Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2021 Filed Feb 26, 2021 22:27 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 57 | $107.31 | $6,116.52 |
DisclosureSEC source: 0001209191-21-014899 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,536 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.4300 to $107.4275, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:27 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 7 | $105.62 | $739.33 |
DisclosureSEC source: 0001209191-21-014899 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,593 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.3800 to $106.3600, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:27 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 19 | $104.48 | $1,985.20 |
DisclosureSEC source: 0001209191-21-014899 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,600 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.2300 to $104.7500, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:27 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 22 | $103.96 | $2,287.05 |
DisclosureSEC source: 0001209191-21-014899 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,619 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.2300 to $104.2200, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:14 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 459,115 | $103.10 | $47,336,822.52 |
DisclosureSEC source: 0001209191-21-014406 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 42,104,082 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.700 to $103.685, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:14 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 18,854 | $103.10 | $1,943,932.24 |
DisclosureSEC source: 0001209191-21-014406 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 126,909 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.700 to $103.685, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F6 · ownership.direct: The securities reported are held directly as follows: (i) 15,563 ordinary shares by Altep 2010, (ii) 40,417 ordinary shares by Altep 2011, and (iii) 70,929 ordinary shares by Altep 2014. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:14 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 91 | $103.10 | $9,382.51 |
DisclosureSEC source: 0001209191-21-014406 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,641 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.700 to $103.685, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 22, 2021 Filed Feb 22, 2021 23:58 UTC |
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,261 | $0.00 Strike: $77.93 | $0.00 |
DisclosureSEC source: 0001562180-21-001392 · primarydocument.xml · derivative · entry 4 Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 2,261 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested 755 shares on February 16, 2017, 753 shares on February 16, 2018 and 753 shares on February 16, 2019. Read SEC document |
| February 22, 2021 Filed Feb 22, 2021 23:58 UTC |
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
|
SaleClass A Ordinary Shares | 2,261 | $103.50 | $234,009.20 |
DisclosureSEC source: 0001562180-21-001392 · primarydocument.xml · nonDerivative · entry 3 Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,733.547 F2 · balance_after: Includes 1,596 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023 and 234 granted on August 1, 2020 that vest on August 1, 2023. Read SEC document |
| February 22, 2021 Filed Feb 22, 2021 23:58 UTC |
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
|
Exercise / conversionClass A Ordinary Shares | 2,261 | $77.93 | $176,199.73 |
DisclosureSEC source: 0001562180-21-001392 · primarydocument.xml · nonDerivative · entry 2 Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,994.547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 1,596 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023 and 234 granted on August 1, 2020 that vest on August 1, 2023. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:42 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 9,263 | $104.08 | $964,093.04 |
DisclosureSEC source: 0001209191-21-013830 · doc4.xml · nonDerivative · entry 6 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 42,563,197 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.14, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F8 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:42 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 327,039 | $103.36 | $33,802,751.04 |
DisclosureSEC source: 0001209191-21-013830 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 42,572,460 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.99, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F8 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:42 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 375 | $104.08 | $39,030.00 |
DisclosureSEC source: 0001209191-21-013830 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 145,763 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.14, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F7 · ownership.direct: The securities reported are held directly as follows: (i) 15,584 ordinary shares by Altep 2010, (ii) 59,054 ordinary shares by Altep 2011, and (iii) 71,125 ordinary shares by Altep 2014. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:42 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 13,256 | $103.36 | $1,370,140.16 |
DisclosureSEC source: 0001209191-21-013830 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 146,138 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.99, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F7 · ownership.direct: The securities reported are held directly as follows: (i) 15,584 ordinary shares by Altep 2010, (ii) 59,054 ordinary shares by Altep 2011, and (iii) 71,125 ordinary shares by Altep 2014. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:42 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 2 | $104.08 | $208.16 |
DisclosureSEC source: 0001209191-21-013830 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,732 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.14, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:42 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 65 | $103.36 | $6,718.40 |
DisclosureSEC source: 0001209191-21-013830 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.99, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:57 UTC |
Patel Bhavesh V.Director · Chief Executive Officer
|
Tax withholdingClass A Ordinary Shares | 9,156 | $100.22 | $917,614.32 |
DisclosureSEC source: 0001562180-21-001391 · primarydocument.xml · nonDerivative · entry 1 Patel Bhavesh V. · CIK 0001500293 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,233 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 27,071 shares of restricted stock units granted to the reporting person on February 21, 2018. F2 · balance_after: Includes 70,213 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 34,782 granted on February 21, 2019 that vest on February 21, 2022 and 35,431 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:58 UTC |
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
|
Tax withholdingClass A Ordinary Shares | 143 | $100.22 | $14,331.46 |
DisclosureSEC source: 0001562180-21-001392 · primarydocument.xml · nonDerivative · entry 1 Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,733.547 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 482 shares of restricted stock units granted to the reporting person on February 21, 2018. F2 · balance_after: Includes 1,596 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023 and 234 granted on August 1, 2020 that vest on August 1, 2023. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:57 UTC |
Seward James MalcolmSVP, R&D, Tech & Sustain.
