Tapewire

Nasdaq · USD

LRMR

Larimar Therapeutics, Inc.

Export transactions ↓
Tapewire entity
5634
SEC CIK
0001374690
Parsed reports
171

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202670
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2021 Filed May 17, 2021 21:09 UTC GrantStock Option (right to buy) · Derivative 8,300 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001192482-21-000442 · edgar.xml · derivative · entry 1

LEFF JONATHAN S · CIK 0001215242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires 2031-05-12

F1 · shares: The Reporting Person, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the option for the benefit, and at the direction, of Deerfield Management Company, L.P.

F2 · derivative.exercise_date: The Option vests on the earlier of (a) May 12, 2022 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

F1 · derivative.underlying_shares: The Reporting Person, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the option for the benefit, and at the direction, of Deerfield Management Company, L.P.

F1 · balance_after: The Reporting Person, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the option for the benefit, and at the direction, of Deerfield Management Company, L.P.

Read SEC document
May 12, 2021 Filed May 17, 2021 21:08 UTC GrantStock Option (right to buy) · Derivative 8,300 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001192482-21-000441 · edgar.xml · derivative · entry 1

Daniel Thomas O · CIK 0001538894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The Option vests on the earlier of (a) May 12, 2022 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

Read SEC document
May 12, 2021 Filed May 17, 2021 20:59 UTC GrantStock Option (right to buy) · Derivative 8,300 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001192482-21-000438 · edgar.xml · derivative · entry 1

Hamilton Thomas Edward · CIK 0001769848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The Option vests on the earlier of (a) May 12, 2022 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

Read SEC document
May 12, 2021 Filed May 20, 2021 12:48 UTC GrantStock Option (right to buy) · Derivative 8,300 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001192482-21-000445 · edgar.xml · derivative · entry 1

Truitt Joseph · CIK 0001452429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Underlying: Common Stock · 8,300 shares

Expires 2031-05-12

F1 · derivative.exercise_date: The Option vests on the earlier of (a) May 12, 2022 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 10:55 UTC
Celano MichaelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 42,000 $0.00 Strike: $19.61 $0.00
Disclosure

SEC source: 0001192482-21-000074 · edgar.xml · derivative · entry 1

Celano Michael · CIK 0001377582 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2031-01-19

F1 · derivative.exercise_date: The option vests 25% on January 19, 2022, with the remaining 75% vesting in equal monthly installments on the last day of each of the 36 calendar months immediately following such date, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 15:56 UTC
BEN-MAIMON CAROLEDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 106,700 $0.00 Strike: $19.61 $0.00
Disclosure

SEC source: 0001192482-21-000075 · edgar.xml · derivative · entry 1

BEN-MAIMON CAROLE · CIK 0001529611 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,700

Underlying: Common Stock · 106,700 shares

Expires 2031-01-19

F1 · derivative.exercise_date: The option vests 25% on January 19, 2022, with the remaining 75% vesting in equal monthly installments on the last day of each of the 36 calendar months immediately following such date, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 18:00 UTC GrantStock Option (right to buy) · Derivative 16,600 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001192482-20-000742 · edgar.xml · derivative · entry 1

Truitt Joseph · CIK 0001452429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2030-07-16

F1 · derivative.exercise_date: The Option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Company's special meeting of stockholders on September 29, 2020. The vesting commencement date for the option is July 16, 2020, and the option vests in equal monthly installments over 36 months, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 14:05 UTC
Celano MichaelChief Financial Officer
GrantStock Option (right to buy) · Derivative 84,100 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001192482-20-000745 · edgar.xml · derivative · entry 1

Celano Michael · CIK 0001377582 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,100

Underlying: Common Stock · 84,100 shares

Expires 2030-07-16

F1 · derivative.exercise_date: The Option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Company's special meeting of stockholders on September 29, 2020. The Option vests 25% on July 16, 2021, with the remaining 75% vesting in equal monthly installments over 36 months, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 18:09 UTC GrantStock Option (right to buy) · Derivative 16,600 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001192482-20-000747 · edgar.xml · derivative · entry 1

Barrett Peter · CIK 0001291895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2030-07-16

F1 · derivative.exercise_date: The Option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Company's special meeting of stockholders on September 29, 2020. The vesting commencement date for the option is July 16, 2020, and the option vests in equal monthly installments over 36 months, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 17:52 UTC GrantStock Option (right to buy) · Derivative 16,600 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001192482-20-000738 · edgar.xml · derivative · entry 1

THOMAS FRANK E · CIK 0001242616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2030-07-16

F1 · derivative.exercise_date: The Option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Company's special meeting of stockholders on September 29, 2020. The vesting commencement date for the option is July 16, 2020, and the option vests in equal monthly installments over 36 months, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 17:58 UTC GrantStock Option (right to buy) · Derivative 16,600 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001192482-20-000740 · edgar.xml · derivative · entry 1

LEFF JONATHAN S · CIK 0001215242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2030-07-16

F1 · shares: The Reporting Person, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the option for the benefit, and at the direction, of Deerfield Management Company, L.P.

