LWLG

SEC source: 0001079973-24-001758 · ownership.xml · derivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,000

Underlying: Common Stock · 100,000 shares

Expires 2024-12-31

F2 · derivative.exercise_date: The warrant vests as follows: 25,000 on January 1, 2015 with remainder vesting in 10 equal monthly installments of 7,500 over the next 10 months thereafter.

F3 · balance_after: Includes employee stock options to purchase up to 465,000 shares of common stock and warrants to purchase up to 400,000 shares of common stock.

SEC source: 0001079973-24-001758 · ownership.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,369

F1 · balance_after: The amount of securities reported in Column 5 includes a restricted stock award of 17,241 shares. 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-001683 · ownership.xml · derivative · entry 2

Le Maitre Yves · CIK 0001334769 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 150,000 shares

Expires 2034-12-10

F3 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan. 150,000 options vest on June 10, 2025, subject to continued service with the Company through the applicable vesting date. Unvested shares are subject to forfeiture.

SEC source: 0001079973-24-001683 · ownership.xml · nonDerivative · entry 1

Le Maitre Yves · CIK 0001334769 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,924

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan. 50,000 shares vest on June 10, 2025, subject to continued service with the Company through the applicable vesting date. Unvested shares are subject to forfeiture.

F2 · balance_after: 12,924 of the shares represent a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests as follows: The shares vest in 9 equal quarterly installments of 1,436 shares beginning September 1, 2024, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture. The remaining 50,000 shares are described in Footnote 1, above.

SEC source: 0001079973-24-001681 · ownership.xml · derivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 720,000

Underlying: Common Stock · 75,000 shares

Expires 2034-12-10

F3 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 75,000 options vest on March 10, 2025, subject to continued service with the Company through the applicable vesting date. Unvested shares are subject to forfeiture.

SEC source: 0001079973-24-001681 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,369

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan. 25,000 shares vest on March 10, 2025, subject to continued service with the Company through the applicable vesting date. Unvested shares are subject to forfeiture.

F2 · balance_after: 17,241 of the shares represent a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, which vests as follows: 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture. 25,000 of the shares are described in Footnote 1, above. The remaining 29,128 shares are fully vested.

SEC source: 0001079973-24-000948 · ownership.xml · derivative · entry 2

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,667

Underlying: Common Stock · 90,000 shares

Expires 2034-06-17

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 45,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000948 · ownership.xml · nonDerivative · entry 1

Partridge Laila · CIK 0001780798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,479

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000944 · ownership.xml · derivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,000

Underlying: Common Stock · 90,000 shares

Expires 2034-06-17

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 45,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

F3 · balance_after: Includes employee stock options to purchase up to 465,000 shares of common stock and warrants to purchase up to 500,000 shares of common stock.

SEC source: 0001079973-24-000944 · ownership.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,369

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000946 · ownership.xml · derivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,910,000

Underlying: Common Stock · 120,000 shares

Expires 2034-06-17

F1 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 60,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000942 · lebby4.xml · derivative · entry 1

Lebby Michael Stephen · CIK 0001652013 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,450,000

Underlying: Common Stock · 150,000 shares

Expires 2034-06-17

F1 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 75,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000940 · ownership.xml · derivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645,000

Underlying: Common Stock · 90,000 shares

Expires 2034-06-17

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 45,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000940 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,369

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000938 · ownership.xml · derivative · entry 2

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 90,000 shares

Expires 2034-06-17

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 45,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000938 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,580

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,881 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000936 · ownership.xml · derivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,000

Underlying: Common Stock · 90,000 shares

Expires 2034-06-17

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 45,000 options vested on June 18, 2024, with the remaining options vesting in 6 equal monthly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-24-000936 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,260

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 3,931 shares of restricted stock vested on June 18, 2024, with the remaining restricted stock awards vesting in 10 equal quarterly installments beginning on July 1, 2024, subject to continued service with the Company through the applicable vesting dates. Any unvested portion of this award is subject to forfeiture.

SEC source: 0001079973-23-001770 · ownership.xml · derivative · entry 3

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 100,000 shares

Expires 2023-12-31

F2 · derivative.exercise_date: The warrant vests as follows: 25,000 on January 1, 2014 with remainder vesting in 10 equal monthly installments of 7,500 over the next 10 months thereafter.

F3 · balance_after: Includes employee stock options to purchase up to 375,000 shares of Issuer common stock and warrants to purchase up to 500,000 shares of Issuer common stock.

SEC source: 0001079973-23-001770 · ownership.xml · nonDerivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,128

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.62 to $4.725. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.62 to $4.725. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001079973-23-001770 · ownership.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,128

SEC source: 0001079973-23-001717 · ownership.xml · derivative · entry 5

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 990,000

Underlying: Common Stock · 50,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On 01/08/2014 the Issuer granted the Reporting Person an option to purchase up to 50,000 shares of Issuer stock that vest pursuant to the following schedule: 20,000 options vest on January 1, 2014, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2014.

SEC source: 0001079973-23-001717 · ownership.xml · nonDerivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,749

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.77 to $4.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001079973-23-001717 · ownership.xml · nonDerivative · entry 2

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,249

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $4.72 to $4.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001079973-23-001717 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001553350-23-000398 · ownership.xml · derivative · entry 5

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,000

Underlying: Common Stock · 30,000 shares

Expires 2029-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On 01/14/2019 the Issuer granted the Reporting Person an option to purchase up to 60,000 shares of Issuer stock that vest pursuant to the following schedule: 25% of the options vest immediately, and the remaining options vest in three equal quarterly installments of 25% of the options granted commencing on April 1, 2019.

F4 · balance_after: Includes employee stock options to purchase up to 375,000,000 shares of Issuer common stock and warrants to purchase up to 600,000 shares of Issuer common stock.

