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Main Street Capital CORP

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SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2019 Filed Jul 3, 2019 18:53 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 129.3649 $41.54 $5,373.82
Disclosure

SEC source: 0001593968-19-001587 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,805.1109

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:56 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 404.461 $41.54 $16,801.31
Disclosure

SEC source: 0001593968-19-001590 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,288.1156

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:56 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 48.7745 $41.66 $2,032.17
Disclosure

SEC source: 0001593968-19-001590 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,883.6546

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:42 UTC OtherCommon Stock 210.259 $41.08 $8,637.44
Disclosure

SEC source: 0001593968-19-001579 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,993.1532

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:42 UTC OtherCommon Stock 78.7294 $41.54 $3,270.42
Disclosure

SEC source: 0001593968-19-001579 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,782.8942

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:55 UTC OtherCommon Stock 107.478 $41.08 $4,415.20
Disclosure

SEC source: 0001593968-19-001589 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,261.8329

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:55 UTC OtherCommon Stock 43.327 $41.54 $1,799.80
Disclosure

SEC source: 0001593968-19-001589 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,154.3549

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:38 UTC
Meserve NicholasManaging Director
OtherCommon Stock 31.438 $41.54 $1,305.93
Disclosure

SEC source: 0001593968-19-001577 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,510.1217

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:51 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 212.044 $41.54 $8,808.31
Disclosure

SEC source: 0001593968-19-001585 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,245.2363

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:50 UTC OtherCommon Stock 117.057 $41.08 $4,808.70
Disclosure

SEC source: 0001593968-19-001584 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,626.848

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:50 UTC OtherCommon Stock 71.052 $41.54 $2,951.50
Disclosure

SEC source: 0001593968-19-001584 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,509.791

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:45 UTC OtherCommon Stock 5.081 $41.54 $211.06
Disclosure

SEC source: 0001593968-19-001582 · primary_01.xml · nonDerivative · entry 3

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,893.6452

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:45 UTC OtherCommon Stock 75.561 $41.08 $3,104.05
Disclosure

SEC source: 0001593968-19-001582 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,888.5642

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:45 UTC OtherCommon Stock 0.0277 $41.54 $1.15
Disclosure

SEC source: 0001593968-19-001582 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,813.0032

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 21, 2019 Filed Jun 26, 2019 20:23 UTC
FOSTER VINCENT DDirector · Executive Chairman
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001496 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646,373.4889

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:27 UTC OtherCommon Stock 62.493 $41.80 $2,612.21
Disclosure

SEC source: 0001593968-19-001498 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,109.2437

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:27 UTC OtherCommon Stock 20.0802 $41.52 $833.73
Disclosure

SEC source: 0001593968-19-001498 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,046.7507

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:23 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 84.7172 $41.52 $3,517.46
Disclosure

SEC source: 0001593968-19-001496 · primary_01.xml · nonDerivative · entry 5

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 17,672.0482

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F3 · ownership.nature: Family trust.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:23 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 128.5181 $41.52 $5,336.07
Disclosure

SEC source: 0001593968-19-001496 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648,873.4889

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:23 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,169.13 $41.52 $48,542.28
Disclosure

SEC source: 0001593968-19-001496 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648,744.9708

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:23 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.0026 $41.52 $332.27
Disclosure

SEC source: 0001593968-19-001496 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647,575.8408

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:28 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 25.53 $41.52 $1,060.01
Disclosure

SEC source: 0001593968-19-001499 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,661.7484

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:10 UTC OtherCommon Stock 85.766 $41.80 $3,585.02
Disclosure

SEC source: 0001593968-19-001486 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,637.2951

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:18 UTC OtherCommon Stock 52.072 $41.80 $2,176.61
Disclosure

SEC source: 0001593968-19-001491 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,879.3238

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:18 UTC OtherCommon Stock 20.102 $41.52 $834.64
Disclosure

SEC source: 0001593968-19-001491 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,827.2518

