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person · Reporting owner

Graffam Fred

Disclosed activity across 3 companies

Tapewire entity
28256
SEC CIK
0001618232

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lightwave Logic, Inc.LWLG · Entity 5128Chief Financial OfficerJuly 24, 2026July 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lightwave Logic, Inc.

Report date July 24, 2026 · Filed July 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect396,694 Reported balance After 2026-07-24 transaction · row 1
1 source row

Row 1 · 2026-07-24 · Grant · Acquired 396,694 · Balance 396,694

F1: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 99,178 of the RSUs will vest on July 24, 2027; the remaining will vest in twelve quarterly installments of 24,793 RSUs each, beginning on October 24, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 99,178 of the RSUs will vest on July 24, 2027; the remaining will vest in twelve quarterly installments of 24,793 RSUs each, beginning on October 24, 2027.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Ascent Capital Group, Inc.

Report date August 30, 2019 · Filed August 30, 2019

Section 16 reporting ended · disclosed 2019-08-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-08-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-08-30 · Tax withholding · Disposed 2,071 · Balance 9,648

F1: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on August 30, 2019. The price is the closing price on August 29, 2019.

Row 2 · 2019-08-30 · Disposition to issuer · Disposed 9,648 · Balance 0

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section, the "Exchange Ratio").

Phantom UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-08-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-08-30 · Disposition to issuer · Disposed 40,761 · Balance 0

F3: Each phantom unit was the economic equivalent of one share of the Issuer's Series A common stock.

F5: Pursuant to the terms of the Merger Agreement, each outstanding award of phantom units was converted into an award of phantom units with respect to Monitronics common stock equal to (x) the Exchange Ratio multiplied by (y) the aggregate number of shares covered by such phantom units, rounded to the nearest whole unit.

F4: Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security on each vesting date. On the settlement date, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.

Filing footnotes · ownership attribution and instrument terms

F1: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on August 30, 2019. The price is the closing price on August 29, 2019.

F2: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section, the "Exchange Ratio").

F3: Each phantom unit was the economic equivalent of one share of the Issuer's Series A common stock.

F4: Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security on each vesting date. On the settlement date, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.

F5: Pursuant to the terms of the Merger Agreement, each outstanding award of phantom units was converted into an award of phantom units with respect to Monitronics common stock equal to (x) the Exchange Ratio multiplied by (y) the aggregate number of shares covered by such phantom units, rounded to the nearest whole unit.

Consolidated Communications Holdings, Inc.

Report date December 27, 2024 · Filed January 01, 2025

Section 16 reporting ended · disclosed 2025-01-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2024-12-27 transaction · row 1
1 source row

Row 1 · 2024-12-27 · Disposition to issuer · Disposed 304,271 · Balance 0

F1: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 15, 2023, by and among the Issuer, Condor Holdings LLC and Condor Merger Sub Inc., each share of the Issuer's common stock held by the Reporting Person was converted into the right to receive an amount in cash equal to $4.70 per share (the "Merger Consideration"). In addition, each outstanding restricted share award and performance share award of the Issuer was converted into a contingent cash award with a value equal to (i) the Merger Consideration multiplied by (ii) the number of shares of common stock subject to the award, subject to the same vesting terms and conditions as the original award.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 15, 2023, by and among the Issuer, Condor Holdings LLC and Condor Merger Sub Inc., each share of the Issuer's common stock held by the Reporting Person was converted into the right to receive an amount in cash equal to $4.70 per share (the "Merger Consideration"). In addition, each outstanding restricted share award and performance share award of the Issuer was converted into a contingent cash award with a value equal to (i) the Merger Consideration multiplied by (ii) the number of shares of common stock subject to the award, subject to the same vesting terms and conditions as the original award.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2026 Filed Jul 28, 2026 20:44 UTC Lightwave Logic, Inc. LWLG · Entity 5128 GrantCommon Stock 396,694 $0.00 $0.00
Disclosure

SEC source: 0001079973-26-000977 · ownership.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,694

F1 · shares: Represents a grant of RSUs under the Issuer's 2025 Equity Incentive Plan. 99,178 of the RSUs will vest on July 24, 2027; the remaining will vest in twelve quarterly installments of 24,793 RSUs each, beginning on October 24, 2027.

