LTRX

SEC source: 0001683168-24-007693 · ownership.xml · derivative · entry 4

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F4 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-24-007693 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

SEC source: 0001683168-24-007691 · ownership.xml · derivative · entry 2

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-24-007691 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

SEC source: 0001683168-24-007689 · ownership.xml · derivative · entry 3

Steele Christa · CIK 0001530084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the earlier to occur of (a) the first anniversary of the Corporation's 2023 annual meeting of stockholders and (b) the day immediately preceding the date of the first annual meeting of the Corporation's stockholders at which one or more members of the Corporation's Board of Directors are to be elected that occurs in the 2024 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the earlier to occur of (a) the first anniversary of the Corporation's 2023 annual meeting of stockholders and (b) the day immediately preceding the date of the first annual meeting of the Corporation's stockholders at which one or more members of the Corporation's Board of Directors are to be elected that occurs in the 2024 annual meeting of stockholders.

SEC source: 0001683168-24-007689 · ownership.xml · nonDerivative · entry 1

Steele Christa · CIK 0001530084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on January 24, 2024 (the "Grant Date").

SEC source: 0001683168-24-007688 · ownership.xml · derivative · entry 2

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-24-007688 · ownership.xml · nonDerivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

SEC source: 0001683168-24-007587 · ownership.xml · derivative · entry 3

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,504

Underlying: Common Stock · 156,751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on November 20, 2023. The shares subject to the Inducement RSUs vest according to the following schedule: 1/3rd of the Inducement RSUs shall vest on November 1, 2024, 1/3rd of the Inducement RSUs shall vest on November 1, 2025 and the remaining Inducement RSUs shall vest on November 1, 2026.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on November 20, 2023. The shares subject to the Inducement RSUs vest according to the following schedule: 1/3rd of the Inducement RSUs shall vest on November 1, 2024, 1/3rd of the Inducement RSUs shall vest on November 1, 2025 and the remaining Inducement RSUs shall vest on November 1, 2026.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on November 20, 2023. The shares subject to the Inducement RSUs vest according to the following schedule: 1/3rd of the Inducement RSUs shall vest on November 1, 2024, 1/3rd of the Inducement RSUs shall vest on November 1, 2025 and the remaining Inducement RSUs shall vest on November 1, 2026.

SEC source: 0001683168-24-007587 · ownership.xml · nonDerivative · entry 2

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,184

F2 · kind: In accordance with the terms of the applicable RSU award agreements, 55,928 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-24-007587 · ownership.xml · nonDerivative · entry 1

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,112

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on November 20, 2023. The shares subject to the Inducement RSUs vest according to the following schedule: 1/3rd of the Inducement RSUs shall vest on November 1, 2024, 1/3rd of the Inducement RSUs shall vest on November 1, 2025 and the remaining Inducement RSUs shall vest on November 1, 2026.

SEC source: 0001683168-24-007204 · ownership.xml · nonDerivative · entry 2

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,166,471

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.15 to $4.25. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-007204 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,198,971

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.06 to $4.10. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-006801 · ownership.xml · derivative · entry 1

Stringham Brent Michael · CIK 0002038019 · See Remarks below

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,677

Underlying: Common Stock · 38,677 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on September 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on December 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2027.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on September 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on December 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2027.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on September 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on December 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on September 1, 2027.

SEC source: 0001683168-24-006800 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,218,971

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.16 to $4.18. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-006468 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,243,971

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.44 to $4.50. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-006400 · ownership.xml · nonDerivative · entry 2

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,293,503

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.30 to $4.50. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-006400 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,325,133

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.30. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-006356 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,373,036

F1 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-006287 · ownership.xml · nonDerivative · entry 2

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,361

F2 · kind: In accordance with the terms of the applicable RSU award agreements, 24,664 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-24-006287 · ownership.xml · nonDerivative · entry 1

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,025

F1 · kind: On November 20, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 47,025 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F1 · price: On November 20, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 47,025 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

SEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,322

F4 · kind: In accordance with the terms of the applicable RSU award agreements, 66,779 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,101

F3 · kind: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F3 · price: On July 3, 2023, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2024 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 52,060 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

SEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,041

F2 · kind: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F2 · price: On July 5, 2022, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2023 based on certain earnings per share targets, revenue targets and relative total stockholder return conditions. This transaction reflects the vesting and payment of 40,876 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

SEC source: 0001683168-24-006286 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,165

F1 · kind: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

F1 · price: On July 27, 2021, the reporting person was granted Restricted Stock Units ("RSUs") with performance-based vesting requirements. A percentage of the target number of RSUs subject to the award are eligible to vest in each of the three years beginning in fiscal 2022 based on certain earnings per share targets and revenue targets. This transaction reflects the vesting and payment of 30,275 RSUs subject to the award on September 9, 2024, with respect to the performance conditions that were satisfied for fiscal 2024.

