LTRX

SEC source: 0001683168-22-004160 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,439

F2 · kind: In accordance with the terms of the RSU Agreement, 5,403 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-22-004160 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-004157 · ownership.xml · derivative · entry 3

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-004157 · ownership.xml · nonDerivative · entry 2

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,629

F2 · kind: In accordance with the terms of the RSU Agreement, 2,130 shares of Lantronix, Inc. common stock were withheld at vesting to cover required tax withholding.

SEC source: 0001683168-22-004157 · ownership.xml · nonDerivative · entry 1

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-003738 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,112

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

SEC source: 0001683168-22-003739 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,217

F1 · kind: Represent shares of common stock acquired through the Lantronix, Inc. 2013 Employee Stock Purchase Plan.

SEC source: 0001683168-22-003444 · ownership.xml · derivative · entry 2

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-003444 · ownership.xml · nonDerivative · entry 1

FOLINO PAUL F · CIK 0001244088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

SEC source: 0001683168-22-003446 · ownership.xml · derivative · entry 2

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-003446 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

SEC source: 0001683168-22-003445 · ownership.xml · derivative · entry 4

Nguyen Heidi · CIK 0001894926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-003445 · ownership.xml · nonDerivative · entry 1

Nguyen Heidi · CIK 0001894926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

SEC source: 0001683168-22-003442 · ownership.xml · derivative · entry 2

EVASHENK MARGARET A · CIK 0001536545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

SEC source: 0001683168-22-003442 · ownership.xml · nonDerivative · entry 1

EVASHENK MARGARET A · CIK 0001536545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 9, 2021 (the "Grant Date").

SEC source: 0001683168-22-003443 · ownership.xml · derivative · entry 4

BRUSCHA BERNHARD · CIK 0001134246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,042

Underlying: Common Stock · 5,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F5 · derivative.expiration_date: The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-22-003443 · ownership.xml · nonDerivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted to the Reporting Person's spouse on November 9, 2021 (the "Grant Date").

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001683168-22-001461 · ownership.xml · nonDerivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,255

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding.

SEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,511

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations.

F4 · balance_after: The reporting person transferred 679 of the net shares of Lantronix, Inc. common stock received at vesting to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001683168-22-001463 · ownership.xml · nonDerivative · entry 4

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,360

F2 · kind: Represents shares of the issuer's common stock sold upon vesting to cover required tax withholding obligations.

F4 · price: This transaction was executed in multiple trades at prices ranging from $6.49 to $6.65. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-001459 · ownership.xml · derivative · entry 3

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-001459 · ownership.xml · nonDerivative · entry 2

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,509

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.61 to $6.63. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-001459 · ownership.xml · nonDerivative · entry 1

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-001461 · ownership.xml · derivative · entry 4

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-001461 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,290

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.53 to $6.64. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-001461 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-001465 · ownership.xml · derivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,629

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 2

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,222

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding obligations.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.53 to $6.64. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-001465 · ownership.xml · nonDerivative · entry 1

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-001463 · ownership.xml · derivative · entry 5

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,125

Underlying: Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-001463 · ownership.xml · nonDerivative · entry 3

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,532

F2 · kind: Represents shares of the issuer's common stock sold upon vesting to cover required tax withholding obligations.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.47 to $6.70. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-001463 · ownership.xml · nonDerivative · entry 2

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on May 1, 2019. The shares subject to the Inducement RSUs shall vest according to the following schedule: 62,500 of the Inducement RSUs vested on June 1, 2020, and the remaining Inducement RSUs shall vest ratably each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-22-001422 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,114

F1 · shares: These shares were sold to cover the estimated tax liability related to an exercise of stock options that occurred on February 25, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.70 to $6.88. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

SEC source: 0001683168-22-001369 · ownership.xml · nonDerivative · entry 4

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,736

F3 · shares: These shares were sold to cover the estimated tax liability related to such exercise

F4 · price: This transaction was executed in multiple trades at prices ranging from $6.75 to $6.90. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-001369 · ownership.xml · derivative · entry 6

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2024-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-001369 · ownership.xml · derivative · entry 5

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-001369 · ownership.xml · nonDerivative · entry 3

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,614

F1 · shares: These shares were sold to cover the exercise price of options exercised.

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.76 to $6.87. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-22-001369 · ownership.xml · nonDerivative · entry 2

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-001369 · ownership.xml · nonDerivative · entry 1

PRINTER HOSHI · CIK 0001198590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-22-000821 · ownership.xml · derivative · entry 1

BRUSCHA BERNHARD · CIK 0001134246 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,623

Underlying: Common Stock · 10,623 shares

Expires 2029-02-07

F1 · derivative.exercise_date: The Option will become vested in 9 substantially equal monthly installments, with one such installment vesting in each of the 9 consecutive calendar months beginning on March 1, 2022 so that 100% of the stock options will be vested at November 1, 2022.

SEC source: 0001683168-22-001463 · ownership.xml · nonDerivative · entry 1

Pickle Paul H · CIK 0001568957 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,019

SEC source: 0001683168-21-006215 · ownership.xml · derivative · entry 3

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-21-006215 · ownership.xml · nonDerivative · entry 2

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,869

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding.

F3 · price: This transaction was executed in multiple trades at prices ranging from $7.20 to $7.42. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-21-006215 · ownership.xml · nonDerivative · entry 1

Hakam Fathi · CIK 0001751026 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") granted on August 31, 2018. The restricted stock units ("RSUs") vest such that (a) 25% of the shares (25,000 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares (6,250 shares) vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-21-006168 · ownership.xml · derivative · entry 5

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,053 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: The reporting person previously exercised 19,947 stock options from this award granted on September 1, 2015 for the benefit of his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001683168-21-006168 · ownership.xml · nonDerivative · entry 3

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents shares of common stock acquired via exercise of stock options granted on September 1, 2015 under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan.

SEC source: 0001683168-21-006169 · ownership.xml · derivative · entry 3

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-21-006169 · ownership.xml · nonDerivative · entry 2

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,426

F2 · kind: Represents shares of Lantronix, Inc. common stock sold upon vesting to cover required tax withholding.

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.64 to $6.97. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001683168-21-006169 · ownership.xml · nonDerivative · entry 1

Holliday Roger · CIK 0001801318 · VP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents inducement restricted stock units ("Inducement RSUs") granted on February 4, 2020. The shares subject to the Inducement RSUs shall vest according to the following schedule: 12,500 of the Inducement RSUs vested on March 1, 2021, and the remaining Inducement RSUs shall vest 1/12th each quarter thereafter for a period of 3 years. Each Inducement RSU represents the right to receive one share of the issuer's common stock.

SEC source: 0001683168-21-006168 · ownership.xml · derivative · entry 4

Whitaker Jeremy · CIK 0001337832 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,441

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted on August 31, 2018. The RSUs vest such that (a) 25% of the shares (11,250 shares) vested on September 1, 2019, the one-year anniversary of the grant date and (b) 1/16 of the shares vest quarterly thereafter, such that one hundred percent (100%) of the RSUs will be fully vested on the four-year anniversary of the grant date. Each RSU represents the right to receive one share of the issuer's common stock.