Read SEC document
December 27, 2024 Filed Jan 1, 2025 02:46 UTC Consolidated Communications Holdings, Inc. CNSL · Entity 84595 Disposition to issuerCommon Stock, par value $0.01 per share 304,271 $4.70 $1,430,073.70
Disclosure

SEC source: 0001104659-24-132995 · tm2432383-3_4seq1.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 15, 2023, by and among the Issuer, Condor Holdings LLC and Condor Merger Sub Inc., each share of the Issuer's common stock held by the Reporting Person was converted into the right to receive an amount in cash equal to $4.70 per share (the "Merger Consideration"). In addition, each outstanding restricted share award and performance share award of the Issuer was converted into a contingent cash award with a value equal to (i) the Merger Consideration multiplied by (ii) the number of shares of common stock subject to the award, subject to the same vesting terms and conditions as the original award.

F1 · price: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 15, 2023, by and among the Issuer, Condor Holdings LLC and Condor Merger Sub Inc., each share of the Issuer's common stock held by the Reporting Person was converted into the right to receive an amount in cash equal to $4.70 per share (the "Merger Consideration"). In addition, each outstanding restricted share award and performance share award of the Issuer was converted into a contingent cash award with a value equal to (i) the Merger Consideration multiplied by (ii) the number of shares of common stock subject to the award, subject to the same vesting terms and conditions as the original award.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 00:10 UTC Consolidated Communications Holdings, Inc. CNSL · Entity 84595 Tax withholdingCommon Stock, par value $0.01 per share 12,765 $4.69 $59,867.85
Disclosure

SEC source: 0001127602-24-028883 · form4.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,271

F1 · shares: Number of shares withheld to satisfy income tax withholding obligations with shares of restricted stock.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 19:17 UTC Consolidated Communications Holdings, Inc. CNSL · Entity 84595 GrantCommon Stock, par value $0.01 per share 106,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009354 · form4.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,036

F1 · shares: Shares represent an award under the Amended and Restated Long-Term Incentive Plan. The shares will vest in equal installments on December 5, 2024, 2025, 2026 and 2027.

F2 · balance_after: 113,636 of these shares are performance shares issued in connection with an inducement grant upon hire and issued outside the Company's Amended and Restated Long-Term Incentive Plan. These shares are subject to vesting upon the satisfaction of conditions not based solely on (i) the passage of time and continued employment or (ii) tied directly to the market price of a security of the issuer.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 23:27 UTC Consolidated Communications Holdings, Inc. CNSL · Entity 84595 Tax withholdingCommon Stock, par value $0.01 per share 6,289 $4.38 $27,545.82
Disclosure

SEC source: 0001127602-23-029072 · form4.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,653

F1 · shares: Number of shares withheld to satisfy income tax withholding obligations in connection with shares of restricted stock that vested.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 19:23 UTC Consolidated Communications Holdings, Inc. CNSL · Entity 84595 GrantCommon Stock, par value $0.01 per share 216,942 $0.00 $0.00
Disclosure

SEC source: 0000895813-22-000015 · ownership.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,942

F1 · shares: Shares represent an award granted as a material inducement to employment in accordance with Nasdaq Listing Rule 5635(c)(4). The shares consist of (i) 103,306 shares of restricted stock that vests at a rate equal to 25% per year beginning December 5, 2022 and (ii) a target award of 113,636 shares of performance stock that vest in full following the end of a three-year performance period ending December 31, 2024, with the target number of shares subject to adjustment based on the level of attainment of performance goals established for the performance period.

