Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LSI INDUSTRIES INCLYTS · Entity 5205 | Executive VP and CTO | October 31, 2018 | November 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LSI INDUSTRIES INC
Report date October 31, 2018 · Filed November 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 18,709 |
Reported balance
After 2018-10-31 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2018-10-31 · Grant · Acquired 370 · Balance 18,709 F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. |
| Common SharesSEC Table I · non-derivative | Direct | 19,000 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,000 |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.88 · Expires 2025-03-02 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 50,000 F3: These holdings have previously been reported on Form 4. F2: The option vests in four equal annual installments beginning on March 2, 2016. |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $9.39 · Expires 2025-07-01 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 30,000 F3: These holdings have previously been reported on Form 4. F4: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $11.06 · Expires 2026-07-01 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 30,000 F3: These holdings have previously been reported on Form 4. F4: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $9.39 · Expires 2025-07-01 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 50,000 F3: These holdings have previously been reported on Form 4. F5: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $5.92 · Expires 2027-08-17 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 30,000 F3: These holdings have previously been reported on Form 4. F6: The options vest ratably over a three year time period. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: The option vests in four equal annual installments beginning on March 2, 2016.
F3: These holdings have previously been reported on Form 4.
F4: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
F5: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
F6: The options vest ratably over a three year time period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 2, 2018 19:34 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 370 | $4.32 | $1,598.40 |
DisclosureSEC source: 0001567619-18-004996 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,709 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 19:25 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 1,509 | $4.60 | $6,941.40 |
DisclosureSEC source: 0001567619-18-003483 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,339 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 20:52 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 661 | $5.17 | $3,417.37 |
DisclosureSEC source: 0001567619-18-002052 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,830 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 20:54 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 465 | $4.89 | $2,273.85 |
DisclosureSEC source: 0001140361-18-034814 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,169 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 13:15 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 444 | $5.12 | $2,273.28 |
DisclosureSEC source: 0001140361-18-029881 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,704 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 25, 2018 Filed May 29, 2018 19:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 402 | $5.65 | $2,271.30 |
DisclosureSEC source: 0001140361-18-025978 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,260 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 27, 2018 Filed May 1, 2018 13:22 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 382 | $5.95 | $2,272.90 |
DisclosureSEC source: 0001140361-18-020744 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,858 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:12 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 438 | $7.79 | $3,412.02 |
DisclosureSEC source: 0001140361-18-017067 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,476 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 15:59 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 273 | $8.32 | $2,271.36 |
DisclosureSEC source: 0001140361-18-011856 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,038 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 16:35 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 322 | $7.06 | $2,273.32 |
DisclosureSEC source: 0001140361-18-002840 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,765 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 13:22 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 327 | $6.96 | $2,275.92 |
DisclosureSEC source: 0001140361-17-047075 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,443 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 21:07 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 335 | $6.78 | $2,271.30 |
DisclosureSEC source: 0001140361-17-043978 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,116 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 16:40 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 342 | $6.65 | $2,274.30 |
DisclosureSEC source: 0001140361-17-040214 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,781 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 12:24 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 520 | $6.56 | $3,411.20 |
DisclosureSEC source: 0001140361-17-037248 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,439 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:16 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 339 | $6.51 | $2,206.89 |
DisclosureSEC source: 0001140361-17-035886 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,919 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 16:08 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 2,114 | $5.98 | $12,641.72 |
DisclosureSEC source: 0001140361-17-032936 · doc1.xml · nonDerivative · entry 2 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,580 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 19:14 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | PurchaseCommon Shares | 2,000 | $6.05 | $12,100.00 |
DisclosureSEC source: 0001140361-17-032831 · doc1.xml · nonDerivative · entry 3 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 F2 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions ranging from $6.035 to $6.06. The Reporting Person undertakes to provide full pricing information to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission upon request. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 16:08 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 380 | $5.98 | $2,272.40 |
DisclosureSEC source: 0001140361-17-032936 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,466 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 19:14 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantOption to Buy · Derivative | 30,000 | $0.00 Strike: $5.92 | $0.00 |
DisclosureSEC source: 0001140361-17-032831 · doc1.xml · derivative · entry 8 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Shares · 30,000 shares Expires 2027-08-17 F7 · derivative.exercise_date: The options vest ratably over a three year time period. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 19:14 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 6,500 | $5.92 | $38,480.00 |
DisclosureSEC source: 0001140361-17-032831 · doc1.xml · nonDerivative · entry 2 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 18:24 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 255 | $8.94 | $2,279.70 |
DisclosureSEC source: 0001140361-17-028582 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,086 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 13:43 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 258 | $8.79 | $2,267.82 |
DisclosureSEC source: 0001140361-17-026361 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,831 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 14:02 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 259 | $8.79 | $2,276.61 |
DisclosureSEC source: 0001140361-17-023247 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,573 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:18 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 252 | $9.01 | $2,270.52 |
DisclosureSEC source: 0001140361-17-017853 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,314 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:52 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 337 | $10.12 | $3,410.44 |
DisclosureSEC source: 0001140361-17-014510 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,062 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:53 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 230 | $9.92 | $2,281.60 |
DisclosureSEC source: 0001140361-17-008486 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,725 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 18:32 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 260 | $8.73 | $2,269.80 |
DisclosureSEC source: 0001140361-17-002660 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,495 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 16:27 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 233 | $9.77 | $2,276.41 |
DisclosureSEC source: 0001140361-16-090760 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,235 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 18:47 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 227 | $10.01 | $2,272.27 |
DisclosureSEC source: 0001140361-16-087920 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,002 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 13:45 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 256 | $8.86 | $2,268.16 |
DisclosureSEC source: 0001140361-16-084263 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,775 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:44 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 295 | $11.48 | $3,386.60 |
DisclosureSEC source: 0001140361-16-081566 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,519 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 20:41 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantOption to Buy · Derivative | 50,000 | $0.00 Strike: $9.39 | $0.00 |
DisclosureSEC source: 0001140361-16-079540 · doc1.xml · derivative · entry 6 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2026-07-01 F5 · derivative.exercise_date: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. F5 · balance_after: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.