person · Reporting owner

Serrianne Mark A

Disclosed activity across 1 company

Tapewire entity: 181688
SEC CIK: 0001300732

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
LSI INDUSTRIES INCLYTS · Entity 5205	Director	October 11, 2016	October 12, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LSI INDUSTRIES INC

Report date October 11, 2016 · Filed October 12, 2016

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	30,067	Reported balance After 2016-10-11 transaction · row 1 1 source row Row 1 · 2016-10-11 · Grant · Acquired 1,000 · Balance 30,067
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.55 · Expires 2016-11-14	Direct	1,500	Reported balance Holding disclosure · report date 2016-10-11 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 1,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.76 · Expires 2017-08-24	Direct	2,500	Reported balance Holding disclosure · report date 2016-10-11 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 2,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.68 · Expires 2017-11-15	Direct	1,500	Reported balance Holding disclosure · report date 2016-10-11 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 1,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $8.98 · Expires 2018-08-22	Direct	2,500	Reported balance Holding disclosure · report date 2016-10-11 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 2,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $4.60 · Expires 2018-11-20	Direct	1,500	Reported balance Holding disclosure · report date 2016-10-11 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 1,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $8.40 · Expires 2019-08-21	Direct	3,500	Reported balance Holding disclosure · report date 2016-10-11 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 3,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.20 · Expires 2019-11-19	Direct	1,500	Reported balance Holding disclosure · report date 2016-10-11 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 1,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $5.21 · Expires 2020-08-19	Direct	2,500	Reported balance Holding disclosure · report date 2016-10-11 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 2,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $8.92 · Expires 2020-11-28	Direct	1,500	Reported balance Holding disclosure · report date 2016-10-11 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 1,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $6.68 · Expires 2021-11-17	Direct	1,500	Reported balance Holding disclosure · report date 2016-10-11 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 1,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $6.58 · Expires 2022-08-15	Direct	2,500	Reported balance Holding disclosure · report date 2016-10-11 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance 2,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $6.28 · Expires 2022-11-15	Direct	1,500	Reported balance Holding disclosure · report date 2016-10-11 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 1,500 F2: These holdings have been previously reported on Form 4. F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.

F2: These holdings have been previously reported on Form 4.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 11, 2016 Filed Oct 12, 2016 18:07 UTC	LSI INDUSTRIES INC LYTS · Entity 5205	GrantCommon Shares	1,000	$10.51	$10,510.00	Disclosure SEC source: 0001140361-16-082570 · doc1.xml · nonDerivative · entry 1 Serrianne Mark A · CIK 0001300732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,067 Read SEC document
October 03, 2016 Filed Oct 5, 2016 13:06 UTC	LSI INDUSTRIES INC LYTS · Entity 5205	GrantCommon Shares	622	$10.90	$6,779.80	Disclosure SEC source: 0001140361-16-081902 · doc1.xml · nonDerivative · entry 1 Serrianne Mark A · CIK 0001300732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,067 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.