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LSI INDUSTRIES INC

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Tapewire entity
5205
SEC CIK
0000763532
Parsed reports
638

Last 12 months

Inside the activity.

2 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202606
Jun 202602
Jul 202600
Aug 202629
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2016 Filed Oct 5, 2016 13:20 UTC GrantCommon Stock 1,193 $10.90 $13,003.70
Disclosure

SEC source: 0001140361-16-081908 · doc1.xml · nonDerivative · entry 1

Steele Robert Allan · CIK 0001404402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,113

Read SEC document
October 03, 2016 Filed Oct 5, 2016 13:08 UTC GrantCommon Shares 1,193 $10.90 $13,003.70
Disclosure

SEC source: 0001140361-16-081904 · doc1.xml · nonDerivative · entry 1

OGARA WILFRED T · CIK 0001206600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,207

Read SEC document
October 03, 2016 Filed Oct 5, 2016 13:06 UTC GrantCommon Shares 622 $10.90 $6,779.80
Disclosure

SEC source: 0001140361-16-081902 · doc1.xml · nonDerivative · entry 1

Serrianne Mark A · CIK 0001300732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,067

Read SEC document
October 03, 2016 Filed Oct 5, 2016 13:04 UTC GrantCommon Shares 1,193 $10.90 $13,003.70
Disclosure

SEC source: 0001140361-16-081898 · doc1.xml · nonDerivative · entry 1

Beech Robert P. · CIK 0001575937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,352

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:45 UTC
Croskey Jeff APres., Graphics Segment
GrantCommon Shares 87 $11.48 $998.76
Disclosure

SEC source: 0001140361-16-081568 · doc1.xml · nonDerivative · entry 1

Croskey Jeff A · CIK 0001655350 · Pres., Graphics Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:44 UTC
Foerster AndrewExecutive VP and CTO
GrantCommon Shares 295 $11.48 $3,386.60
Disclosure

SEC source: 0001140361-16-081566 · doc1.xml · nonDerivative · entry 1

Foerster Andrew · CIK 0001634999 · Executive VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:38 UTC
Foster Paul TExecutive VP and Secretary
GrantCommon Shares 242 $11.48 $2,778.16
Disclosure

SEC source: 0001140361-16-081564 · doc1.xml · nonDerivative · entry 1

Foster Paul T · CIK 0001635114 · Executive VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,425

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:36 UTC
STOWELL RONALD SVP, CFO and Treasurer
GrantCommon Shares 240 $11.48 $2,755.20
Disclosure

SEC source: 0001140361-16-081561 · doc1.xml · nonDerivative · entry 1

STOWELL RONALD S · CIK 0001206598 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,444

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:34 UTC
Toney ShawnPres. - LSI Lighting Solutions
GrantCommon Shares 304 $11.48 $3,489.92
Disclosure

SEC source: 0001140361-16-081559 · doc1.xml · nonDerivative · entry 1

Toney Shawn · CIK 0001618166 · Pres. - LSI Lighting Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,130

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 17:32 UTC
Wells Dennis W.Director · CEO and President
GrantCommon Shares 336 $11.48 $3,857.28
Disclosure

SEC source: 0001140361-16-081557 · doc1.xml · nonDerivative · entry 1

Wells Dennis W. · CIK 0001621087 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,964

F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:50 UTC
Wells Dennis W.Director · CEO and President
GrantOption to Buy · Derivative 90,000 $0.00 Strike: $9.39 $0.00
Disclosure

SEC source: 0001140361-16-079556 · doc1.xml · derivative · entry 8

Wells Dennis W. · CIK 0001621087 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Shares · 90,000 shares

Expires 2026-07-01

F4 · derivative.exercise_date: On July 1, 2015, the Reporting Person was granted an option to purchase 90,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

F4 · balance_after: On July 1, 2015, the Reporting Person was granted an option to purchase 90,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:45 UTC
STOWELL RONALD SVP, CFO and Treasurer
GrantOption to Buy · Derivative 60,000 $0.00 Strike: $9.39 $0.00
Disclosure

SEC source: 0001140361-16-079546 · doc1.xml · derivative · entry 11

STOWELL RONALD S · CIK 0001206598 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Shares · 60,000 shares

Expires 2026-07-01

F5 · derivative.exercise_date: On July 1, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

F5 · balance_after: On July 1, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:41 UTC
Foerster AndrewExecutive VP and CTO
GrantOption to Buy · Derivative 50,000 $0.00 Strike: $9.39 $0.00
Disclosure

SEC source: 0001140361-16-079540 · doc1.xml · derivative · entry 6

Foerster Andrew · CIK 0001634999 · Executive VP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2026-07-01

F5 · derivative.exercise_date: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

F5 · balance_after: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:43 UTC
Foster Paul TExecutive VP and Secretary
GrantOption to Buy · Derivative 50,000 $0.00 Strike: $9.39 $0.00
Disclosure

SEC source: 0001140361-16-079542 · doc1.xml · derivative · entry 7

Foster Paul T · CIK 0001635114 · Executive VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2026-07-01

F4 · derivative.exercise_date: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

F4 · balance_after: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 20:48 UTC
Toney ShawnPres. - LSI Lighting Solutions
GrantOption to Buy · Derivative 50,000 $0.00 Strike: $9.39 $0.00
Disclosure

SEC source: 0001140361-16-079551 · doc1.xml · derivative · entry 9

Toney Shawn · CIK 0001618166 · Pres. - LSI Lighting Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2026-07-01

F4 · derivative.exercise_date: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

F4 · balance_after: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.