Tapewire

Nasdaq · USD

LWLG

Lightwave Logic, Inc.

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Tapewire entity
5128
SEC CIK
0001325964
Parsed reports
151

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202602
Feb 202600
Mar 202601
Apr 202606
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2023 Filed Mar 20, 2023 21:39 UTC GrantCommon Stock 32,567 $0.00 $0.00
Disclosure

SEC source: 0001553350-23-000185 · bucchi4.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,749

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,735 shares of restricted stock vested on March 16, 2023, with the remaining restricted stock awards vesting in 33 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:00 UTC OtherWarrant (Right to Buy) · Derivative 125,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · derivative · entry 5

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,000

Underlying: Common Stock · 125,000 shares

Expires 2022-12-31

F4 · derivative.exercise_date: The warrant vests as follows: 31,256 on December 13, 2012 with remainder vesting in equal monthly installments of 7,812 over the next 12 months thereafter.

F5 · balance_after: Includes employee stock options to purchase up to 299,000 shares of common stock and warrants to purchase up to 600,000 shares of common stock.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:00 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · derivative · entry 4

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,000

Underlying: Common Stock · 31,000 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On 03/28/2017 the registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on April 1, 2017, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on the 1st day of each one year anniversary of the initial vesting date.

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December 02, 2022 Filed Dec 6, 2022 16:00 UTC OtherCommon Stock 125,000 $0.98 $122,500.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · nonDerivative · entry 3

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,182

F2 · balance_after: The amount of securities reported in Column 5 includes a restricted stock award of 5,182 shares that vest in 3 equal annual installments over 3 years, with the first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. Any unvested 5,182 award shares are subject to forfeiture.

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December 02, 2022 Filed Dec 6, 2022 16:00 UTC SaleCommon Stock 31,000 $7.07 $219,108.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · nonDerivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $7.03 to $7.16. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 16:00 UTC Exercise / conversionCommon Stock 31,000 $0.73 $22,630.00
Disclosure

SEC source: 0001553350-22-000990 · leonberger4.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 13:27 UTC
Lebby Michael StephenDirector · Chief Exec. Officer
PurchaseCommon Stock 1,000 $9.99 $9,985.00
Disclosure

SEC source: 0001553350-22-000315 · lebby4.xml · nonDerivative · entry 1

Lebby Michael Stephen · CIK 0001652013 · Director · Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,643

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:10 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001553350-22-000039 · leonberger4.xml · derivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,000

Underlying: Common Stock · 50,000 shares

Expires 2032-01-17

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F3 · balance_after: Includes employee stock options to purchase up to 330,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:10 UTC GrantCommon Stock 5,182 $0.00 $0.00
Disclosure

SEC source: 0001553350-22-000039 · leonberger4.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 3 equal annual installments over 3 years, with first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:07 UTC
Marcelli James S.Director · President, COO
GrantEmployee Stock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001553350-22-000035 · marcelli4.xml · derivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730,000

Underlying: Common Stock · 80,000 shares

Expires 2032-01-17

F1 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F1 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:08 UTC
Zelibor Thomas EdwardDirector · Chair of Board of Directors
GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001553350-22-000037 · zelibor4.xml · derivative · entry 3

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,000

Underlying: Common Stock · 50,000 shares

Expires 2032-01-17

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:08 UTC
Zelibor Thomas EdwardDirector · Chair of Board of Directors
GrantCommon Stock 7,772 $0.00 $0.00
Disclosure

SEC source: 0001553350-22-000037 · zelibor4.xml · nonDerivative · entry 1

Zelibor Thomas Edward · CIK 0001439722 · Director · Chair of Board of Directors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,896

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 3 equal annual installments over 3 years, with first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:08 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001553350-22-000036 · elahmadi4.xml · derivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,000

Underlying: Common Stock · 50,000 shares

Expires 2032-01-17

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:08 UTC GrantCommon Stock 5,182 $0.00 $0.00
Disclosure

SEC source: 0001553350-22-000036 · elahmadi4.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 3 equal annual installments over 3 years, with first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:09 UTC
Lebby Michael StephenDirector · Chief Exec. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001553350-22-000038 · lebby4.xml · derivative · entry 1

