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Nasdaq · USD

LSCC

LATTICE SEMICONDUCTOR CORP

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Tapewire entity
3335
SEC CIK
0000855658
Parsed reports
1,037

Last 12 months

Inside the activity.

4 purchase rows · 76 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202542
Dec 202504
Jan 202600
Feb 2026020
Mar 2026020
Apr 202600
May 2026012
Jun 202608
Jul 202600
Aug 202606
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2017 Filed Jul 12, 2017 22:48 UTC GrantRestricted Stock Unit (RSU) · Derivative 17,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000074 · edgardoc.xml · derivative · entry 1

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Underlying: Common Stock · 17,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 01, 2017 Filed Jul 12, 2017 22:47 UTC GrantRestricted Stock Unit (RSU) · Derivative 17,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000072 · edgardoc.xml · derivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Underlying: Common Stock · 17,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 01, 2017 Filed Jul 12, 2017 22:47 UTC GrantRestricted Stock Unit (RSU) · Derivative 17,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000073 · edgardoc.xml · derivative · entry 1

BEATTIE BRIAN M · CIK 0001231490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Underlying: Common Stock · 17,291 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 16, 2017 Filed May 17, 2017 17:13 UTC SaleCommon Stock 9,091 $7.00 $63,594.27
Disclosure

SEC source: 0000855658-17-000052 · edgardoc.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,035

F1 · shares: The transaction indicated was conducted under an approved 10b5-1 Plan.

F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $6.97 to $7.00.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:03 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000047 · edgardoc.xml · derivative · entry 2

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:03 UTC Exercise / conversionCommon Stock 22,727 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000047 · edgardoc.xml · nonDerivative · entry 1

Jensen Mark Edwin · CIK 0001560798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:04 UTC
Weber FredDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000050 · edgardoc.xml · derivative · entry 2

Weber Fred · CIK 0001505267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:04 UTC
Weber FredDirector
Exercise / conversionCommon Stock 22,727 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000050 · edgardoc.xml · nonDerivative · entry 1

Weber Fred · CIK 0001505267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:04 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000049 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:04 UTC Exercise / conversionCommon Stock 22,727 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000049 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:03 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000048 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,507

Underlying: Common Stock · 9,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:03 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 3,793 $6.99 $26,513.07
Disclosure

SEC source: 0000855658-17-000048 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,327

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:03 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 9,175 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000048 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000046 · edgardoc.xml · derivative · entry 2

HERB ROBERT R · CIK 0001192004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC Exercise / conversionCommon Stock 22,727 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000046 · edgardoc.xml · nonDerivative · entry 1

HERB ROBERT R · CIK 0001192004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000045 · edgardoc.xml · derivative · entry 3

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,100

Underlying: Common Stock · 11,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC
HAWK GLENVP, Corp Mktg
Tax withholdingCommon Stock 4,397 $6.99 $30,735.03
Disclosure

SEC source: 0000855658-17-000045 · edgardoc.xml · nonDerivative · entry 2

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,303

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC
HAWK GLENVP, Corp Mktg
Exercise / conversionCommon Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000045 · edgardoc.xml · nonDerivative · entry 1

HAWK GLEN · CIK 0001496418 · VP, Corp Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 41,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000043 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,457

Underlying: Common Stock · 41,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 15,177 $6.99 $106,087.23
Disclosure

SEC source: 0000855658-17-000043 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,345

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 41,750 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000043 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000044 · edgardoc.xml · derivative · entry 2

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:02 UTC Exercise / conversionCommon Stock 22,727 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000044 · edgardoc.xml · nonDerivative · entry 1

BOURGOIN JOHN · CIK 0001103954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:01 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 22,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000042 · edgardoc.xml · derivative · entry 2

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 13, 2017 Filed May 16, 2017 17:01 UTC Exercise / conversionCommon Stock 22,727 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000042 · edgardoc.xml · nonDerivative · entry 1

ABRAMS ROBIN ANN · CIK 0001282677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 11, 2017 Filed May 12, 2017 17:27 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000032 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,207

Underlying: Common Stock · 6,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 11, 2017 Filed May 12, 2017 17:27 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 2,240 $7.03 $15,747.20
Disclosure

SEC source: 0000855658-17-000032 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,772

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 11, 2017 Filed May 12, 2017 17:27 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 6,162 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000032 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 06, 2017 Filed May 9, 2017 18:25 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000026 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,682

Underlying: Common Stock · 2,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2017 Filed May 9, 2017 18:25 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 854 $6.64 $5,670.56
Disclosure

SEC source: 0000855658-17-000026 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,945

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 06, 2017 Filed May 9, 2017 18:25 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 2,049 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000026 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 06, 2017 Filed May 9, 2017 18:24 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 10,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000025 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,369

Underlying: Common Stock · 10,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 06, 2017 Filed May 9, 2017 18:24 UTC
Billerbeck Darin GDirector · President & CEO
Tax withholdingCommon Stock 3,725 $6.64 $24,734.00
Disclosure

SEC source: 0000855658-17-000025 · edgardoc.xml · nonDerivative · entry 2

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,850

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
May 06, 2017 Filed May 9, 2017 18:24 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionCommon Stock 10,246 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000025 · edgardoc.xml · nonDerivative · entry 1

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
April 09, 2017 Filed Apr 11, 2017 18:22 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 801 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000022 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,033

Underlying: Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
April 09, 2017 Filed Apr 11, 2017 18:22 UTC Tax withholdingCommon Stock 284 $6.80 $1,931.20
Disclosure

SEC source: 0000855658-17-000022 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,330

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
April 09, 2017 Filed Apr 11, 2017 18:22 UTC Exercise / conversionCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000022 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:26 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000019 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,834

Underlying: Common Stock · 811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:26 UTC Tax withholdingCommon Stock 338 $6.97 $2,355.86
Disclosure

SEC source: 0000855658-17-000019 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,813

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:26 UTC Exercise / conversionCommon Stock 811 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000019 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:27 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,447 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000020 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,731

Underlying: Common Stock · 1,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:27 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 603 $6.97 $4,202.91
Disclosure

SEC source: 0000855658-17-000020 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:27 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,447 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000020 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 01:20 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000016 · edgardoc.xml · derivative · entry 3

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,178

Underlying: Common Stock · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 01:20 UTC
Milstead Byron WayneVP Corp, General Counsel
Tax withholdingCommon Stock 587 $6.98 $4,097.26
Disclosure

SEC source: 0000855658-17-000016 · edgardoc.xml · nonDerivative · entry 2

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,906

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 01:20 UTC
Milstead Byron WayneVP Corp, General Counsel
Exercise / conversionCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000016 · edgardoc.xml · nonDerivative · entry 1

Milstead Byron Wayne · CIK 0001292289 · VP Corp, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 01:20 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000015 · edgardoc.xml · derivative · entry 3

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,645

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 01:20 UTC Tax withholdingCommon Stock 246 $6.98 $1,717.08
Disclosure

SEC source: 0000855658-17-000015 · edgardoc.xml · nonDerivative · entry 2

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,340

F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 01:20 UTC Exercise / conversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000015 · edgardoc.xml · nonDerivative · entry 1

Downing Maxwell J · CIK 0001672197 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 00:32 UTC
Billerbeck Darin GDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-17-000008 · edgardoc.xml · derivative · entry 3

Billerbeck Darin G · CIK 0001388177 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,615

Underlying: Common Stock · 6,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.