Read SEC document
August 30, 2019 Filed Aug 30, 2019 21:00 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Disposition to issuerPhantom Units · Derivative 40,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001437106-19-000066 · wf-form4_156719878712440.xml · derivative · entry 3

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 40,761 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom unit was the economic equivalent of one share of the Issuer's Series A common stock.

F5 · price: Pursuant to the terms of the Merger Agreement, each outstanding award of phantom units was converted into an award of phantom units with respect to Monitronics common stock equal to (x) the Exchange Ratio multiplied by (y) the aggregate number of shares covered by such phantom units, rounded to the nearest whole unit.

F4 · derivative.exercise_date: Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security on each vesting date. On the settlement date, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.

F4 · derivative.expiration_date: Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security on each vesting date. On the settlement date, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.

Read SEC document
August 30, 2019 Filed Aug 30, 2019 21:00 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Disposition to issuerSeries A Common Stock 9,648 Not disclosed Not disclosed
Disclosure

SEC source: 0001437106-19-000066 · wf-form4_156719878712440.xml · nonDerivative · entry 2

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the terms of the Merger Agreement (as defined in the Remarks section), each share of the Issuer's Series A common stock and Series B common stock (together, the "Ascent Common Stock") was converted into the merger consideration, such that each holder of record of Ascent Common Stock has the right to receive, in the aggregate, a number of shares of Monitronics' (as defined in the Remarks section) common stock equal to the product of the total number of shares of such series of Ascent Common Stock held by such holder immediately prior to the Merger (as defined in the Remarks section) multiplied by the exchange ratio (as defined in the Remarks section, the "Exchange Ratio").

Read SEC document
August 30, 2019 Filed Aug 30, 2019 21:00 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Tax withholdingSeries A Common Stock 2,071 $0.78 $1,605.03
Disclosure

SEC source: 0001437106-19-000066 · wf-form4_156719878712440.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on August 30, 2019. The price is the closing price on August 29, 2019.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:31 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Exercise / conversionPhantom Units · Derivative 20,381 $0.00 $0.00
Disclosure

SEC source: 0001437106-19-000032 · wf-form4_155744107754232.xml · derivative · entry 6

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Common Stock · 20,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock. The phantom units were settled for cash.

F4 · derivative.exercise_date: Date Exercisable and Expiration Date are both May 7, 2019.

F4 · derivative.expiration_date: Date Exercisable and Expiration Date are both May 7, 2019.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:31 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Exercise / conversionPhantom Units · Derivative 20,381 $0.00 $0.00
Disclosure

SEC source: 0001437106-19-000032 · wf-form4_155744107754232.xml · derivative · entry 5

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,761

Underlying: Series A Common Stock · 20,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock. The phantom units were settled for cash.

F3 · derivative.exercise_date: Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security ("BHS") on each vesting date. On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in each relevant calendar year, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.

F3 · derivative.expiration_date: Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security ("BHS") on each vesting date. On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in each relevant calendar year, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:31 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Disposition to issuerSeries A Common Stock 20,381 $0.70 $14,280.97
Disclosure

SEC source: 0001437106-19-000032 · wf-form4_155744107754232.xml · nonDerivative · entry 4

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,719

F2 · price: The price of the shares disposed of in this transaction was based on the five-day weighted average price of one share of Ascent's Series A common stock beginning on April 24, 2019, which was the 16th trading day following April 1, 2019, the filing date of Ascent's Annual Report on Form 10-K. The fair market value of the phantom units was paid to Mr. Graffam in cash.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:31 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Exercise / conversionSeries A Common Stock 20,381 Not disclosed Not disclosed
Disclosure

SEC source: 0001437106-19-000032 · wf-form4_155744107754232.xml · nonDerivative · entry 3

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit was the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock. The phantom units were settled for cash.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:31 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Disposition to issuerSeries A Common Stock 20,381 $0.70 $14,280.97
Disclosure

SEC source: 0001437106-19-000032 · wf-form4_155744107754232.xml · nonDerivative · entry 2

