Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | CFO | October 19, 2018 | October 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LATTICE SEMICONDUCTOR CORP
Report date October 19, 2018 · Filed October 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,039 |
Ending reported balance
After 2018-10-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-10-19 · Exercise / conversion · Acquired 1,217 · Balance 18,447 F1: Restricted Stock Units - no purchase price for this transaction. Row 2 · 2018-10-19 · Tax withholding · Disposed 408 · Balance 18,039 F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 60,847 |
Reported balance
After 2018-10-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-19 · Exercise / conversion · Disposed 1,217 · Balance 60,847 F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units - no purchase price for this transaction.
F2: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability.
F3: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F4: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.
F5: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2018 Filed Oct 22, 2018 17:30 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000153 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,847 Underlying: Common Stock · 1,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 17:30 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 408 | $7.65 | $3,121.20 |
DisclosureSEC source: 0000855658-18-000153 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,039 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 17:30 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000153 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 18:32 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 16,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000149 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,064 Underlying: Common Stock · 16,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 7.5% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 18:32 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 5,478 | $7.82 | $42,837.96 |
DisclosureSEC source: 0000855658-18-000149 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,230 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 18:32 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000149 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,897 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 12 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,897 shares Expires 2021-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 23,561 | $0.00 Strike: $5.88 | $0.00 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 11 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,562 Underlying: Common Stock · 23,561 shares Expires 2023-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,247 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 10 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,749 Underlying: Common Stock · 26,247 shares Expires 2022-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,121 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 9 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,779 Underlying: Common Stock · 17,121 shares Expires 2024-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,496 | $0.00 Strike: $5.40 | $0.00 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · derivative · entry 8 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,496 shares Expires 2020-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 19,538 | $8.13 | $158,853.71 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 7 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,333 F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.10 to $8.15. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 99,322 | $8.13 | $807,309.08 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 6 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,871 F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.10 to $8.15. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 17,121 | $5.73 | $98,103.33 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 5 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 23,561 | $5.88 | $138,538.68 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 4 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 26,247 | $5.85 | $153,544.95 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 21,897 | $7.54 | $165,103.38 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 00:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 10,496 | $5.40 | $56,678.40 |
DisclosureSEC source: 0000855658-18-000127 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,809 | $0.00 Strike: $5.40 | $0.00 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · derivative · entry 6 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496 Underlying: Common Stock · 14,809 shares Expires 2020-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 3,762 | $8.00 | $30,100.14 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 5 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,871 F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.005. Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 11,047 | $8.05 | $88,928.35 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 4 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,633 Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 2,221 | $8.05 | $17,879.05 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,680 Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 1,557 | $8.00 | $12,456.00 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,901 Read SEC document |
| August 30, 2018 Filed Sep 5, 2018 00:52 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 14,809 | $5.40 | $79,968.60 |
DisclosureSEC source: 0000855658-18-000126 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 18:20 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,563 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0000855658-18-000116 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,563 shares Expires 2019-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option shall vest upon the one-year anniversary of the grant date, 6.25% of the total amount of the shares subject to the option shall vest each three months thereafter until all shares are vested. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 18:20 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 6,563 | $7.59 | $49,845.33 |
DisclosureSEC source: 0000855658-18-000116 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,649 F1 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.590 to $7.595. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 18:20 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 6,563 | $3.54 | $23,233.02 |
DisclosureSEC source: 0000855658-18-000116 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 19:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000108 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,439 Underlying: Common Stock · 1,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 19:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 407 | $6.65 | $2,706.55 |
DisclosureSEC source: 0000855658-18-000108 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,649 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 19:59 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 1,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000108 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 15:48 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000099 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,872 Underlying: Common Stock · 802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 15:48 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 269 | $6.42 | $1,726.98 |
DisclosureSEC source: 0000855658-18-000099 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,029 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 15:48 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 802 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000099 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| April 19, 2018 Filed Jul 20, 2018 19:58 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000107 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,457 Underlying: Common Stock · 1,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| April 19, 2018 Filed Jul 20, 2018 19:58 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 406 | $5.49 | $2,228.94 |
DisclosureSEC source: 0000855658-18-000107 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,307 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| April 19, 2018 Filed Jul 20, 2018 19:58 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000107 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 18:05 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 801 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000045 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,674 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 18:05 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 261 | $5.20 | $1,357.20 |
DisclosureSEC source: 0000855658-18-000045 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,496 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| April 09, 2018 Filed Apr 10, 2018 18:05 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000045 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 17:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000042 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,475 Underlying: Common Stock · 589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 17:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 192 | $6.19 | $1,188.48 |
DisclosureSEC source: 0000855658-18-000042 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,956 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 17:26 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000042 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 17:30 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000004 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,064 Underlying: Common Stock · 1,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 17:30 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 471 | $6.50 | $3,061.50 |
DisclosureSEC source: 0000855658-18-000004 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,559 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 17:30 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 1,217 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000004 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 18:35 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 801 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000002 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,281 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 18:35 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 334 | $6.04 | $2,017.36 |
DisclosureSEC source: 0000855658-18-000002 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,813 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 18:35 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000002 · edgardoc.xml · nonDerivative · entry 1 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 22:57 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 588 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000133 · edgardoc.xml · derivative · entry 3 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,082 Underlying: Common Stock · 588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F4 · derivative.exercise_date: This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 22:57 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Tax withholdingCommon Stock | 214 | $5.72 | $1,224.08 |
DisclosureSEC source: 0000855658-17-000133 · edgardoc.xml · nonDerivative · entry 2 Downing Maxwell J · CIK 0001672197 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,346 F2 · kind: These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amount retained by the Issuer was not in excess of the amount of the tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.