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Nasdaq · USD

LSAK

LESAKA TECHNOLOGIES INC

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Tapewire entity
5691
SEC CIK
0001041514
Parsed reports
236

Last 12 months

Inside the activity.

10 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202561
Jan 202600
Feb 202610
Mar 2026125
Apr 2026011
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2018 Filed Sep 27, 2018 13:15 UTC PurchaseCommon Stock 21,601 $7.72 $166,759.72
Disclosure

SEC source: 0001062993-18-003862 · form4.xml · nonDerivative · entry 2

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 300,000

F3 · price: The underlying transaction is denominated in ZAR and was executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transaction. The purchase price for the transaction reported here was ZAR110.00 per share.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 35% of the company that holds the common stock and has the right to vote 69% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
September 25, 2018 Filed Sep 27, 2018 13:15 UTC PurchaseCommon Stock 1,036 $7.32 $7,583.52
Disclosure

SEC source: 0001062993-18-003862 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 278,399

F1 · price: The underlying transactions are denominated in South African rand ("ZAR") and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. Purchase prices for the transactions reported here range from ZAR104.00 to ZAR110.00. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 35% of the company that holds the common stock and has the right to vote 69% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
September 21, 2018 Filed Sep 24, 2018 13:15 UTC PurchaseCommon Stock 7,363 $7.33 $53,970.79
Disclosure

SEC source: 0001062993-18-003828 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 277,363

F1 · price: The underlying transaction is denominated in ZAR and was executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transaction. The purchase price for the transaction reported here was ZAR105.00 per share.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 35% of the company that holds the common stock and has the right to vote 69% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
September 21, 2018 Filed Sep 24, 2018 13:15 UTC
Edwards PaulDirector
PurchaseCommon Stock 7,000 $7.49 $52,430.00
Disclosure

SEC source: 0001062993-18-003827 · form4.xml · nonDerivative · entry 1

Edwards Paul · CIK 0001333068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,822

F1 · price: (1) Purchase prices for the transactions reported here range from $7.37 to $7.60. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 13:00 UTC PurchaseCommon Stock 20,000 $7.48 $149,600.00
Disclosure

SEC source: 0001062993-18-003816 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 270,000

F1 · price: Purchase prices for the transactions reported here range from $7.35 to $7.50. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 35% of the company that holds the common stock and has the right to vote 69% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 13:00 UTC
Kotze HermanDirector · Chief Executive Officer
PurchaseCommon Stock 12,000 $6.74 $80,880.00
Disclosure

SEC source: 0001062993-18-003804 · form4.xml · nonDerivative · entry 1

Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,000

F1 · price: Purchase prices for the transactions reported here range from $6.71 to $6.75. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 21:30 UTC
Oh Phil-HyunPresident of KSNET
GrantEmployee Stock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001062993-18-003709 · form4.xml · derivative · entry 2

Oh Phil-Hyun · CIK 0001534422 · President of KSNET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2028-09-07

F2 · derivative.exercise_date: Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, September 7, 2018.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:22 UTC
Meyer Philippus StefanusManaging Director: Transact24
GrantEmployee Stock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001062993-18-003705 · form4.xml · derivative · entry 1

Meyer Philippus Stefanus · CIK 0001664388 · Managing Director: Transact24

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2028-09-07

F1 · derivative.exercise_date: Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, September 7, 2018.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:21 UTC
Pillay NunthakumarinManaging Dir.: Southern Africa
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001062993-18-003703 · form4.xml · derivative · entry 4

Pillay Nunthakumarin · CIK 0001666525 · Managing Dir.: Southern Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-09-07

F4 · derivative.exercise_date: Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, September 7, 2018.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:21 UTC
Pillay NunthakumarinManaging Dir.: Southern Africa
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003703 · form4.xml · nonDerivative · entry 3

Pillay Nunthakumarin · CIK 0001666525 · Managing Dir.: Southern Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,667