|
Tax withholdingClass A Ordinary Shares | 234 | $100.22 | $23,451.48 |
DisclosureSEC source: 0001562180-21-001390 · primarydocument.xml · nonDerivative · entry 1 Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,087 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 472 shares of restricted stock units granted to the reporting person on February 21, 2018. F2 · balance_after: Includes 3,799 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022 and 1,198 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:56 UTC |
Friedrichs Dale DSVP, Human Res & Global Proj
|
Tax withholdingClass A Ordinary Shares | 146 | $100.22 | $14,632.12 |
DisclosureSEC source: 0001562180-21-001389 · primarydocument.xml · nonDerivative · entry 2 Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,025 F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 596 shares of restricted stock units granted to the reporting person on February 21, 2018. F4 · balance_after: Includes 3,224 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 848 granted on February 21, 2019 that vest on February 21, 2022 and 2,376 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:56 UTC |
Friedrichs Dale DSVP, Human Res & Global Proj
|
Tax withholdingClass A Ordinary Shares | 482 | $100.22 | $48,306.04 |
DisclosureSEC source: 0001562180-21-001389 · primarydocument.xml · nonDerivative · entry 1 Friedrichs Dale D · CIK 0001697503 · SVP, Human Res & Global Proj 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,171 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 1,834 shares of restricted stock units granted to the reporting person on February 21, 2018. F2 · balance_after: Includes 3,820 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 596 granted on February 21, 2018 that vest on February 21, 2021; 848 granted on February 21, 2019 that vest on February 21, 2022 and 2,376 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:56 UTC |
Sharma AnupSVP, Global Business Services
|
Tax withholdingClass A Ordinary Shares | 309 | $100.22 | $30,967.98 |
DisclosureSEC source: 0001562180-21-001388 · primarydocument.xml · nonDerivative · entry 1 Sharma Anup · CIK 0001767575 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,081 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 1,130 shares of restricted stock units granted to the reporting person on February 21, 2019. F2 · balance_after: Includes 5,434 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,034 granted on February 21, 2019 that vest on February 21, 2022; 1,130 granted on February 21, 2019 that vest on February 21, 2022 and 2,270 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:56 UTC |
Kaplan Jeffrey AEVP & Chief Legal Officer
|
Tax withholdingClass A Ordinary Shares | 808 | $100.22 | $80,977.76 |
DisclosureSEC source: 0001562180-21-001387 · primarydocument.xml · nonDerivative · entry 2 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,419 F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,248 shares of restricted stock units granted to the reporting person on February 21, 2018. F4 · balance_after: Includes 9,108 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,306 granted on February 21, 2019 that vest on February 21, 2022 and 4,802 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:56 UTC |
Kaplan Jeffrey AEVP & Chief Legal Officer
|
Tax withholdingClass A Ordinary Shares | 670 | $100.22 | $67,147.40 |
DisclosureSEC source: 0001562180-21-001387 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,227 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 2,751 shares of restricted stock units granted to the reporting person on February 21, 2018. F2 · balance_after: Includes 12,356 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 3,248 granted on February 21, 2018 that vest on February 21, 2021; 4,306 granted on February 21, 2019 that vest on February 21, 2022 and 4,802 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 23:56 UTC |
Guilfoyle James DEVP, Adv Polymer Sol & Sup Chn
|
Tax withholdingClass A Ordinary Shares | 564 | $100.22 | $56,524.08 |
DisclosureSEC source: 0001562180-21-001386 · primarydocument.xml · nonDerivative · entry 1 Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,220.65 F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 2,308 shares of restricted stock units granted to the reporting person on February 21, 2018. F2 · balance_after: Includes 11,198 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:57 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 110,050 | $96.11 | $10,577,433.74 |
DisclosureSEC source: 0001209191-21-011417 · doc4.xml · nonDerivative · entry 8 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 42,899,499 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.27, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F10 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:57 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 251,080 | $95.39 | $23,950,395.66 |
