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Main Street Capital CORP

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2159
SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 22, 2019 21:35 UTC OtherCommon Stock 4.137 $42.91 $177.52
Disclosure

SEC source: 0001593968-19-002212 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,156.445

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2019 Filed Nov 22, 2019 21:31 UTC
Meserve NicholasManaging Director
OtherCommon Stock 25.595 $42.91 $1,098.28
Disclosure

SEC source: 0001593968-19-002210 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,638.0677

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:34 UTC OtherCommon Stock 3.956 $41.90 $165.76
Disclosure

SEC source: 0001593968-19-002019 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,567.735

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:34 UTC OtherCommon Stock 65.159 $42.14 $2,745.80
Disclosure

SEC source: 0001593968-19-002019 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,563.779

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:34 UTC OtherCommon Stock 20.9165 $41.90 $876.40
Disclosure

SEC source: 0001593968-19-002019 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,498.62

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:46 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 133.8697 $41.90 $5,609.14
Disclosure

SEC source: 0001593968-19-002028 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,347.0115

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:46 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,217.82 $41.90 $51,026.66
Disclosure

SEC source: 0001593968-19-002028 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,213.1418

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:46 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.336 $41.90 $349.28
Disclosure

SEC source: 0001593968-19-002028 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651,995.3218

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:35 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 26.053 $41.90 $1,091.62
Disclosure

SEC source: 0001593968-19-002020 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,446.2474

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:30 UTC OtherCommon Stock 89.424 $42.14 $3,768.33
Disclosure

SEC source: 0001593968-19-002017 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,097.9921

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:31 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 113.063 $41.90 $4,737.34
Disclosure

SEC source: 0001593968-19-002018 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,121.9759

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:40 UTC OtherCommon Stock 54.293 $42.14 $2,287.91
Disclosure

SEC source: 0001593968-19-002025 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,266.4288

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:40 UTC OtherCommon Stock 20.939 $41.90 $877.34
Disclosure

SEC source: 0001593968-19-002025 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212.1358

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:47 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 44.6568 $41.90 $1,871.12
Disclosure

SEC source: 0001593968-19-002029 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,455.3287

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:47 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 107.336 $41.90 $4,497.38
Disclosure

SEC source: 0001593968-19-002029 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,410.6719

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:39 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 40.9418 $41.90 $1,715.46
Disclosure

SEC source: 0001593968-19-002024 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,670.6549

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:39 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 221.209 $41.90 $9,268.66
Disclosure

SEC source: 0001593968-19-002024 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,629.7131

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:51 UTC OtherCommon Stock 242.5749 $41.90 $10,163.89
Disclosure

SEC source: 0001593968-19-002033 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,819.4521

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:51 UTC OtherCommon Stock 93.955 $42.14 $3,959.26
Disclosure

SEC source: 0001593968-19-002033 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158.536

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:38 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 335.588 $41.90 $14,061.14
Disclosure

SEC source: 0001593968-19-002023 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,604.9096

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:48 UTC OtherCommon Stock 171.541 $42.14 $7,228.74
Disclosure

SEC source: 0001593968-19-002030 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,922.9599

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:48 UTC OtherCommon Stock 65.3232 $41.90 $2,737.04
Disclosure

SEC source: 0001593968-19-002030 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,751.4189

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:42 UTC OtherCommon Stock 6 $42.10 $252.62
Disclosure

SEC source: 0001593968-19-002027 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,354

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:42 UTC OtherCommon Stock 87.686 $42.14 $3,695.09
Disclosure

SEC source: 0001593968-19-002027 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,747.1589

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:42 UTC OtherCommon Stock 35.949 $41.90 $1,506.26
Disclosure

SEC source: 0001593968-19-002027 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,659.4729

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:49 UTC OtherCommon Stock 61.646 $42.14 $2,597.76
Disclosure

SEC source: 0001593968-19-002031 · primary_01.xml · nonDerivative · entry 3

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,152.308

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:49 UTC OtherCommon Stock 4.216 $41.90 $176.65
Disclosure

SEC source: 0001593968-19-002031 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,090.662

