Last 12 months
Inside the activity.
2 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 9 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2017 Filed Jun 1, 2017 14:05 UTC |
Wells Dennis W.Director · CEO and President
|
GrantCommon Shares | 293 | $8.79 | $2,575.47 |
DisclosureSEC source: 0001140361-17-023251 · doc1.xml · nonDerivative · entry 1 Wells Dennis W. · CIK 0001621087 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,298 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 14:04 UTC |
Toney ShawnPres. - LSI Lighting Solutions
|
GrantCommon Shares | 265 | $8.79 | $2,329.35 |
DisclosureSEC source: 0001140361-17-023250 · doc1.xml · nonDerivative · entry 1 Toney Shawn · CIK 0001618166 · Pres. - LSI Lighting Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,241 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 14:02 UTC |
Foster Paul TExecutive VP and Secretary
|
GrantCommon Shares | 211 | $8.79 | $1,854.69 |
DisclosureSEC source: 0001140361-17-023248 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,107 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 14:03 UTC |
STOWELL RONALD SVP, CFO and Treasurer
|
GrantCommon Shares | 210 | $8.79 | $1,845.90 |
DisclosureSEC source: 0001140361-17-023249 · doc1.xml · nonDerivative · entry 1 STOWELL RONALD S · CIK 0001206598 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,114 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 14:02 UTC |
Foerster AndrewExecutive VP and CTO
|
GrantCommon Shares | 259 | $8.79 | $2,276.61 |
DisclosureSEC source: 0001140361-17-023247 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,573 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 14:01 UTC |
Croskey Jeff APres., Graphics Segment
|
GrantCommon Shares | 76 | $8.79 | $668.04 |
DisclosureSEC source: 0001140361-17-023246 · doc1.xml · nonDerivative · entry 1 Croskey Jeff A · CIK 0001655350 · Pres., Graphics Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:22 UTC |
Croskey Jeff APres., Graphics Segment
|
GrantCommon Shares | 74 | $9.01 | $666.74 |
DisclosureSEC source: 0001140361-17-017855 · doc1.xml · nonDerivative · entry 1 Croskey Jeff A · CIK 0001655350 · Pres., Graphics Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:18 UTC |
Foerster AndrewExecutive VP and CTO
|
GrantCommon Shares | 252 | $9.01 | $2,270.52 |
DisclosureSEC source: 0001140361-17-017853 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,314 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:17 UTC |
Foster Paul TExecutive VP and Secretary
|
GrantCommon Shares | 207 | $9.01 | $1,865.07 |
DisclosureSEC source: 0001140361-17-017851 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,896 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:11 UTC |
STOWELL RONALD SVP, CFO and Treasurer
|
GrantCommon Shares | 205 | $9.01 | $1,847.05 |
DisclosureSEC source: 0001140361-17-017848 · doc1.xml · nonDerivative · entry 1 STOWELL RONALD S · CIK 0001206598 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,904 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:08 UTC |
Toney ShawnPres. - LSI Lighting Solutions
|
GrantCommon Shares | 260 | $9.01 | $2,342.60 |
DisclosureSEC source: 0001140361-17-017845 · doc1.xml · nonDerivative · entry 1 Toney Shawn · CIK 0001618166 · Pres. - LSI Lighting Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,976 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:06 UTC |
Wells Dennis W.Director · CEO and President
|
GrantCommon Shares | 287 | $9.01 | $2,585.87 |
DisclosureSEC source: 0001140361-17-017842 · doc1.xml · nonDerivative · entry 1 Wells Dennis W. · CIK 0001621087 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,005 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:10 UTC |
SFERRA JAMES P/Director
|
GrantCommon Shares | 1,335 | $9.74 | $13,002.90 |
DisclosureSEC source: 0001140361-17-014837 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,951 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 14:57 UTC |
Beech Robert P.Director
|
GrantCommon Shares | 1,335 | $9.74 | $13,002.90 |
DisclosureSEC source: 0001140361-17-014760 · doc1.xml · nonDerivative · entry 1 Beech Robert P. · CIK 0001575937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,007 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 14:51 UTC |
MORGAN JOHN KDirector
|
GrantCommon Shares | 1,335 | $9.74 | $13,002.90 |
DisclosureSEC source: 0001140361-17-014758 · doc1.xml · nonDerivative · entry 1 MORGAN JOHN K · CIK 0001183392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,796 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 14:50 UTC |
OGARA WILFRED TDirector
|
GrantCommon Shares | 1,335 | $9.74 | $13,002.90 |
DisclosureSEC source: 0001140361-17-014756 · doc1.xml · nonDerivative · entry 1 OGARA WILFRED T · CIK 0001206600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,862 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 14:48 UTC |
Steele Robert AllanDirector
|
GrantCommon Stock | 1,335 | $9.74 | $13,002.90 |
DisclosureSEC source: 0001140361-17-014754 · doc1.xml · nonDerivative · entry 1 Steele Robert Allan · CIK 0001404402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,768 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 14:46 UTC |
KREIDER GARY PDirector
|
GrantCommon Shares | 1,335 | $9.74 | $13,002.90 |
DisclosureSEC source: 0001140361-17-014752 · doc1.xml · nonDerivative · entry 1 KREIDER GARY P · CIK 0001181954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,884 Read SEC document |
| April 03, 2017 Filed Jul 6, 2017 14:08 UTC |
KREIDER GARY PDirector
|
GrantCommon Shares | 1,335 | $9.74 | $13,002.90 |
DisclosureSEC source: 0001140361-17-027278 · doc1.xml · nonDerivative · entry 1 KREIDER GARY P · CIK 0001181954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,884 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:54 UTC |
Toney ShawnPres. - LSI Lighting Solutions
|
GrantCommon Shares | 346 | $10.12 | $3,501.52 |
DisclosureSEC source: 0001140361-17-014513 · doc1.xml · nonDerivative · entry 1 Toney Shawn · CIK 0001618166 · Pres. - LSI Lighting Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,716 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:54 UTC |
STOWELL RONALD SVP, CFO and Treasurer
|
GrantCommon Shares | 274 | $10.12 | $2,772.88 |
DisclosureSEC source: 0001140361-17-014512 · doc1.xml · nonDerivative · entry 1 STOWELL RONALD S · CIK 0001206598 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,699 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:53 UTC |
Foster Paul TExecutive VP and Secretary
|
GrantCommon Shares | 276 | $10.12 | $2,793.12 |
DisclosureSEC source: 0001140361-17-014511 · doc1.xml · nonDerivative · entry 1 Foster Paul T · CIK 0001635114 · Executive VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,689 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:52 UTC |