F3 · shares: Represents a grant of restricted stock approved by the remuneration committee of the Issuer's board of directors pursuant to the Amended and Restated 2015 Stock Incentive Plan. Vesting is subject to the satisfaction of the following conditions: (1) the trading price the Company's shares must equal or exceed certain agreed volume-weighted average stock price ("VWAP") levels for a period of 30 consecutive trading days during a measurement period commencing on the date that it files its Annual Report on Form 10-K for the fiscal year ended 2021 and ending on December 31, 2021 and (2) the recipient is employed by the Company on a full-time basis when the condition in (1) is met. If both of these conditions are not satisfied, then none of the shares of restricted stock will vest and they will be forfeited.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:20 UTC
Kotze HermanDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 58,000 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001062993-18-003702 · form4.xml · derivative · entry 4

Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Common Stock · 58,000 shares

Expires 2028-09-07

F4 · derivative.exercise_date: Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, September 7, 2018.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:20 UTC
Kotze HermanDirector · Chief Executive Officer
GrantCommon Stock 58,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003702 · form4.xml · nonDerivative · entry 3

Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,000

F3 · shares: Represents a grant of restricted stock approved by the remuneration committee of the Issuer's board of directors pursuant to the Amended and Restated 2015 Stock Incentive Plan. Vesting is subject to the satisfaction of the following conditions: (1) the trading price the Company's shares must equal or exceed certain agreed volume-weighted average stock price ("VWAP") levels for a period of 30 consecutive trading days during a measurement period commencing on the date that it files its Annual Report on Form 10-K for the fiscal year ended 2021 and ending on December 31, 2021 and (2) the recipient is employed by the Company on a full-time basis when the condition in (1) is met. If both of these conditions are not satisfied, then none of the shares of restricted stock will vest and they will be forfeited.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:19 UTC
Smith Alexander Michael RamsayDirector · Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001062993-18-003700 · form4.xml · derivative · entry 2

Smith Alexander Michael Ramsay · CIK 0001731677 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-09-07

F2 · derivative.exercise_date: Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, September 7, 2018.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:19 UTC
Smith Alexander Michael RamsayDirector · Chief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003700 · form4.xml · nonDerivative · entry 1

Smith Alexander Michael Ramsay · CIK 0001731677 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,817

F1 · shares: Represents a grant of restricted stock approved by the remuneration committee of the Issuer's board of directors pursuant to the Amended and Restated 2015 Stock Incentive Plan. Vesting is subject to the satisfaction of the following conditions: (1) (1) the trading price the Company's shares must equal or exceed certain agreed volume-weighted average stock price ("VWAP") levels for a period of 30 consecutive trading days during a measurement period commencing on the date that it files its Annual Report on Form 10-K for the fiscal year ended 2021 and ending on December 31, 2021 and (2) the recipient is employed by the Company on a full-time basis when the condition in (1) is met. If both of these conditions are not satisfied, then none of the shares of restricted stock will vest and they will be forfeited.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:18 UTC
Soma NitinVice President, IT
GrantEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001062993-18-003698 · form4.xml · derivative · entry 4

Soma Nitin · CIK 0001302353 · Vice President, IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-09-07

F4 · derivative.exercise_date: Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, September 7, 2018.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 20:18 UTC
Soma NitinVice President, IT
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003698 · form4.xml · nonDerivative · entry 3

Soma Nitin · CIK 0001302353 · Vice President, IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F3 · shares: Represents a grant of restricted stock approved by the remuneration committee of the Issuer's board of directors pursuant to the Amended and Restated 2015 Stock Incentive Plan. Vesting is subject to the satisfaction of the following conditions: (1) the trading price the Company's shares must equal or exceed certain agreed volume-weighted average stock price ("VWAP") levels for a period of 30 consecutive trading days during a measurement period commencing on the date that it files its Annual Report on Form 10-K for the fiscal year ended 2021 and ending on December 31, 2021 and (2) the recipient is employed by the Company on a full-time basis when the condition in (1) is met. If both of these conditions are not satisfied, then none of the shares of restricted stock will vest and they will be forfeited.