SEC source: 0001683168-24-006112 · ownership.xml · derivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,720 shares

Expires 2024-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reporting person previously exercised 20,280 stock options from this award granted on August 29, 2017 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001683168-24-006112 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of common stock acquired via a net exercise of Stock Options granted on August 29, 2017 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").

SEC source: 0001683168-24-005242 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,381,471

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.02 to $4.05. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-005066 · ownership.xml · derivative · entry 3

Steele Christa · CIK 0001530084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,166

Underlying: Common Stock · 5,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the earlier to occur of (a) the first anniversary of the Corporation's 2023 annual meeting of stockholders and (b) the day immediately preceding the date of the first annual meeting of the Corporation's stockholders at which one or more members of the Corporation's Board of Directors are to be elected that occurs in the 2024 annual meeting of stockholders .

F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the earlier to occur of (a) the first anniversary of the Corporation's 2023 annual meeting of stockholders and (b) the day immediately preceding the date of the first annual meeting of the Corporation's stockholders at which one or more members of the Corporation's Board of Directors are to be elected that occurs in the 2024 annual meeting of stockholders .

SEC source: 0001683168-24-005066 · ownership.xml · nonDerivative · entry 1

Steele Christa · CIK 0001530084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on January 24, 2024 (the "Grant Date").

SEC source: 0001683168-24-005010 · ownership.xml · derivative · entry 1

Hoff Kurt W · CIK 0001404942 · VP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,622

Underlying: Common Stock · 41,622 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

SEC source: 0001683168-24-005009 · ownership.xml · derivative · entry 1

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,894

Underlying: Common Stock · 69,894 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027

F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027

F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027

SEC source: 0001683168-24-005012 · ownership.xml · derivative · entry 1

Gurusamy Mathi · CIK 0002021595 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,011

Underlying: Common Stock · 40,011 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

SEC source: 0001683168-24-005011 · ownership.xml · derivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,656

Underlying: Common Stock · 60,656 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest such that one-third (1/3) of the shares vest on July 1, 2025 and the remaining two-thirds (2/3) of the total number of shares vest quarterly thereafter beginning on September 1, 2025, such that one hundred percent (100%) of the RSUs will be fully vested on June 1, 2027.

SEC source: 0001683168-24-004137 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TL Investment GmbH

Disclosed balance after: 5,405,420

F1 · ownership.nature: Bernhard Bruscha serves as managing director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities.

SEC source: 0001683168-24-003947 · ownership.xml · derivative · entry 1

Gurusamy Mathi · CIK 0002021595 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,691

Underlying: Common Stock · 95,691 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on June 1, 2024. The shares subject to the Inducement RSUs shall vest according to the following schedule: One-third of the Inducement RSUs shall vest on June 1, 2025, and the remaining balance will become vested in eight equal quarterly installments beginning on September 1, 2025.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on June 1, 2024. The shares subject to the Inducement RSUs shall vest according to the following schedule: One-third of the Inducement RSUs shall vest on June 1, 2025, and the remaining balance will become vested in eight equal quarterly installments beginning on September 1, 2025.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on June 1, 2024. The shares subject to the Inducement RSUs shall vest according to the following schedule: One-third of the Inducement RSUs shall vest on June 1, 2025, and the remaining balance will become vested in eight equal quarterly installments beginning on September 1, 2025.

SEC source: 0001683168-24-003587 · ownership.xml · derivative · entry 4

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-24-003587 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-24-003122 · ownership.xml · derivative · entry 2

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-24-003122 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

SEC source: 0001683168-24-003120 · ownership.xml · derivative · entry 2

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-24-003120 · ownership.xml · nonDerivative · entry 1

Hoang Phu · CIK 0001953762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

SEC source: 0001683168-24-003118 · ownership.xml · derivative · entry 2

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-24-003118 · ownership.xml · nonDerivative · entry 1

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

SEC source: 0001683168-24-003116 · ownership.xml · derivative · entry 4

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484

Underlying: Common Stock · 8,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F4 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-24-003116 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 7, 2023 (the "Grant Date").

SEC source: 0001683168-24-002983 · ownership.xml · nonDerivative · entry 1

BRACE PHILIP G · CIK 0001336507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brace Family Trust

Disclosed balance after: 47,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.58 to $3.61. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-24-002985 · ownership.xml · nonDerivative · entry 1

Awsare Saleel · CIK 0001733464 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.57 to $3.71. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-24-002984 · ownership.xml · nonDerivative · entry 1

Cohenour Jason · CIK 0001600926 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,909

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.57 to $3.70. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-24-001279 · ownership.xml · derivative · entry 3

Bass Eric · CIK 0001963606 · VP of Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,451

Underlying: Common Stock · 14,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 1, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 14,816 of the Inducement RSUs shall vest on March 1, 2024, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 1, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 14,816 of the Inducement RSUs shall vest on March 1, 2024, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 1, 2023. The shares subject to the Inducement RSUs shall vest according to the following schedule: 14,816 of the Inducement RSUs shall vest on March 1, 2024, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years.