SEC source: 0001553350-23-000398 · ownership.xml · derivative · entry 4

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,005,000

Underlying: Common Stock · 19,000 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On 03/28/2017 the Issuer granted the Reporting Person an option to purchase up to 200,000 shares of Issuer stock that vest pursuant to the following schedule: 50,000 options vest on April 1, 2017, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on the 1st day of each one-year anniversary of the initial vesting date.

SEC source: 0001553350-23-000398 · ownership.xml · nonDerivative · entry 3

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,128

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. Share prices on this transaction ranged from $7.57 to $7.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote to this Form 4.

SEC source: 0001553350-23-000398 · ownership.xml · nonDerivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001553350-23-000398 · ownership.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001079973-23-000887 · ownership.xml · derivative · entry 5

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,000

Underlying: Common Stock · 50,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest on January 1, 2014, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2014.

SEC source: 0001079973-23-000887 · ownership.xml · derivative · entry 4

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,000

Underlying: Common Stock · 50,000 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The registrant granted the reporting person an option to purchase up to 200,000 shares of company stock that vest pursuant to the following schedule: 50,000 options vest on November 1, 2013, and the remaining options vest in three equal annual installments of 50,000 options per year commencing on October 2, 2014.

SEC source: 0001079973-23-000887 · ownership.xml · nonDerivative · entry 3

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,128

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $7.39 to $8.03, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.

SEC source: 0001079973-23-000887 · ownership.xml · nonDerivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001079973-23-000887 · ownership.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001079973-23-000833 · ownership.xml · derivative · entry 4

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 990,000

Underlying: Common Stock · 50,000 shares

Expires 2023-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 29, 2013 the reporting person received an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest on August 29, 2013, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on October 1, 2013

F3 · derivative.exercise_date: On August 29, 2013 the reporting person received an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest on August 29, 2013, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on October 1, 2013

SEC source: 0001079973-23-000833 · ownership.xml · nonDerivative · entry 2

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,124

F1 · kind: Represents the number of shares sold by the Reporting Person in connection with the cashless exercise of the option and to cover tax withholding obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.19 to $8.25, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.

SEC source: 0001079973-23-000833 · ownership.xml · nonDerivative · entry 1

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001079973-23-000740 · ownership.xml · derivative · entry 3

Marcelli James S. · CIK 0001442479 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,790,000

Underlying: Common Stock · 100,000 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On May 17, 2013, the registrant granted the reporting person an option to purchase up to 100,000 shares of company stock that vest pursuant to the following schedule: The options vest in equal installments of 25,000 options, with the first installment vesting on August 1, 2013, and the remaining installments vesting quarterly commencing on October 1, 2013.

F3 · derivative.exercise_date: On May 17, 2013, the registrant granted the reporting person an option to purchase up to 100,000 shares of company stock that vest pursuant to the following schedule: The options vest in equal installments of 25,000 options, with the first installment vesting on August 1, 2013, and the remaining installments vesting quarterly commencing on October 1, 2013.

SEC source: 0001079973-23-000740 · ownership.xml · nonDerivative · entry 2

Marcelli James S. · CIK 0001442479 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,740

F1 · kind: Represents the number of shares sold by the Reporting Person in connection with the cashless exercise of the option and to cover tax withholding obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.50 to $4.68, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.

SEC source: 0001079973-23-000740 · ownership.xml · nonDerivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001553350-23-000189 · leonberger4.xml · derivative · entry 2

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024,000

Underlying: Common Stock · 125,000 shares

Expires 2033-03-15

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 31,256 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 31,256 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F3 · balance_after: Includes employee stock options to purchase up to 424,000 shares of common stock and warrants to purchase up to 600,000 shares of common stock.

SEC source: 0001553350-23-000189 · leonberger4.xml · nonDerivative · entry 1

LEONBERGER FREDERICK J · CIK 0001182380 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,128

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,001 shares of restricted stock vested on March 16, 2023, with the remaining restricted stock awards vesting in 33 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001553350-23-000190 · marcelli4.xml · derivative · entry 1

Marcelli James S. · CIK 0001442479 · Director · President, COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,890,000

Underlying: Common Stock · 160,000 shares

Expires 2033-03-15

F1 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 40,003 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F1 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 40,003 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001553350-23-000188 · lebby4.xml · derivative · entry 1

Lebby Michael Stephen · CIK 0001652013 · Director · Chief Exec. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,000

Underlying: Common Stock · 200,000 shares

Expires 2033-03-15

F1 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 50,006 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F1 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 50,006 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001553350-23-000186 · ownership.xml · derivative · entry 2

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 100,000 shares

Expires 2033-03-15

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 25,003 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 25,003 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001553350-23-000186 · ownership.xml · nonDerivative · entry 1

Ciesla Craig · CIK 0001908748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,339

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 1,601 shares of restricted stock vested on March 16, 2023, with the remaining restricted stock awards vesting in 33 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001553350-23-000187 · elahmadi4.xml · derivative · entry 2

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655,000

Underlying: Common Stock · 125,000 shares

Expires 2033-03-15

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 31,256 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 31,256 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001553350-23-000187 · elahmadi4.xml · nonDerivative · entry 1

El-Ahmadi Siraj Nour · CIK 0001589104 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,128

F1 · shares: Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,001 shares of restricted stock vested on March 16, 2023, with the remaining restricted stock awards vesting in 33 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

SEC source: 0001553350-23-000185 · bucchi4.xml · derivative · entry 3

Bucchi Ronald A · CIK 0001523014 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,000

Underlying: Common Stock · 150,000 shares

Expires 2033-03-15

F2 · shares: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 37,500 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.

F2 · derivative.exercise_date: Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 37,500 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.