Read SEC document
September 07, 2018 Filed Sep 18, 2018 20:15 UTC
Dunn Andrew JamesChief Executive Officer - DNI
GrantEmployee Stock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001062993-18-003775 · form4.xml · derivative · entry 1

Dunn Andrew James · CIK 0001753101 · Chief Executive Officer - DNI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2028-09-07

F1 · derivative.exercise_date: Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, September 7, 2018.

Read SEC document
June 30, 2018 Filed Sep 11, 2018 21:30 UTC
Oh Phil-HyunPresident of KSNET
Disposition to issuerCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003709 · form4.xml · nonDerivative · entry 1

Oh Phil-Hyun · CIK 0001534422 · President of KSNET

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents forfeiture of restricted stock as of June 30, 2018. Vesting was subject to: (A) recipient's continued employment with the Company through to the date it filed its 2018 Form 10-K; (B) if that condition is satisfied, then the shares would have vested based on the agreed levels of Fundamental EPS for fiscal 2018 ("2018 FEPS"), with the minimum target set at 2018 FEPS of $2.88. The Company did not achieve even the minimum 2018 FEPS target and therefore the award was forfeited.

Read SEC document
June 30, 2018 Filed Sep 11, 2018 20:21 UTC
Pillay NunthakumarinManaging Dir.: Southern Africa
Disposition to issuerCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003703 · form4.xml · nonDerivative · entry 2

Pillay Nunthakumarin · CIK 0001666525 · Managing Dir.: Southern Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,667

F2 · shares: Represents forfeiture of restricted stock as of June 30, 2018. Vesting was subject to: (A) recipient's continued employment with the Company through to the date it filed its 2018 Form 10-K; (B) if that condition is satisfied, then the shares would have vested based on the agreed levels of Fundamental EPS for fiscal 2018 ("2018 FEPS"), with the minimum target set at 2018 FEPS of $2.88. The Company did not achieve even the minimum 2018 FEPS target and therefore the award was forfeited.

Read SEC document
June 30, 2018 Filed Sep 11, 2018 20:20 UTC
Kotze HermanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 39,762 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003702 · form4.xml · nonDerivative · entry 2

Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,000

F2 · shares: Represents forfeiture of restricted stock as of June 30, 2018. Vesting was subject to: (A) recipient's continued employment with the Company through to the date it filed its 2018 Form 10-K; (B) if that condition is satisfied, then the shares would have vested based on the agreed levels of Fundamental EPS for fiscal 2018 ("2018 FEPS"), with the minimum target set at 2018 FEPS of $2.88. The Company did not achieve even the minimum 2018 FEPS target and therefore the award was forfeited.

Read SEC document
June 30, 2018 Filed Sep 11, 2018 20:18 UTC
Soma NitinVice President, IT
Disposition to issuerCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003698 · form4.xml · nonDerivative · entry 2

Soma Nitin · CIK 0001302353 · Vice President, IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F2 · shares: Represents forfeiture of restricted stock as of June 30, 2018. Vesting was subject to: (A) recipient's continued employment with the Company through to the date it filed its 2018 Form 10-K; (B) if that condition is satisfied, then the shares would have vested based on the agreed levels of Fundamental EPS for fiscal 2018 ("2018 FEPS"), with the minimum target set at 2018 FEPS of $2.88. The Company did not achieve even the minimum 2018 FEPS target and therefore the award was forfeited.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 13:08 UTC PurchaseCommon Stock 9,210 $8.70 $80,127.00
Disclosure

SEC source: 0001062993-18-002752 · form4.xml · nonDerivative · entry 1

MOCKETT ALFRED T · CIK 0001212421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,549

Read SEC document
June 27, 2018 Filed Jun 28, 2018 14:18 UTC PurchaseCommon Stock 14,700 $8.68 $127,596.00
Disclosure

SEC source: 0001062993-18-002731 · form4.xml · nonDerivative · entry 2

MOCKETT ALFRED T · CIK 0001212421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,339

