Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LSI INDUSTRIES INCLYTS · Entity 5205 | Director | January 02, 2019 | January 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LSI INDUSTRIES INC
Report date January 02, 2019 · Filed January 16, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 324,631 |
Reported balance
After 2019-01-02 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 1,362 · Balance 324,631 F1: This amendment is being filed to amend the number of shares issued, which was incorrectly reported as 4,087 instead of 1,362. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed to amend the number of shares issued, which was incorrectly reported as 4,087 instead of 1,362.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 3, 2019 21:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 4,087 | $3.67 | $14,999.29 |
DisclosureSEC source: 0001567619-19-000267 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,356 Read SEC document |
| January 02, 2019 Filed Jan 16, 2019 21:25 UTC Amendment | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 1,362 | $3.67 | $4,998.54 |
DisclosureSEC source: 0001567619-19-001243 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,631 F1 · shares: This amendment is being filed to amend the number of shares issued, which was incorrectly reported as 4,087 instead of 1,362. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 15:21 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 3,326 | $4.51 | $15,000.26 |
DisclosureSEC source: 0001567619-18-003598 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,269 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 18:50 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 2,773 | $5.41 | $15,001.93 |
DisclosureSEC source: 0001140361-18-031220 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,943 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 14:50 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 1,669 | $7.79 | $13,001.51 |
DisclosureSEC source: 0001140361-18-016948 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,170 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:34 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 1,909 | $6.81 | $13,000.29 |
DisclosureSEC source: 0001140361-18-000672 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,501 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 12:23 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 1,895 | $6.86 | $12,999.70 |
DisclosureSEC source: 0001140361-17-037524 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,592 Read SEC document |
| August 17, 2017 Filed Aug 31, 2017 14:01 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Tax withholdingCommon Shares | 17,268 | $6.01 | $103,780.68 |
DisclosureSEC source: 0001140361-17-033909 · doc1.xml · nonDerivative · entry 3 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,697 Read SEC document |
| August 17, 2017 Filed Aug 31, 2017 14:01 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 60,589 | $6.01 | $364,139.89 |
DisclosureSEC source: 0001140361-17-033909 · doc1.xml · nonDerivative · entry 2 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,965 Read SEC document |
| August 17, 2017 Filed Aug 31, 2017 14:01 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Disposition to issuerCommon Shares | 60,589 | $6.01 | $364,139.89 |
DisclosureSEC source: 0001140361-17-033909 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan were distributed to the Reporting Person's personal account and 17,268 of such shares were withheld to cover the tax liability. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 14:05 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 1,425 | $9.12 | $12,996.00 |
DisclosureSEC source: 0001140361-17-027273 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,376 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 1,335 | $9.74 | $13,002.90 |
DisclosureSEC source: 0001140361-17-014837 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,951 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 19:48 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 1,821 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · derivative · entry 7 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F2 · derivative.exercise_date: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 19:48 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | SaleCommon Shares | 1,821 | $9.31 | $16,953.51 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · nonDerivative · entry 4 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 19:48 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 1,821 | $6.81 | $12,401.01 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · nonDerivative · entry 3 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:48 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 4,260 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · derivative · entry 6 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821 Underlying: Common Shares · 30,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F2 · derivative.exercise_date: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:48 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | SaleCommon Shares | 4,260 | $9.53 | $40,597.80 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · nonDerivative · entry 2 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:48 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 4,260 | $6.81 | $29,010.60 |
DisclosureSEC source: 0001140361-17-012084 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 1,700 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · derivative · entry 9 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,081 Underlying: Common Shares · 30,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F2 · derivative.exercise_date: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | SaleCommon Shares | 1,700 | $9.75 | $16,575.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 6 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 1,700 | $6.81 | $11,577.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 5 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 25,014 | $0.00 Strike: $8.40 | $0.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · derivative · entry 12 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 60,000 shares Expires 2019-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 50,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · derivative · entry 10 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires 2023-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 22,219 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · derivative · entry 8 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,781 Underlying: Common Shares · 30,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F2 · derivative.exercise_date: Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | SaleCommon Shares | 97,233 | $9.76 | $948,994.08 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 4 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 25,014 | $8.40 | $210,117.60 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 3 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 50,000 | $7.20 | $360,000.00 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 2 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 17:10 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 22,219 | $6.81 | $151,311.39 |
DisclosureSEC source: 0001140361-17-011721 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 21:32 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 155 | $8.40 | $1,302.00 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · nonDerivative · entry 3 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 34,986 | $0.00 Strike: $8.40 | $0.00 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · derivative · entry 10 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,014 Underlying: Common Shares · 60,000 shares Expires 2019-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 20,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · derivative · entry 9 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 20,000 shares Expires 2018-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | SaleCommon Shares | 54,986 | $10.01 | $550,409.86 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · nonDerivative · entry 4 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 34,831 | $8.40 | $292,580.40 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · nonDerivative · entry 2 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:32 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 20,000 | $8.98 | $179,600.00 |
DisclosureSEC source: 0001140361-17-011214 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 13:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 1,178 | $8.58 | $10,107.24 |
DisclosureSEC source: 0001140361-17-002778 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,616 Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 15:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 22,000 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001140361-17-001778 · doc1.xml · derivative · entry 11 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 22,000 shares Expires 2020-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 15:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 40,000 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001140361-17-001778 · doc1.xml · derivative · entry 7 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 40,000 shares Expires 2022-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 15:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Tax withholdingCommon Shares | 47,094 | $9.56 | $450,218.64 |
DisclosureSEC source: 0001140361-17-001778 · doc1.xml · nonDerivative · entry 3 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,438 Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 15:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 22,000 | $5.21 | $114,620.00 |
DisclosureSEC source: 0001140361-17-001778 · doc1.xml · nonDerivative · entry 2 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 15:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionCommon Shares | 40,000 | $6.58 | $263,200.00 |
DisclosureSEC source: 0001140361-17-001778 · doc1.xml · nonDerivative · entry 1 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2017 Filed Jan 25, 2017 13:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 22,000 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001140361-17-002778 · doc1.xml · derivative · entry 9 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 22,000 shares Expires 2020-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
| January 11, 2017 Filed Jan 25, 2017 13:56 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | Exercise / conversionOption to Buy · Derivative | 40,000 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001140361-17-002778 · doc1.xml · derivative · entry 5 SFERRA JAMES P/ · CIK 0000936976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 40,000 shares Expires 2022-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These holdings have been previously reported on Form 4. F3 · derivative.exercise_date: The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.