Foerster AndrewExecutive VP and CTO
|
GrantCommon Shares | 337 | $10.12 | $3,410.44 |
DisclosureSEC source: 0001140361-17-014510 · doc1.xml · nonDerivative · entry 1 Foerster Andrew · CIK 0001634999 · Executive VP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,062 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:52 UTC |
Croskey Jeff APres., Graphics Segment
|
GrantCommon Shares | 99 | $10.12 | $1,001.88 |
DisclosureSEC source: 0001140361-17-014509 · doc1.xml · nonDerivative · entry 1 Croskey Jeff A · CIK 0001655350 · Pres., Graphics Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:51 UTC |
Wells Dennis W.Director · CEO and President
|
GrantCommon Shares | 383 | $10.12 | $3,875.96 |
DisclosureSEC source: 0001140361-17-014508 · doc1.xml · nonDerivative · entry 1 Wells Dennis W. · CIK 0001621087 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,718 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 19:48 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionOption to Buy · Derivative | 1,821 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · derivative · entry 7 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F2 · derivative.exercise_date: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 19:48 UTC |
SFERRA JAMES P/Director
|
SaleCommon Shares | 1,821 | $9.31 | $16,953.51 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · nonDerivative · entry 4 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 19:48 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 1,821 | $6.81 | $12,401.01 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · nonDerivative · entry 3 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:48 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionOption to Buy · Derivative | 4,260 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · derivative · entry 6 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821 Underlying: Common Shares · 30,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F2 · derivative.exercise_date: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:48 UTC |
SFERRA JAMES P/Director
|
SaleCommon Shares | 4,260 | $9.53 | $40,597.80 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · nonDerivative · entry 2 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:48 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 4,260 | $6.81 | $29,010.60 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionOption to Buy · Derivative | 1,700 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · derivative · entry 9 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,081 Underlying: Common Shares · 30,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F2 · derivative.exercise_date: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
SaleCommon Shares | 1,700 | $9.75 | $16,575.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 6 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 1,700 | $6.81 | $11,577.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 5 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionOption to Buy · Derivative | 25,014 | $0.00 Strike: $8.40 | $0.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · derivative · entry 12 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 60,000 shares Expires 2019-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionOption to Buy · Derivative | 50,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · derivative · entry 10 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires 2023-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionOption to Buy · Derivative | 22,219 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · derivative · entry 8 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,781 Underlying: Common Shares · 30,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F2 · derivative.exercise_date: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
SaleCommon Shares | 97,233 | $9.76 | $948,994.08 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 4 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 25,014 | $8.40 | $210,117.60 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 3 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 50,000 | $7.20 | $360,000.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 2 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 22,219 | $6.81 | $151,311.39 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 21:32 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 155 | $8.40 | $1,302.00 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · nonDerivative · entry 3 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionOption to Buy · Derivative | 34,986 | $0.00 Strike: $8.40 | $0.00 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · derivative · entry 10 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,014 Underlying: Common Shares · 60,000 shares Expires 2019-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionOption to Buy · Derivative | 20,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · derivative · entry 9 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 20,000 shares Expires 2018-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC |
SFERRA JAMES P/Director
|
SaleCommon Shares | 54,986 | $10.01 | $550,409.86 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · nonDerivative · entry 4 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 34,831 | $8.40 | $292,580.40 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · nonDerivative · entry 2 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC |
SFERRA JAMES P/Director
|
Exercise / conversionCommon Shares | 20,000 | $8.98 | $179,600.00 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:33 UTC |
Wells Dennis W.Director · CEO and President
|
GrantOption to Buy · Derivative | 65,963 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001140361-17-009348 · doc1.xml · derivative · entry 9 Wells Dennis W. · CIK 0001621087 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,963 Underlying: Common Shares · 65,963 shares Expires 2027-02-24 F5 · derivative.exercise_date: The options vest in full on the third anniversary of the grant date. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:33 UTC |
Wells Dennis W.Director · CEO and President
|
GrantCommon Shares | 24,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009348 · doc1.xml · nonDerivative · entry 2 Wells Dennis W. · CIK 0001621087 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,395 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 14:13 UTC |
KREIDER GARY PDirector
|
GrantCommon Shares | 5,000 | $10.25 | $51,250.00 |
DisclosureSEC source: 0001140361-17-008729 · doc1.xml · nonDerivative · entry 1 KREIDER GARY P · CIK 0001181954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,549 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.