DisclosureSEC source: 0001209191-21-011417 · doc4.xml · nonDerivative · entry 7 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 43,009,549 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.02 to $95.67, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F10 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:57 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 5,396 | $96.11 | $518,635.46 |
DisclosureSEC source: 0001209191-21-011417 · doc4.xml · nonDerivative · entry 6 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLCs Disclosed balance after: 10,634,143 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.27, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. F9 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 177,314 ordinary shares owned directly by AI Altep Investments LLC. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:57 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 12,312 | $95.39 | $1,174,435.52 |
DisclosureSEC source: 0001209191-21-011417 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLCs Disclosed balance after: 10,639,539 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.02 to $95.67, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. F9 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 177,314 ordinary shares owned directly by AI Altep Investments LLC. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:57 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 4,530 | $96.11 | $435,400.04 |
DisclosureSEC source: 0001209191-21-011417 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 159,394 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.27, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F7 · ownership.direct: The securities reported are held directly as follows: (i) 15,600 ordinary shares by Altep 2010, (ii) 72,526 ordinary shares by Altep 2011, and (iii) 71,268 ordinary shares by Altep 2014. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:57 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 10,336 | $95.39 | $985,945.87 |
DisclosureSEC source: 0001209191-21-011417 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 163,924 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.02 to $95.67, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F7 · ownership.direct: The securities reported are held directly as follows: (i) 15,600 ordinary shares by Altep 2010, (ii) 72,526 ordinary shares by Altep 2011, and (iii) 71,268 ordinary shares by Altep 2014. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:57 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 23 | $96.11 | $2,210.64 |
DisclosureSEC source: 0001209191-21-011417 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,799 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.27, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:57 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 53 | $95.39 | $5,055.64 |
DisclosureSEC source: 0001209191-21-011417 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,822 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.02 to $95.67, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:27 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 48,933 | $95.41 | $4,668,624.13 |
DisclosureSEC source: 0001209191-21-011069 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 43,260,629 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.76, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F9 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:27 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 3,592 | $95.41 | $342,707.33 |
DisclosureSEC source: 0001209191-21-011069 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLCs Disclosed balance after: 10,651,851 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.76, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F7 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. F8 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 195,022 ordinary shares owned directly by AI Altep Investments LLC. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:27 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 3,003 | $95.41 | $286,511.73 |
DisclosureSEC source: 0001209191-21-011069 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 174,260 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.76, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F6 · ownership.direct: The securities reported are held directly as follows: (i) 30,304 ordinary shares by Altep 2010, (ii) 72,526 ordinary shares by Altep 2011, and (iii) 71,430 ordinary shares by Altep 2014. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:27 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 10 | $95.41 | $954.09 |
DisclosureSEC source: 0001209191-21-011069 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,875 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.76, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 349,334 | $96.04 | $33,550,037.36 |
DisclosureSEC source: 0001209191-21-010395 · doc4.xml · nonDerivative · entry 8 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 43,309,562 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.85 to $96.43, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F10 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 285,629 | $95.59 | $27,303,276.11 |