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:49 UTC OtherCommon Stock 0.0229 $41.90 $0.96
Disclosure

SEC source: 0001593968-19-002031 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,086.446

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:36 UTC
Meserve NicholasManaging Director
OtherCommon Stock 26.084 $41.90 $1,092.92
Disclosure

SEC source: 0001593968-19-002021 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,612.4727

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:50 UTC OtherCommon Stock 95.501 $42.14 $4,024.41
Disclosure

SEC source: 0001593968-19-002032 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,233.118

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:50 UTC OtherCommon Stock 58.953 $41.90 $2,470.13
Disclosure

SEC source: 0001593968-19-002032 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,137.617

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:41 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 48.9097 $41.90 $2,049.32
Disclosure

SEC source: 0001593968-19-002026 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,097.0132

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 20:37 UTC
Martin ShannonVP, Chief Accounting Officer
OtherCommon Stock 175.936 $41.90 $7,371.72
Disclosure

SEC source: 0001593968-19-002022 · primary_01.xml · nonDerivative · entry 1

Martin Shannon · CIK 0001562020 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,935.5823

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 25, 2019 Filed Sep 30, 2019 20:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
GiftCommon Stock 18,036.4187 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001927 · primary_01.xml · nonDerivative · entry 5

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 0

F3 · kind: Distributed to trust beneficiaries.

F2 · ownership.nature: Family trust.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:58 UTC OtherCommon Stock 3.81 $43.30 $164.97
Disclosure

SEC source: 0001593968-19-001937 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,477.7035

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:58 UTC OtherCommon Stock 63.071 $43.33 $2,732.87
Disclosure

SEC source: 0001593968-19-001937 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,473.8935

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:58 UTC OtherCommon Stock 20.1448 $43.30 $872.27
Disclosure

SEC source: 0001593968-19-001937 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,410.8225

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 84.9895 $43.30 $3,680.05
Disclosure

SEC source: 0001593968-19-001927 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foster IrrevocableTrust

Disclosed balance after: 18,036.4187

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 128.9309 $43.30 $5,582.71
Disclosure

SEC source: 0001593968-19-001927 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651,986.9858

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,172.89 $43.30 $50,786.14
Disclosure

SEC source: 0001593968-19-001927 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651,858.0549

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 8.0282 $43.30 $347.62
Disclosure

SEC source: 0001593968-19-001927 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650,685.1649

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 16:57 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 25.092 $43.30 $1,086.48
Disclosure

SEC source: 0001593968-19-001936 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,420.1944

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:49 UTC OtherCommon Stock 52.553 $43.33 $2,277.12
Disclosure

SEC source: 0001593968-19-001931 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,191.1968

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:49 UTC OtherCommon Stock 20.167 $43.30 $873.23
Disclosure

SEC source: 0001593968-19-001931 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,138.6438

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 20:38 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 108.891 $43.30 $4,714.98
Disclosure

SEC source: 0001593968-19-001924 · primary_01.xml · nonDerivative · entry 3

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,008.9129

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 16:32 UTC OtherCommon Stock 86.558 $43.33 $3,750.56
Disclosure

SEC source: 0001593968-19-001921 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,008.5681

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 16:50 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 43.0092 $43.30 $1,862.30
Disclosure

SEC source: 0001593968-19-001932 · primary_01.xml · nonDerivative · entry 2

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,303.3359

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 16:50 UTC
Hartman Curtis L.Vice Chairman, CCO, and SMD
OtherCommon Stock 103.3762 $43.30 $4,476.19
Disclosure

SEC source: 0001593968-19-001932 · primary_01.xml · nonDerivative · entry 1

Hartman Curtis L. · CIK 0001414110 · Vice Chairman, CCO, and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,260.3267

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 16, 2019 Filed Sep 30, 2019 20:47 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 39.4314 $43.30 $1,707.38
Disclosure

SEC source: 0001593968-19-001929 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,408.5041

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 16, 2019 Filed Sep 30, 2019 20:47 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 213.048 $43.30 $9,224.98
Disclosure

SEC source: 0001593968-19-001929 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,369.0727

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.