Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LSI INDUSTRIES INCLYTS · Entity 5205 | Executive VP and Secretary | May 30, 2017 | June 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LSI INDUSTRIES INC
Report date May 30, 2017 · Filed June 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 10,107 |
Reported balance
After 2017-05-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2017-05-30 · Grant · Acquired 211 · Balance 10,107 F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. |
| Common SharesSEC Table I · non-derivative | Direct | 12,400 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,400 |
| Common SharesSEC Table I · non-derivative | IndirectBy IRA | 4,000 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,000 |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $7.60 · Expires 2025-02-09 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 15,000 F3: These holdings have been previously reported on Form 4. F2: The option vests in four equal annual installments beginning on February 9, 2016. |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $9.39 · Expires 2025-07-01 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 30,000 F3: These holdings have been previously reported on Form 4. F2: The option vests in four equal annual installments beginning on February 9, 2016. |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $11.06 · Expires 2026-07-01 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 30,000 F3: These holdings have been previously reported on Form 4. F2: The option vests in four equal annual installments beginning on February 9, 2016. |
| Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $9.39 · Expires 2025-07-01 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2017-05-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 50,000 F3: These holdings have been previously reported on Form 4. F4: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
F2: The option vests in four equal annual installments beginning on February 9, 2016.
F3: These holdings have been previously reported on Form 4.
F4: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2017 Filed Jun 1, 2017 14:02 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 211 | $8.79 | $1,854.69 |
DisclosureSEC source: 0001140361-17-023248 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,107 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:17 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 207 | $9.01 | $1,865.07 |
DisclosureSEC source: 0001140361-17-017851 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,896 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:53 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 276 | $10.12 | $2,793.12 |
DisclosureSEC source: 0001140361-17-014511 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,689 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:50 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 188 | $9.92 | $1,864.96 |
DisclosureSEC source: 0001140361-17-008483 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,413 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 18:31 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 213 | $8.73 | $1,859.49 |
DisclosureSEC source: 0001140361-17-002658 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,225 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 16:28 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 191 | $9.77 | $1,866.07 |
DisclosureSEC source: 0001140361-16-090762 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,012 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 18:41 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 186 | $10.01 | $1,861.86 |
DisclosureSEC source: 0001140361-16-087916 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,821 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 13:53 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 210 | $8.86 | $1,860.60 |
DisclosureSEC source: 0001140361-16-084265 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,635 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:38 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 242 | $11.48 | $2,778.16 |
DisclosureSEC source: 0001140361-16-081564 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,425 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 20:43 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantOption to Buy · Derivative | 50,000 | $0.00 Strike: $9.39 | $0.00 |
DisclosureSEC source: 0001140361-16-079542 · doc1.xml · derivative · entry 7 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 50,000 shares Expires 2026-07-01 F4 · derivative.exercise_date: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. F4 · balance_after: On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.