Tapewire

NYSE · USD

MAIN

Main Street Capital CORP

Export transactions ↓
Tapewire entity
2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2019 Filed Aug 26, 2019 20:40 UTC
Meserve NicholasManaging Director
OtherCommon Stock 25.592 $42.30 $1,082.54
Disclosure

SEC source: 0001593968-19-001799 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,561.2667

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:28 UTC
Magdol David L.President, CIO and SMD
GrantCommon Stock 35,838 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001746 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,897.7707

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. The Shares vest in four equal installments on April 1, 2020 and the next three anniversaries thereof, in each case subject to continued employed through each applicable vesting date.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:01 UTC
Morris Jesse EEVP and COO
GrantCommon Stock 35,950 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001688 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,001

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan. The Shares vest in four equal installments on April 1, 2020 and the next three anniversaries thereof, in each case subject to continued employed through each applicable vesting date.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:06 UTC OtherCommon Stock 3.875 $42.16 $163.37
Disclosure

SEC source: 0001593968-19-001658 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,302.236

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:06 UTC OtherCommon Stock 63.552 $42.59 $2,706.68
Disclosure

SEC source: 0001593968-19-001658 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,298.361

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:06 UTC OtherCommon Stock 20.4903 $42.16 $863.87
Disclosure

SEC source: 0001593968-19-001658 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,234.809

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:15 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 86.4462 $42.16 $3,644.57
Disclosure

SEC source: 0001593968-19-001664 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 17,864.85

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:15 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 131.1409 $42.16 $5,528.90
Disclosure

SEC source: 0001593968-19-001664 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649,344.6259

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:15 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,192.99 $42.16 $50,296.46
Disclosure

SEC source: 0001593968-19-001664 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649,213.485

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:15 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.1658 $42.16 $344.27
Disclosure

SEC source: 0001593968-19-001664 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648,020.495

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:09 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 43.7464 $42.16 $1,844.35
Disclosure

SEC source: 0001593968-19-001659 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,007.8271

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:09 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 105.1482 $42.16 $4,433.05
Disclosure

SEC source: 0001593968-19-001659 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,964.0807

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:22 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 25.771 $42.16 $1,086.51
Disclosure

SEC source: 0001593968-19-001669 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,719.4164

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:24 UTC OtherCommon Stock 52.954 $42.59 $2,255.31
Disclosure

SEC source: 0001593968-19-001671 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,044.5728

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:24 UTC OtherCommon Stock 20.512 $42.16 $864.79
Disclosure

SEC source: 0001593968-19-001671 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,991.6188

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:25 UTC OtherCommon Stock 6 $42.43 $254.59
Disclosure

SEC source: 0001593968-19-001672 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,336

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:25 UTC OtherCommon Stock 85.525 $42.59 $3,642.51
Disclosure

SEC source: 0001593968-19-001672 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,382.5749

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:25 UTC OtherCommon Stock 35.217 $42.16 $1,484.75
Disclosure

SEC source: 0001593968-19-001672 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,297.0499

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:16 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 111.836 $42.16 $4,715.01
Disclosure

SEC source: 0001593968-19-001665 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,938.5559

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:05 UTC OtherCommon Stock 87.22 $42.59 $3,714.70
Disclosure

SEC source: 0001593968-19-001657 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,834.1231

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:23 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 40.1072 $42.16 $1,690.92
Disclosure

SEC source: 0001593968-19-001670 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,059.7707

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:23 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 218.809 $42.16 $9,224.99
Disclosure

SEC source: 0001593968-19-001670 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,019.6635

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:10 UTC OtherCommon Stock 238.4488 $42.16 $10,053.00
Disclosure

SEC source: 0001593968-19-001660 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,274.4362

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:10 UTC OtherCommon Stock 91.639 $42.59 $3,902.91
Disclosure

SEC source: 0001593968-19-001660 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,881.295

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:21 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 328.747 $42.16 $13,859.97
Disclosure

SEC source: 0001593968-19-001668 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,616.8626

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:11 UTC OtherCommon Stock 167.312 $42.59 $7,125.82
Disclosure

SEC source: 0001593968-19-001661 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,224.4567

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:11 UTC OtherCommon Stock 63.9915 $42.16 $2,697.88
Disclosure

SEC source: 0001593968-19-001661 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,057.1447

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:20 UTC
Meserve NicholasManaging Director
OtherCommon Stock 25.553 $42.16 $1,077.31
Disclosure

SEC source: 0001593968-19-001667 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,535.6747

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:19 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 172.35 $42.16 $7,266.28
Disclosure

SEC source: 0001593968-19-001666 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,417.5863

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:14 UTC OtherCommon Stock 93.147 $42.59 $3,967.13
Disclosure

SEC source: 0001593968-19-001663 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,777.746

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:14 UTC OtherCommon Stock 57.751 $42.16 $2,434.78
Disclosure

SEC source: 0001593968-19-001663 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,684.599

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:13 UTC OtherCommon Stock 60.127 $42.59 $2,560.81
Disclosure

SEC source: 0001593968-19-001662 · primary_01.xml · nonDerivative · entry 3

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,957.9247

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:13 UTC OtherCommon Stock 4.13 $42.16 $174.12
Disclosure

SEC source: 0001593968-19-001662 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,897.7977

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 20:13 UTC OtherCommon Stock 0.0225 $42.16 $0.95
Disclosure

SEC source: 0001593968-19-001662 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,893.6677

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:57 UTC OtherCommon Stock 79.866 $41.08 $3,280.90
Disclosure

SEC source: 0001593968-19-001591 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,214.3187

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:57 UTC OtherCommon Stock 25.209 $41.54 $1,047.18
Disclosure

SEC source: 0001593968-19-001591 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,134.4527

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 106.3556 $41.54 $4,418.01
Disclosure

SEC source: 0001593968-19-001580 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 17,778.4038

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 161.3438 $41.54 $6,702.22
Disclosure

SEC source: 0001593968-19-001580 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648,012.3292

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,467.45 $41.54 $60,957.87
Disclosure

SEC source: 0001593968-19-001580 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647,850.9854

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 10.0465 $41.54 $417.33
Disclosure

SEC source: 0001593968-19-001580 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646,383.5354

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:58 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 31.897 $41.54 $1,325.00
Disclosure

SEC source: 0001593968-19-001592 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,693.6454

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:52 UTC OtherCommon Stock 66.547 $41.08 $2,733.75
Disclosure

SEC source: 0001593968-19-001586 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,971.1068

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:52 UTC OtherCommon Stock 25.236 $41.54 $1,048.30
Disclosure

SEC source: 0001593968-19-001586 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,904.5598

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:54 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 49.3445 $41.54 $2,049.77
Disclosure

SEC source: 0001593968-19-001588 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,800.8545

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:54 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 270.823 $41.54 $11,249.99
Disclosure

SEC source: 0001593968-19-001588 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,751.51

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 22:44 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 138.421 $41.54 $5,750.01
Disclosure

SEC source: 0001593968-19-001581 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,826.7199

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:41 UTC OtherCommon Stock 293.3659 $41.54 $12,186.42
Disclosure

SEC source: 0001593968-19-001578 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,035.9874

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:41 UTC OtherCommon Stock 115.162 $41.08 $4,730.85
Disclosure

SEC source: 0001593968-19-001578 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,789.656

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:46 UTC OtherCommon Stock 109.608 $41.08 $4,502.70
Disclosure

SEC source: 0001593968-19-001583 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,746.9031

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:53 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 53.8216 $41.54 $2,235.75
Disclosure

SEC source: 0001593968-19-001587 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,858.9325

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.