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:11 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 110.79 $41.52 $4,600.00
Disclosure

SEC source: 0001593968-19-001487 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,688.2989

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:21 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 39.3052 $41.52 $1,631.95
Disclosure

SEC source: 0001593968-19-001494 · primary_01.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,480.687

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:21 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 216.763 $41.52 $9,000.00
Disclosure

SEC source: 0001593968-19-001494 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,441.3818

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:14 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 42.8716 $41.52 $1,780.03
Disclosure

SEC source: 0001593968-19-001488 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,675.746

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:14 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 103.0453 $41.52 $4,278.44
Disclosure

SEC source: 0001593968-19-001488 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,632.8744

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:24 UTC OtherCommon Stock 236.7387 $41.52 $9,829.39
Disclosure

SEC source: 0001593968-19-001497 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,742.6215

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · balance_after: Includes 797 shares previously held directly which were transferred to this account upon vesting under the Non-Employee Director Restricted Stock Plan.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:24 UTC OtherCommon Stock 90.112 $41.80 $3,766.68
Disclosure

SEC source: 0001593968-19-001497 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,674.494

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:16 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 322.172 $41.52 $13,376.58
Disclosure

SEC source: 0001593968-19-001489 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,834.8801

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:16 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 38.8902 $41.60 $1,617.96
Disclosure

SEC source: 0001593968-19-001489 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,512.7081

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:08 UTC OtherCommon Stock 164.523 $41.80 $6,877.06
Disclosure

SEC source: 0001593968-19-001484 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,704.1648

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:08 UTC OtherCommon Stock 62.7117 $41.52 $2,603.79
Disclosure

SEC source: 0001593968-19-001484 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,539.6418

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:19 UTC OtherCommon Stock 6 $41.57 $249.42
Disclosure

SEC source: 0001593968-19-001492 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,330

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:19 UTC OtherCommon Stock 84.099 $41.80 $3,515.34
Disclosure

SEC source: 0001593968-19-001492 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,111.0279

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:19 UTC OtherCommon Stock 34.512 $41.52 $1,432.94
Disclosure

SEC source: 0001593968-19-001492 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,026.9289

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:22 UTC OtherCommon Stock 91.594 $41.80 $3,828.63
Disclosure

SEC source: 0001593968-19-001495 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,438.739

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:22 UTC OtherCommon Stock 56.596 $41.52 $2,349.87
Disclosure

SEC source: 0001593968-19-001495 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,347.145

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:20 UTC
Meserve NicholasManaging Director
OtherCommon Stock 25.042 $41.52 $1,039.74
Disclosure

SEC source: 0001593968-19-001493 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,478.6837

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:17 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 168.903 $41.52 $7,012.85
Disclosure

SEC source: 0001593968-19-001490 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,033.1923

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:09 UTC OtherCommon Stock 4.047 $41.52 $168.03
Disclosure

SEC source: 0001593968-19-001485 · primary_01.xml · nonDerivative · entry 3

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,812.9755

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:09 UTC OtherCommon Stock 59.124 $41.80 $2,471.38
Disclosure

SEC source: 0001593968-19-001485 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,808.9285

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 20:09 UTC OtherCommon Stock 0.0219 $41.52 $0.91
Disclosure

SEC source: 0001593968-19-001485 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,749.8045

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 03, 2019 Filed Jun 26, 2019 20:21 UTC
Magdol David L.President, CIO and SMD
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001494 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,224.6188

F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
May 23, 2019 Filed May 24, 2019 15:55 UTC GiftCommon Stock 1,235 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001201 · primary_01.xml · nonDerivative · entry 4

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 47,708.8828

F3 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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May 22, 2019 Filed May 24, 2019 15:55 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001201 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,943.8828

F3 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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May 21, 2019 Filed May 24, 2019 15:57 UTC
Smith Brent D.CFO, Treasurer
GiftCommon Stock 320 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001203 · primary_01.xml · nonDerivative · entry 2

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,636.2184

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.