Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Piermont Valley Acquisition CorpCMCA · Entity 9572 | CFO and Secretary | November 30, 2021 | December 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Piermont Valley Acquisition Corp
Report date November 30, 2021 · Filed December 03, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LESAKA TECHNOLOGIES INC
Report date September 30, 2020 · Filed October 01, 2020
Section 16 reporting ended · disclosed 2020-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 189,800 |
Reported balance
After 2020-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-09-30 · Disposition to issuer · Disposed 625,200 · Balance 189,800 F1: These shares were subject to market and performance conditions and the Reporting Person forfeited these shares upon resignation on September 30, 2020. F2: Includes 66,800 shares of time-based restricted stock granted to the Reporting Person in February 2020 that vested on September 30, 2020, pursuant to the Separation and Release of Claims Agreement entered into between the Reporting Person and the Issuer on August 5, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were subject to market and performance conditions and the Reporting Person forfeited these shares upon resignation on September 30, 2020.
F2: Includes 66,800 shares of time-based restricted stock granted to the Reporting Person in February 2020 that vested on September 30, 2020, pursuant to the Separation and Release of Claims Agreement entered into between the Reporting Person and the Issuer on August 5, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2020 Filed Oct 1, 2020 20:06 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | Disposition to issuerCommon Stock | 625,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-004717 · form4.xml · nonDerivative · entry 1 Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,800 F1 · shares: These shares were subject to market and performance conditions and the Reporting Person forfeited these shares upon resignation on September 30, 2020. F2 · balance_after: Includes 66,800 shares of time-based restricted stock granted to the Reporting Person in February 2020 that vested on September 30, 2020, pursuant to the Separation and Release of Claims Agreement entered into between the Reporting Person and the Issuer on August 5, 2020. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:15 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | GrantCommon Stock | 267,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-001159 · form4.xml · nonDerivative · entry 2 Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,000 F2 · shares: Represents a grant of restricted stock approved by the remuneration committee of the Issuer's board of directors pursuant to the Amended and Restated 2015 Stock Incentive Plan. Vesting is subject to the satisfaction of the following conditions: (1) achievement of an agreed return on average net equity per year during a measurement period commencing from July 1, 2021, through June 30, 2023 and (2) the recipient is employed by the Company on a full-time basis when the condition in (1) is met. If both of these conditions are not satisfied, then none of the shares of restricted stock will vest and they will be forfeited. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:15 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | GrantCommon Stock | 66,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-001159 · form4.xml · nonDerivative · entry 1 Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,800 F1 · shares: Represents a grant of restricted stock approved by the remuneration committee of the Issuer's board of directors pursuant to the Amended and Restated 2015 Stock Incentive Plan. Vesting is conditional upon the recipients continued employment with the Company through June 30, 2023. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 13:00 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | PurchaseCommon Stock | 12,000 | $6.74 | $80,880.00 |
DisclosureSEC source: 0001062993-18-003804 · form4.xml · nonDerivative · entry 1 Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,000 F1 · price: Purchase prices for the transactions reported here range from $6.71 to $6.75. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:20 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | GrantEmployee Stock Option (Right to Buy) · Derivative | 58,000 | $0.00 Strike: $6.20 | $0.00 |
DisclosureSEC source: 0001062993-18-003702 · form4.xml · derivative · entry 4 Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 58,000 shares Expires 2028-09-07 F4 · derivative.exercise_date: Subject to the recipient's continuous service through the applicable vesting date, one third of the options vest on each of the first, second and third anniversaries of the grant date, September 7, 2018. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 20:20 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | GrantCommon Stock | 58,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-18-003702 · form4.xml · nonDerivative · entry 3 Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,000 F3 · shares: Represents a grant of restricted stock approved by the remuneration committee of the Issuer's board of directors pursuant to the Amended and Restated 2015 Stock Incentive Plan. Vesting is subject to the satisfaction of the following conditions: (1) the trading price the Company's shares must equal or exceed certain agreed volume-weighted average stock price ("VWAP") levels for a period of 30 consecutive trading days during a measurement period commencing on the date that it files its Annual Report on Form 10-K for the fiscal year ended 2021 and ending on December 31, 2021 and (2) the recipient is employed by the Company on a full-time basis when the condition in (1) is met. If both of these conditions are not satisfied, then none of the shares of restricted stock will vest and they will be forfeited. Read SEC document |
| June 30, 2018 Filed Sep 11, 2018 20:20 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | Disposition to issuerCommon Stock | 39,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-18-003702 · form4.xml · nonDerivative · entry 2 Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,000 F2 · shares: Represents forfeiture of restricted stock as of June 30, 2018. Vesting was subject to: (A) recipient's continued employment with the Company through to the date it filed its 2018 Form 10-K; (B) if that condition is satisfied, then the shares would have vested based on the agreed levels of Fundamental EPS for fiscal 2018 ("2018 FEPS"), with the minimum target set at 2018 FEPS of $2.88. The Company did not achieve even the minimum 2018 FEPS target and therefore the award was forfeited. Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 21:16 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | PurchaseCommon Stock | 5,000 | $9.89 | $49,450.00 |
DisclosureSEC source: 0001062993-18-000882 · form4.xml · nonDerivative · entry 2 Kotze Herman · CIK 0001301356 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,940 F2 · price: The purchase price for the transactions reported here was $9.89 per security. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:16 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | PurchaseCommon Stock | 1,000 | $9.66 | $9,660.00 |
DisclosureSEC source: 0001062993-18-000882 · form4.xml · nonDerivative · entry 1 Kotze Herman · CIK 0001301356 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,940 F1 · price: The underlying transactions were denominated in South African rand ("ZAR") and were executed through the trading system of the JSE Limited. The amount reported in United States dollars is based on the exchange rate in effect on the date of the transaction. The purchase price for the transactions reported here was ZAR115.50 per security. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or its shareholders upon request. Read SEC document |
| December 31, 2017 Filed Sep 11, 2018 20:20 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | Disposition to issuerCommon Stock | 44,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-18-003702 · form4.xml · nonDerivative · entry 1 Kotze Herman · CIK 0001301356 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,762 F1 · shares: Represents forfeiture of restricted stock on December 31, 2017. Vesting was subject to the satisfaction of the following conditions: (1) the closing price of the Company's common stock equaled to or exceeded $19.41 for a period of 30 consecutive trading days during a measurement period commencing on the date that the Company filed its Annual Report on Form 10-K for the fiscal year ended 2017 and ending on December 31, 2017 and (2) the recipient remained employed by the Company on a full-time basis when the condition in (1) was met. The stock price did not meet or exceed the specified target and award was forfeited. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 20:38 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-17-003960 · form4.xml · nonDerivative · entry 2 Kotze Herman · CIK 0001301356 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,940 F2 · shares: Represents a grant of restricted stock approved by the remuneration committee of the Issuer's board of directors pursuant to the Amended and Restated 2015 Stock Incentive Plan. Vesting is subject to the satisfaction of the following conditions: (1) the price of the Company's common stock is equal to or exceeds certain stock price levels during a specific measurement period and (2) the recipient is employed by the Company on a full-time basis when the condition in (1) is met. If both of these conditions are not satisfied, then none of the shares of restricted stock will vest and they will be forfeited. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 20:38 UTC | LESAKA TECHNOLOGIES INC UEPS · Entity 5691 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-17-003960 · form4.xml · nonDerivative · entry 1 Kotze Herman · CIK 0001301356 · Director · CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,940 F1 · shares: Represents a grant of restricted stock which will vest on August 23, 2020, provided the recipient is an employee on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.