F1 · price: Purchase prices for the transactions reported here range from $8.67 to $8.69. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

Read SEC document
June 25, 2018 Filed Jun 28, 2018 14:18 UTC PurchaseCommon Stock 6,090 $8.50 $51,765.00
Disclosure

SEC source: 0001062993-18-002731 · form4.xml · nonDerivative · entry 1

MOCKETT ALFRED T · CIK 0001212421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,639

Read SEC document
March 01, 2018 Filed Mar 1, 2018 14:10 UTC
Smith Alexander Michael RamsayDirector · Chief Financial Officer
GrantCommon Stock 22,817 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-001031 · form4.xml · nonDerivative · entry 1

Smith Alexander Michael Ramsay · CIK 0001731677 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,817

F1 · shares: Represents a grant of restricted stock, half of which will vest on each of the first and second anniversaries of the grant date, March 1, 2018, provided the recipient is an employee on such dates.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:20 UTC PurchaseCommon Stock 60,821 $10.75 $653,825.75
Disclosure

SEC source: 0001062993-18-001045 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 250,000

F1 · price: The underlying transactions are denominated in ZAR and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. Purchase prices for the transactions reported here range from ZAR125.00 to ZAR127.00. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:17 UTC PurchaseCommon Stock 10,500 $10.73 $112,665.00
Disclosure

SEC source: 0001062993-18-000997 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 189,179

F1 · price: The underlying transactions are denominated in South African rand ("ZAR") and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. The purchase price for the transactions reported here was ZAR125.00 per security.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 21:19 UTC PurchaseCommon Stock 65,935 $10.67 $703,526.45
Disclosure

SEC source: 0001062993-18-000965 · form4.xml · nonDerivative · entry 2

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 178,679

F3 · price: The underlying transactions are denominated in ZAR and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. Purchase prices for the transactions reported here range from ZAR121.50 to ZAR125.00. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:19 UTC PurchaseCommon Stock 5,000 $10.67 $53,350.00
Disclosure

SEC source: 0001062993-18-000965 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 112,744

F1 · price: The underlying transactions are denominated in South African rand ("ZAR") and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. The purchase price for the transactions reported here was ZAR125.00 per security.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
February 19, 2018 Filed Feb 20, 2018 21:17 UTC PurchaseCommon Stock 1,322 $10.73 $14,185.06
Disclosure

SEC source: 0001062993-18-000927 · form4.xml · nonDerivative · entry 2

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 107,744

F3 · price: The underlying transactions are denominated in South African rand ("ZAR") and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. The purchase price for the transactions reported here was ZAR125.00 per security. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:17 UTC PurchaseCommon Stock 3,000 $10.20 $30,600.00
Disclosure

SEC source: 0001062993-18-000927 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 106,422

F1 · price: The underlying transactions are denominated in South African rand ("ZAR") and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. The purchase price for the transactions reported here was ZAR118.50 per security. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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February 15, 2018 Filed Feb 15, 2018 21:16 UTC PurchaseCommon Stock 10,547 $10.13 $106,841.11
Disclosure

SEC source: 0001062993-18-000883 · form4.xml · nonDerivative · entry 3

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 103,422

F4 · price: The underlying transactions were denominated in ZAR and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transaction. The purchase price for the transactions reported here was ZAR118.50 per security. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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February 15, 2018 Filed Feb 15, 2018 21:16 UTC
Kotze HermanDirector · CEO and CFO
PurchaseCommon Stock 5,000 $9.89 $49,450.00
Disclosure

SEC source: 0001062993-18-000882 · form4.xml · nonDerivative · entry 2

Kotze Herman · CIK 0001301356 · Director · CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,940

F2 · price: The purchase price for the transactions reported here was $9.89 per security. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

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February 14, 2018 Filed Feb 15, 2018 21:16 UTC PurchaseCommon Stock 40,000 $9.67 $386,800.00
Disclosure