Lebby Michael Stephen · CIK 0001652013 · Director · Chief Exec. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-01-17

F1 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F1 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:06 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.65 $0.00
Disclosure

SEC source: 0001553350-22-000034 · bucchi4.xml · derivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,000

Underlying: Common Stock · 50,000 shares

Expires 2032-01-17

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 12 equal monthly installments over a period of 12 months, with first installment vesting January 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 22:06 UTC GrantCommon Stock 5,182 $0.00 $0.00
Disclosure

SEC source: 0001553350-22-000034 · bucchi4.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,182

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests in 3 equal annual installments over 3 years, with first installment vesting December 31, 2022, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 22:01 UTC SaleCommon Stock 35,121 $10.33 $362,870.17
Disclosure

SEC source: 0001553350-22-000026 · elahmadi4.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $10.25 to $10.465. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 1,250 $15.11 $18,887.50
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 16

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,121

Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 5,612 $15.10 $84,741.20
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 15

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,371

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.93 $0.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · derivative · entry 17

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 150,000 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On October 2, 2013, the registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on November 1, 2013, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on October 2, 2014.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 100 $15.20 $1,520.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 14

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,983

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 100 $15.18 $1,518.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 13

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,083

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 200 $15.13 $3,026.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 12

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,183

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 1,198 $15.12 $18,113.76
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 11

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,383

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 200 $15.10 $3,020.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 10

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,581

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 1,984 $15.09 $29,938.56
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 9

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,781

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 100 $15.07 $1,507.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 8

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,765

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 2,414 $15.05 $36,330.70
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 7

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,865

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 3,312 $15.04 $49,812.48
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 6

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,279

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 100 $15.03 $1,503.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 5

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,591

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 7,630 $15.02 $114,602.60
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 4

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,691

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 10,108 $15.01 $151,721.08
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 3

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,321

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC SaleCommon Stock 80,571 $15.00 $1,208,565.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,429

Read SEC document
December 30, 2021 Filed Jan 3, 2022 22:06 UTC Exercise / conversionCommon Stock 150,000 $0.93 $139,500.00
Disclosure

SEC source: 0001553350-22-000005 · elahmadi4.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $16.55 $33,092.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 11

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.54 to $16.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $16.67 $33,340.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 10

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Read SEC document
December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $16.70 $33,402.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 9

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.701 to $16.715. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $16.69 $33,376.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 8

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.6616 to $16.74. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $16.26 $32,516.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 7

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.25 to $16.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $16.07 $32,146.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 6

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.055 to $16.085. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $16.02 $32,048.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 5

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.0234 to $16.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $16.02 $32,040.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 4

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

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December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $15.77 $31,544.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $15.77 to $15.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,000 $15.69 $31,376.00
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 2

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $15.68 to $15.71. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 28, 2021 Filed Jan 3, 2022 22:05 UTC SaleCommon Stock 2,309 $15.81 $36,505.29
Disclosure

SEC source: 0001553350-22-000004 · bucchi4.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

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December 27, 2021 Filed Dec 29, 2021 17:09 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001553350-21-001204 · leonberger4.xml · derivative · entry 4

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,000

Underlying: Common Stock · 150,000 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On 03/28/2017 the registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on April 1, 2017, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on the 1st day of each one year anniversary of the initial vesting date.

F4 · balance_after: Includes employee stock options to purchase up to 280,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.

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December 27, 2021 Filed Dec 29, 2021 17:09 UTC SaleCommon Stock 108,228 $16.88 $1,826,888.64
Disclosure

SEC source: 0001553350-21-001204 · leonberger4.xml · nonDerivative · entry 3

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.60 to $17.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

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December 27, 2021 Filed Dec 29, 2021 17:09 UTC SaleCommon Stock 41,772 $16.41 $685,478.52
Disclosure

SEC source: 0001553350-21-001204 · leonberger4.xml · nonDerivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,228

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $16.00 to $16.67. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

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December 27, 2021 Filed Dec 29, 2021 17:09 UTC Exercise / conversionCommon Stock 150,000 $0.73 $109,500.00
Disclosure

SEC source: 0001553350-21-001204 · leonberger4.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.