DisclosureSEC source: 0001209191-21-010395 · doc4.xml · nonDerivative · entry 7 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 43,658,896 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.85 to $95.84, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F10 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 25,644 | $96.04 | $2,462,849.76 |
DisclosureSEC source: 0001209191-21-010395 · doc4.xml · nonDerivative · entry 6 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLCs Disclosed balance after: 10,655,443 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.85 to $96.43, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. F9 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 198,614 ordinary shares owned directly by AI Altep Investments LLC. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 20,968 | $95.59 | $2,004,331.12 |
DisclosureSEC source: 0001209191-21-010395 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLCs Disclosed balance after: 10,681,087 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.85 to $95.84, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. F9 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 198,614 ordinary shares owned directly by AI Altep Investments LLC. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 21,442 | $96.04 | $2,059,289.68 |
DisclosureSEC source: 0001209191-21-010395 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 177,263 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.85 to $96.43, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F7 · ownership.direct: The securities reported are held directly as follows: (i) 33,285 ordinary shares by Altep 2010, (ii) 72,526 ordinary shares by Altep 2011, and (iii) 71,452 ordinary shares by Altep 2014. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 17,532 | $95.59 | $1,675,883.88 |
DisclosureSEC source: 0001209191-21-010395 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 198,705 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.85 to $95.84, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014. F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F7 · ownership.direct: The securities reported are held directly as follows: (i) 33,285 ordinary shares by Altep 2010, (ii) 72,526 ordinary shares by Altep 2011, and (iii) 71,452 ordinary shares by Altep 2014. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 73 | $96.04 | $7,010.92 |
DisclosureSEC source: 0001209191-21-010395 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,885 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.85 to $96.43, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 60 | $95.59 | $5,735.40 |
DisclosureSEC source: 0001209191-21-010395 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,958 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.85 to $95.84, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 23:06 UTC |
Guilfoyle James DEVP, Adv Polymer Sol & Sup Chn
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 798 | $0.00 Strike: $44.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001014 · primarydocument.xml · derivative · entry 3 Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 798 shares Expires 2022-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 534 vested on February 28, 2013, 532 vested on February 28, 2014 and 532 vested on February 28, 2015. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 23:06 UTC |
Guilfoyle James DEVP, Adv Polymer Sol & Sup Chn
|
SaleClass A Ordinary Shares | 798 | $95.47 | $76,182.27 |
DisclosureSEC source: 0001562180-21-001014 · primarydocument.xml · nonDerivative · entry 2 Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,784.65 F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 23:06 UTC |
Guilfoyle James DEVP, Adv Polymer Sol & Sup Chn
|
Exercise / conversionClass A Ordinary Shares | 798 | $44.00 | $35,112.00 |
DisclosureSEC source: 0001562180-21-001014 · primarydocument.xml · nonDerivative · entry 1 Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,582.65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023. Read SEC document |
| January 12, 2021 Filed Jan 15, 2021 22:35 UTC |
Cooper Stephen ForbesDirector
|
GiftClass A Ordinary Shares | 17,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000354 · primarydocument.xml · nonDerivative · entry 2 Cooper Stephen Forbes · CIK 0001335032 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 17,132 F1 · kind: This transaction involved a gift of securities by reporting person to his spouse, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose. Read SEC document |
| January 12, 2021 Filed Jan 15, 2021 22:35 UTC |
Cooper Stephen ForbesDirector
|
GiftClass A Ordinary Shares | 17,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000354 · primarydocument.xml · nonDerivative · entry 1 Cooper Stephen Forbes · CIK 0001335032 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,132 F1 · kind: This transaction involved a gift of securities by reporting person to his spouse, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.