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,719

F2 · price: The price of the shares disposed of in this transaction was based on the five-day weighted average price of one share of Ascent's Series A common stock beginning on April 24, 2019, which was the 16th trading day following April 1, 2019, the filing date of Ascent's Annual Report on Form 10-K. The fair market value of the phantom units was paid to Mr. Graffam in cash.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:31 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Exercise / conversionSeries A Common Stock 20,381 Not disclosed Not disclosed
Disclosure

SEC source: 0001437106-19-000032 · wf-form4_155744107754232.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom unit was the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock. The phantom units were settled for cash.

Read SEC document
January 14, 2019 Filed May 9, 2019 22:25 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 GrantPhantom Units · Derivative 5,096 $0.00 $0.00
Disclosure

SEC source: 0001437106-19-000030 · wf-form4_155744072827720.xml · derivative · entry 1

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,381

Underlying: Series A Common Stock · 5,096 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock.

F2 · derivative.exercise_date: On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in 2019, the fair market value of the phantom units shall be paid to Mr. Graffam in cash.

F2 · derivative.expiration_date: On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in 2019, the fair market value of the phantom units shall be paid to Mr. Graffam in cash.

Read SEC document
January 04, 2019 Filed Apr 22, 2019 22:51 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 GrantPhantom Units · Derivative 15,285 $0.00 $0.00
Disclosure

SEC source: 0001437106-19-000025 · wf-form4_155597344885920.xml · derivative · entry 2

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,285

Underlying: Phantom Units · 15,285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock.

F3 · derivative.exercise_date: On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in 2019, the fair market value of the phantom units shall be paid to Mr. Graffam in cash.

F3 · derivative.expiration_date: On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in 2019, the fair market value of the phantom units shall be paid to Mr. Graffam in cash.

F1 · derivative.underlying: Each phantom unit is the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 22:26 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 Tax withholdingSeries A Common Stock 1,036 $1.54 $1,590.26
Disclosure

SEC source: 0001437106-18-000062 · wf-form4_153912395556431.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,719

F1 · acquired: The shares disposed of in this transaction were withheld by the Issuer in connection with the payment of withholding taxes on certain restricted shares that vested on October 8, 2018. The price is based on an average of the high and low trading prices on October 8, 2018.

Read SEC document
March 29, 2018 Filed Apr 22, 2019 22:51 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 GrantPhantom Units · Derivative 61,142 $0.00 $0.00
Disclosure

SEC source: 0001437106-19-000025 · wf-form4_155597344885920.xml · derivative · entry 1

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,142

Underlying: Phantom Units · 61,142 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock.

F2 · derivative.exercise_date: Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security ("BHS") on each vesting date. On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in each relevant calendar year, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.

F2 · derivative.expiration_date: Vests in three equal annual installments beginning on March 29, 2019, subject to Mr. Graffam's employment with Ascent and Brinks Home Security ("BHS") on each vesting date. On the settlement date, which will be no later than fifteen days following the 20th trading day following the filing date of Ascent's Annual Report on Form 10-K in each relevant calendar year, the fair market value of the phantom units that vest shall be paid to Mr. Graffam in cash.

F1 · derivative.underlying: Each phantom unit is the economic equivalent of one share of Ascent Capital Group, Inc.'s ("Ascent") Series A common stock.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 22:05 UTC Ascent Capital Group, Inc. ASCMA · Entity 15918 GrantSeries A Common Stock 12,755 $0.00 $0.00
Disclosure

SEC source: 0001437106-17-000100 · wf-form4_151398032172309.xml · nonDerivative · entry 1

Graffam Fred · CIK 0001618232 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,755

F1 · price: Such shares represent restricted shares and shall vest in three equal annual installments, with the first such installment vesting on October 8, 2018.

F1 · acquired: Such shares represent restricted shares and shall vest in three equal annual installments, with the first such installment vesting on October 8, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.