.4611 $38.39 $9,730.37
Disclosure

SEC source: 0001593968-19-000982 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,902.2558

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:41 UTC OtherCommon Stock 87.422 $38.40 $3,357.00
Disclosure

SEC source: 0001593968-19-000982 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,669.531

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:46 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 344.93 $38.39 $13,241.86
Disclosure

SEC source: 0001593968-19-000987 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,105.1361

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:46 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 41.6755 $38.43 $1,601.66
Disclosure

SEC source: 0001593968-19-000987 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,760.2061

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:45 UTC OtherCommon Stock 6 $38.40 $230.40
Disclosure

SEC source: 0001593968-19-000986 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,318

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:45 UTC OtherCommon Stock 80.297 $38.40 $3,083.40
Disclosure

SEC source: 0001593968-19-000986 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,130.8379

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:45 UTC OtherCommon Stock 32.84 $38.39 $1,260.73
Disclosure

SEC source: 0001593968-19-000986 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,050.5409

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:34 UTC OtherCommon Stock 151.794 $38.40 $5,828.89
Disclosure

SEC source: 0001593968-19-000977 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,572.8314

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:34 UTC OtherCommon Stock 67.1414 $38.39 $2,577.56
Disclosure

SEC source: 0001593968-19-000977 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,421.0374

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:55 UTC
Meserve NicholasManaging Director
OtherCommon Stock 26.81 $38.39 $1,029.24
Disclosure

SEC source: 0001593968-19-000993 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,428.0827

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:40 UTC OtherCommon Stock 89.342 $38.40 $3,430.73
Disclosure

SEC source: 0001593968-19-000981 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581.704

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:40 UTC OtherCommon Stock 60.594 $38.39 $2,326.20
Disclosure

SEC source: 0001593968-19-000981 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,492.362

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:44 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 150.924 $38.39 $5,793.97
Disclosure

SEC source: 0001593968-19-000985 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,691.8983

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:52 UTC OtherCommon Stock 4.333 $38.39 $166.34
Disclosure

SEC source: 0001593968-19-000990 · primary_01.xml · nonDerivative · entry 3

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262.5641

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:52 UTC OtherCommon Stock 39.508 $38.40 $1,517.11
Disclosure

SEC source: 0001593968-19-000990 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,258.2311

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 20:52 UTC OtherCommon Stock 0.0234 $38.39 $0.90
Disclosure

SEC source: 0001593968-19-000990 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,218.7231

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:17 UTC
FOSTER VINCENT DDirector · Executive Chairman
Tax withholdingCommon Stock 19,529 $37.20 $726,478.80
Disclosure

SEC source: 0001593968-19-000909 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644,837.3398

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:17 UTC
FOSTER VINCENT DDirector · Executive Chairman
GrantCommon Stock 33,111 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000909 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,366.3398

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:22 UTC
Smith Brent D.CFO, Treasurer
Tax withholdingCommon Stock 5,273 $37.20 $196,155.60
Disclosure

SEC source: 0001593968-19-000912 · primary_01.xml · nonDerivative · entry 2

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,902.2854

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:22 UTC
Smith Brent D.CFO, Treasurer
GrantCommon Stock 15,893 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000912 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,175.2854

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:25 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
Tax withholdingCommon Stock 5,551 $37.20 $206,497.20
Disclosure

SEC source: 0001593968-19-000915 · primary_01.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,643.4579

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:25 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
GrantCommon Stock 15,893 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000915 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,194.4579

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:16 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
Tax withholdingCommon Stock 7,900 $37.20 $293,880.00
Disclosure

SEC source: 0001593968-19-000908 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,224.675

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 16:16 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
GrantCommon Stock 18,542 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000908 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,124.675

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:18 UTC
Magdol David L.President, CIO and SMD
Tax withholdingCommon Stock 9,378 $37.20 $348,861.60
Disclosure

SEC source: 0001593968-19-000910 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,684.4944

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:18 UTC
Magdol David L.President, CIO and SMD
GrantCommon Stock 26,489 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000910 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,062.4944

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:19 UTC
Hyzak Dwayne L.Director · CEO, SMD
Tax withholdingCommon Stock 13,720 $37.20 $510,384.00
Disclosure

SEC source: 0001593968-19-000911 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,718.5306

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:19 UTC
Hyzak Dwayne L.Director · CEO, SMD
GrantCommon Stock 37,085 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000911 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,438.5306

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:24 UTC
Martin ShannonVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,859 $37.20 $69,154.80
Disclosure

SEC source: 0001593968-19-000914 · primary_01.xml · nonDerivative · entry 2

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,540.9743

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:24 UTC
Martin ShannonVP, Chief Accounting Officer
GrantCommon Stock 7,549 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000914 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,399.9743

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

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April 01, 2019 Filed Apr 3, 2019 20:23 UTC
Meserve NicholasManaging Director
Tax withholdingCommon Stock 5,010 $37.20 $186,372.00
Disclosure

SEC source: 0001593968-19-000913 · primary_01.xml · nonDerivative · entry 2

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,401.2727

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

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April 01, 2019 Filed Apr 3, 2019 20:23 UTC
Meserve NicholasManaging Director
GrantCommon Stock 14,569 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000913 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,411.2727

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

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March 29, 2019 Filed Apr 25, 2019 20:43 UTC
Magdol David L.President, CIO and SMD
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000984 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,184.4944

F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

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March 21, 2019 Filed Mar 27, 2019 20:41 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000855 · primary_01.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,301.4579

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

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March 15, 2019 Filed Mar 27, 2019 20:29 UTC OtherCommon Stock 53.062 $38.44 $2,039.70
Disclosure

SEC source: 0001593968-19-000846 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,685.2888

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 15, 2019 Filed Mar 27, 2019 20:29 UTC OtherCommon Stock 21.1624 $38.25 $809.46
Disclosure

SEC source: 0001593968-19-000846 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,632.2268

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.