Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | Ex VP, Chf Sales & Mkt Officer | November 24, 2003 | November 26, 2003 |
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | Director | June 01, 2017 | July 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date November 24, 2003 · Filed November 26, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2003-11-24 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2003-11-24 · Exercise / conversion · Acquired 54,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2003-11-24 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2003-11-24 · Sale · Disposed 54,000 · Balance 0 |
| Common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2003-11-24 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2003-11-24 · Exercise / conversion · Acquired 25,000 · Balance 0 |
| Common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2003-11-24 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2003-11-24 · Sale · Disposed 25,000 · Balance 0 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.41 · Expires 2007-12-19 | Direct | 0 |
Reported balance
After 2003-11-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2003-11-24 · Exercise / conversion · Disposed 54,000 · Balance 0 F1: Option grant |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.46 · Expires 2012-07-24 | Direct | 25,000 |
Reported balance
After 2003-11-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2003-11-24 · Exercise / conversion · Disposed 25,000 · Balance 25,000 F1: Option grant |
Filing footnotes · ownership attribution and instrument terms
F1: Option grant
LATTICE SEMICONDUCTOR CORP
Report date June 01, 2017 · Filed July 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,291 |
Reported balance
After 2017-06-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-06-01 · Grant · Acquired 17,291 · Balance 17,291 F1: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2: The restricted stock units vest 100% on the first anniversary of the Grant Date. F3: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F2: The restricted stock units vest 100% on the first anniversary of the Grant Date.
F3: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2017 Filed Jul 12, 2017 22:48 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000075 · edgardoc.xml · derivative · entry 1 HERB ROBERT R · CIK 0001192004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,291 Underlying: Common Stock · 17,291 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 13, 2017 Filed May 16, 2017 17:02 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000046 · edgardoc.xml · derivative · entry 2 HERB ROBERT R · CIK 0001192004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 13, 2017 Filed May 16, 2017 17:02 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 22,727 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000046 · edgardoc.xml · nonDerivative · entry 1 HERB ROBERT R · CIK 0001192004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| November 24, 2003 Filed Nov 26, 2003 18:47 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 25,000 | Not disclosed Strike: $8.46 | Not disclosed |
DisclosureSEC source: 0001192004-03-000015 · edgar.xml · derivative · entry 6 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2012-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option grant Read SEC document |
| November 24, 2003 Filed Nov 26, 2003 18:47 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 54,000 | Not disclosed Strike: $9.41 | Not disclosed |
DisclosureSEC source: 0001192004-03-000015 · edgar.xml · derivative · entry 5 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,000 shares Expires 2007-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option grant Read SEC document |
| November 24, 2003 Filed Nov 26, 2003 18:47 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon stock | 25,000 | $17.25 | $431,237.50 |
DisclosureSEC source: 0001192004-03-000015 · edgar.xml · nonDerivative · entry 4 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 24, 2003 Filed Nov 26, 2003 18:47 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon stock | 25,000 | $8.46 | $211,500.00 |
DisclosureSEC source: 0001192004-03-000015 · edgar.xml · nonDerivative · entry 3 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2003 Filed Nov 26, 2003 18:47 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 54,000 | $17.25 | $931,473.00 |
DisclosureSEC source: 0001192004-03-000015 · edgar.xml · nonDerivative · entry 2 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 24, 2003 Filed Nov 26, 2003 18:47 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 54,000 | $9.41 | $508,140.00 |
DisclosureSEC source: 0001192004-03-000015 · edgar.xml · nonDerivative · entry 1 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2003 Filed Nov 20, 2003 18:38 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 100,000 | Not disclosed Strike: $8.19 | Not disclosed |
DisclosureSEC source: 0001192004-03-000013 · edgar.xml · derivative · entry 3 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2009-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option grant Read SEC document |
| November 19, 2003 Filed Nov 20, 2003 18:38 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 100,000 | $17.50 | $1,750,000.00 |
DisclosureSEC source: 0001192004-03-000013 · edgar.xml · nonDerivative · entry 2 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 19, 2003 Filed Nov 20, 2003 18:38 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 100,000 | $8.19 | $819,000.00 |
DisclosureSEC source: 0001192004-03-000013 · edgar.xml · nonDerivative · entry 1 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2003 Filed Nov 6, 2003 19:20 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 100,000 | Not disclosed Strike: $8.19 | Not disclosed |
DisclosureSEC source: 0001192004-03-000011 · edgar.xml · derivative · entry 3 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2009-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option grant Read SEC document |
| November 04, 2003 Filed Nov 6, 2003 19:20 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 100,000 | $16.50 | $1,650,000.00 |
DisclosureSEC source: 0001192004-03-000011 · edgar.xml · nonDerivative · entry 2 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 04, 2003 Filed Nov 6, 2003 19:20 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 100,000 | $8.19 | $819,000.00 |
DisclosureSEC source: 0001192004-03-000011 · edgar.xml · nonDerivative · entry 1 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2003 Filed Nov 4, 2003 22:44 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 19,791 | Not disclosed Strike: $15.20 | Not disclosed |
DisclosureSEC source: 0001192004-03-000010 · edgar.xml · derivative · entry 1 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,791 Underlying: Common Stock · 19,791 shares Expires 2013-10-31 F2 · price: Option grant F1 · derivative.exercise_date: Grant of option to buy 19,791 shares of common stock to vest as follows: 33 1/3% on 5/1/04 then monthly through 12/31/04. Read SEC document |
| October 29, 2003 Filed Oct 31, 2003 17:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 25,000 | Not disclosed Strike: $5.92 | Not disclosed |
DisclosureSEC source: 0001192004-03-000008 · edgar.xml · derivative · entry 4 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2012-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option grant Read SEC document |
| October 29, 2003 Filed Oct 31, 2003 17:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionEmployee Stock Option · Derivative | 25,000 | Not disclosed Strike: $5.92 | Not disclosed |
DisclosureSEC source: 0001192004-03-000008 · edgar.xml · derivative · entry 3 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2012-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option grant Read SEC document |
| October 29, 2003 Filed Oct 31, 2003 17:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 50,000 | $15.04 | $752,085.00 |
DisclosureSEC source: 0001192004-03-000008 · edgar.xml · nonDerivative · entry 2 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 29, 2003 Filed Oct 31, 2003 17:32 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 50,000 | $5.92 | $296,000.00 |
DisclosureSEC source: 0001192004-03-000008 · edgar.xml · nonDerivative · entry 1 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2003 Filed Aug 5, 2003 18:22 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 19,791 | Not disclosed Strike: $7.16 | Not disclosed |
DisclosureSEC source: 0001192004-03-000007 · edgar.xml · derivative · entry 1 HERB ROBERT R · CIK 0001192004 · Ex VP, Chf Sales & Mkt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,791 Underlying: Common Stock · 19,791 shares Expires 2013-08-01 F2 · price: Option grant F1 · derivative.exercise_date: Grant of option to buy 19,791 shares of common stock to vest as follows: 33 1/3% on 5/1/04 then monthly through 12/31/04. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.