Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | Director | May 06, 2019 | May 08, 2019 |
| SYNOPSYS INCSNPS · Entity 210 | EVP, Business Ops. & CAO | February 28, 2017 | March 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LATTICE SEMICONDUCTOR CORP
Report date May 06, 2019 · Filed May 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,554 |
Reported balance
After 2019-05-07 transaction · row 1
1 source rowRow 1 · 2019-05-07 · Exercise / conversion · Acquired 22,263 · Balance 39,554 F1: Restricted Stock Units - no purchase price for this transaction. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 31,058 |
Reported balance
After 2019-05-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-06 · Grant · Acquired 8,795 · Balance 31,058 F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,795 |
Reported balance
After 2019-05-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-07 · Exercise / conversion · Disposed 22,263 · Balance 8,795 F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units - no purchase price for this transaction.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
F3: The restricted stock units vest 100% on the first anniversary of the Grant Date.
F4: Not applicable.
SYNOPSYS INC
Report date February 28, 2017 · Filed March 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,794 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Other · Acquired 193 · Balance 39,794 F1: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2019 Filed May 8, 2019 21:49 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000041 · edgardoc.xml · derivative · entry 3 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,795 Underlying: Common Stock · 22,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 07, 2019 Filed May 8, 2019 21:49 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 22,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000041 · edgardoc.xml · nonDerivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| May 06, 2019 Filed May 8, 2019 21:49 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 8,795 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000041 · edgardoc.xml · derivative · entry 2 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,058 Underlying: Common Stock · 8,795 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:13 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000089 · edgardoc.xml · derivative · entry 2 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:13 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 17,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000089 · edgardoc.xml · nonDerivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| May 07, 2018 Filed May 9, 2018 19:08 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantPerformance Shares · Derivative | 22,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000063 · edgardoc.xml · derivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Common Stock · 22,263 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2017 Filed Jul 12, 2017 22:47 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000073 · edgardoc.xml · derivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,291 Underlying: Common Stock · 17,291 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 18:27 UTC | SYNOPSYS INC SNPS · Entity 210 | OtherCommon Stock | 193 | $38.79 | $7,487.24 |
DisclosureSEC source: 0001594376-17-000004 · edgardoc.xml · nonDerivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,794 F1 · kind: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan Read SEC document |
| December 27, 2016 Filed Jan 3, 2017 23:42 UTC | SYNOPSYS INC SNPS · Entity 210 | GiftCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001199719-17-000002 · edgardoc.xml · nonDerivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,601 F1 · price: Gift Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:47 UTC | SYNOPSYS INC SNPS · Entity 210 | Disposition to issuerRestricted Stock Units · Derivative | 2,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000185 · edgardoc.xml · derivative · entry 4 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,001 Underlying: Common Stock · 2,667 shares Expires 2019-12-08 F3 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:47 UTC | SYNOPSYS INC SNPS · Entity 210 | GrantRestricted Stock Units · Derivative | 10,668 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000185 · edgardoc.xml · derivative · entry 3 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 10,668 shares Expires 2019-12-08 F2 · kind: On 12/15/15 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $482,500, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 10/29/16. The performance criteria were met. F3 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:47 UTC | SYNOPSYS INC SNPS · Entity 210 | Tax withholdingCommon Stock | 1,392 | $60.37 | $84,035.04 |
DisclosureSEC source: 0001199719-16-000185 · edgardoc.xml · nonDerivative · entry 2 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,280 F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:47 UTC | SYNOPSYS INC SNPS · Entity 210 | Exercise / conversionCommon Stock | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000185 · edgardoc.xml · nonDerivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Disposition to issuerRestricted Stock Units · Derivative | 3,241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · derivative · entry 9 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,481 Underlying: Common Stock · 3,241 shares Expires 2018-12-08 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Disposition to issuerRestricted Stock Units · Derivative | 3,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · derivative · entry 8 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,450 Underlying: Common Stock · 3,450 shares Expires 2017-12-08 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Disposition to issuerRestricted Stock Units · Derivative | 4,575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · derivative · entry 7 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,575 shares Expires 2016-12-08 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Tax withholdingCommon Stock | 1,692 | $59.31 | $100,352.52 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · nonDerivative · entry 6 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,005 F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Tax withholdingCommon Stock | 1,801 | $59.31 | $106,817.31 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · nonDerivative · entry 5 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,697 F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Tax withholdingCommon Stock | 2,388 | $59.31 | $141,632.28 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · nonDerivative · entry 4 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,498 F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Exercise / conversionCommon Stock | 3,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · nonDerivative · entry 3 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Exercise / conversionCommon Stock | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · nonDerivative · entry 2 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 19:09 UTC | SYNOPSYS INC SNPS · Entity 210 | Exercise / conversionCommon Stock | 4,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001199719-16-000175 · edgardoc.xml · nonDerivative · entry 1 BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.