SEC source: 0001062993-18-000883 · form4.xml · nonDerivative · entry 2

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 92,875

F3 · price: Purchase prices for the transactions reported here range from $9.59 to $9.75. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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February 14, 2018 Filed Feb 15, 2018 21:16 UTC PurchaseCommon Stock 2,875 $9.84 $28,290.00
Disclosure

SEC source: 0001062993-18-000883 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 52,875

F1 · price: The underlying transactions are denominated in South African rand ("ZAR") and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. Purchase prices for the transactions reported here range from ZAR115.50 to ZAR118.00. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 68% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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February 13, 2018 Filed Feb 15, 2018 21:16 UTC
Kotze HermanDirector · CEO and CFO
PurchaseCommon Stock 1,000 $9.66 $9,660.00
Disclosure

SEC source: 0001062993-18-000882 · form4.xml · nonDerivative · entry 1

Kotze Herman · CIK 0001301356 · Director · CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,940

F1 · price: The underlying transactions were denominated in South African rand ("ZAR") and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transaction. The purchase price for the transactions reported here was ZAR115.50 per security. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

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February 08, 2018 Filed Mar 7, 2026 00:43 UTC SaleCommon Stock 20,220 $11.06 $223,633.20
Disclosure

SEC source: 0001193125-26-097172 · ownership.xml · nonDerivative · entry 17

International Finance Corp · CIK 0001384542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,267,239

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February 07, 2018 Filed Mar 7, 2026 00:43 UTC SaleCommon Stock 42,100 $10.83 $455,943.00
Disclosure

SEC source: 0001193125-26-097172 · ownership.xml · nonDerivative · entry 16

International Finance Corp · CIK 0001384542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,287,459

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December 31, 2017 Filed Sep 11, 2018 20:21 UTC
Pillay NunthakumarinManaging Dir.: Southern Africa
Disposition to issuerCommon Stock 14,559 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003703 · form4.xml · nonDerivative · entry 1

Pillay Nunthakumarin · CIK 0001666525 · Managing Dir.: Southern Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,667

F1 · shares: Represents forfeiture of restricted stock on December 31, 2017. Vesting was subject to the satisfaction of the following conditions: (1) the closing price of the Company's common stock equaled to or exceeded $19.41 for a period of 30 consecutive trading days during a measurement period commencing on the date that the Company filed its Annual Report on Form 10-K for the fiscal year ended 2017 and ending on December 31, 2017 and (2) the recipient remained employed by the Company on a full-time basis when the condition in (1) was met. The stock price did not meet or exceed the specified target and award was forfeited.

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December 31, 2017 Filed Sep 11, 2018 20:20 UTC
Kotze HermanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 44,178 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003702 · form4.xml · nonDerivative · entry 1

Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,762

F1 · shares: Represents forfeiture of restricted stock on December 31, 2017. Vesting was subject to the satisfaction of the following conditions: (1) the closing price of the Company's common stock equaled to or exceeded $19.41 for a period of 30 consecutive trading days during a measurement period commencing on the date that the Company filed its Annual Report on Form 10-K for the fiscal year ended 2017 and ending on December 31, 2017 and (2) the recipient remained employed by the Company on a full-time basis when the condition in (1) was met. The stock price did not meet or exceed the specified target and award was forfeited.

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December 31, 2017 Filed Sep 11, 2018 20:18 UTC
Soma NitinVice President, IT
Disposition to issuerCommon Stock 24,328 $0.00 $0.00
Disclosure

SEC source: 0001062993-18-003698 · form4.xml · nonDerivative · entry 1

Soma Nitin · CIK 0001302353 · Vice President, IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

F1 · shares: Represents forfeiture of restricted stock on December 31, 2017. Vesting was subject to the satisfaction of the following conditions: (1) the closing price of the Company's common stock equaled to or exceeded $19.41 for a period of 30 consecutive trading days during a measurement period commencing on the date that the Company filed its Annual Report on Form 10-K for the fiscal year ended 2017 and ending on December 31, 2017 and (2) the recipient remained employed by the Company on a full-time basis when the condition in (1) was met. The stock price did not meet or exceed the specified target and award was forfeited.

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December 20, 2017 Filed Dec 21, 2017 13:45 UTC GrantCommon Stock 50,000 $11.68 $584,000.00
Disclosure

SEC source: 0001062993-17-005320 · form4.xml · nonDerivative · entry 1

Seabrooke Christopher Stefan · CIK 0001314820 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,000

F1 · price: The underlying transactions are denominated in South African rand ("ZAR") and were executed on the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transactions. Purchase prices for the transactions reported here range from ZAR146.5 to ZAR148.0. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

F2 · ownership.nature: A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 67% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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December 18, 2017 Filed Dec 19, 2017 12:12 UTC
Edwards PaulDirector
SaleCommon Stock 9,000 $11.36 $102,240.00
Disclosure

SEC source: 0001062993-17-005304 · form4.xml · nonDerivative · entry 1

Edwards Paul · CIK 0001333068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,822

F1 · shares: Represents 9,000 shares which were part of an original grant of 10,000 restricted shares. The aforementioned restricted shares were originally set to vest over a three-year period. After the end of fiscal 2017, the board amended the terms of the outstanding awards to vest immediately. As a result of this amendment, all shares held at June 30, 2017 were fully-vested.

F2 · price: Sale prices for the transactions reported here range from $11.30 to $11.45. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

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December 12, 2017 Filed Dec 13, 2017 21:15 UTC SaleCommon Stock 6,500 $11.01 $71,565.00
Disclosure

SEC source: 0001062993-17-005243 · form4.xml · nonDerivative · entry 1

Pein Alasdair Jonathan Kemsley · CIK 0001311772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,061

F1 · shares: The common stock sold includes (i) 2,176 shares which were part of an original grant of 6,530 restricted shares, which became transferable in three equal annual installments commencing August 21, 2014; and (ii) 3,140 shares which were part of an original grant of 4,702 restricted shares, which became transferable in three equal annual installments commencing August 27, 2015, and (iii) 1,184 shares which were part of an original grant of 5,985 restricted shares, which became transferable in three equal annual installments commencing August 19, 2016.

F2 · price: Sale prices for the transactions reported here range from $11.00 to $11.10. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.

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November 16, 2017 Filed Mar 7, 2026 00:43 UTC SaleCommon Stock 26,731 $9.53 $254,746.43
Disclosure

SEC source: 0001193125-26-097172 · ownership.xml · nonDerivative · entry 15

International Finance Corp · CIK 0001384542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,329,559

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November 15, 2017 Filed Mar 7, 2026 00:43 UTC SaleCommon Stock 51,900 $9.48 $492,012.00
Disclosure

SEC source: 0001193125-26-097172 · ownership.xml · nonDerivative · entry 14

International Finance Corp · CIK 0001384542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,356,290

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November 14, 2017 Filed Mar 7, 2026 00:43 UTC SaleCommon Stock 48,400 $9.50 $459,800.00
Disclosure

SEC source: 0001193125-26-097172 · ownership.xml · nonDerivative · entry 13

International Finance Corp · CIK 0001384542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,408,190

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November 13, 2017 Filed Mar 7, 2026 00:43 UTC SaleCommon Stock 50,000 $9.63 $481,500.00
Disclosure

SEC source: 0001193125-26-097172 · ownership.xml · nonDerivative · entry 12

International Finance Corp · CIK 0001384542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,456,590

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November 13, 2017 Filed Mar 7, 2026 00:43 UTC SaleCommon Stock 14,700 $9.64 $141,708.00
Disclosure

SEC source: 0001193125-26-097172 · ownership.xml · nonDerivative · entry 11

International Finance Corp · CIK 0001384542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,506,590

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November 10, 2017 Filed Mar 7, 2026 00:43 UTC SaleCommon Stock 85,036 $9.74 $828,250.64
Disclosure

SEC source: 0001193125-26-097172 · ownership.xml · nonDerivative · entry 10

International Finance Corp · CIK 0001384542 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,521,290

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.