F2 · derivative.exercise_date: The Option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Company's special meeting of stockholders on September 29, 2020. The vesting commencement date for the option is July 16, 2020, and the option vests in equal monthly installments over 36 months, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

F1 · derivative.underlying_shares: The Reporting Person, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the option for the benefit, and at the direction, of Deerfield Management Company, L.P.

F1 · balance_after: The Reporting Person, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the option for the benefit, and at the direction, of Deerfield Management Company, L.P.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 18:14 UTC GrantStock Option (right to buy) · Derivative 16,600 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001192482-20-000751 · edgar.xml · derivative · entry 1

Hamilton Thomas Edward · CIK 0001769848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2030-07-16

F1 · derivative.exercise_date: The Option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Company's special meeting of stockholders on September 29, 2020. The vesting commencement date for the option is July 16, 2020, and the option vests in equal monthly installments over 36 months, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 18:12 UTC GrantStock Option (right to buy) · Derivative 16,600 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001192482-20-000749 · edgar.xml · derivative · entry 1

Daniel Thomas O · CIK 0001538894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2030-07-16

F1 · derivative.exercise_date: The Option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Company's special meeting of stockholders on September 29, 2020. The vesting commencement date for the option is July 16, 2020, and the option vests in equal monthly installments over 36 months, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 17:50 UTC
BEN-MAIMON CAROLEDirector · President and CEO
GrantStock Option (right to buy) · Derivative 411,400 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001192482-20-000736 · edgar.xml · derivative · entry 1

BEN-MAIMON CAROLE · CIK 0001529611 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,400

Underlying: Common Stock · 411,400 shares

Expires 2030-07-16

F1 · derivative.exercise_date: The Option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Company's special meeting of stockholders on September 29, 2020. The Option vests 25% on July 16, 2021, with the remaining 75% vesting in equal monthly installments over 36 months, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 20:27 UTC
Flynn James EDirector · 10% owner · * Director by Deputization
DEERFIELD MANAGEMENT COMPANY, L.P.Director · 10% owner · * Director by Deputization
GrantStock Option (Right to Buy) · Derivative 16,600 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0001193805-20-001219 · e619973_4-larimar.xml · derivative · entry 1

Flynn James E · CIK 0001352546 · Director · 10% owner · * Director by Deputization

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · Director · 10% owner · * Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Management Company, L.P.

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2030-07-16

F1 · shares: Jonathan S. Leff, a partner in Deerfield Management Company, L.P., serves as a director of the Issuer. The option granted to Jonathan S. Leff and reported herein is held for the benefit, and at the direction, of Deerfield Management Company, L.P. ("Deerfield Management")

F2 · derivative.exercise_date: The option was granted on July 16, 2020 subject to stockholder approval, which was obtained at the Issuer's special meeting of stockholders on September 29, 2020. The vesting commencement date for the option is July 16, 2020, and the option vests in equal monthly installments over 36 months, subject to Jonathan S. Leff 's continued service with the Issuer through each applicable vesting date.

F1 · derivative.underlying_shares: Jonathan S. Leff, a partner in Deerfield Management Company, L.P., serves as a director of the Issuer. The option granted to Jonathan S. Leff and reported herein is held for the benefit, and at the direction, of Deerfield Management Company, L.P. ("Deerfield Management")

F1 · balance_after: Jonathan S. Leff, a partner in Deerfield Management Company, L.P., serves as a director of the Issuer. The option granted to Jonathan S. Leff and reported herein is held for the benefit, and at the direction, of Deerfield Management Company, L.P. ("Deerfield Management")

F1 · ownership.nature: Jonathan S. Leff, a partner in Deerfield Management Company, L.P., serves as a director of the Issuer. The option granted to Jonathan S. Leff and reported herein is held for the benefit, and at the direction, of Deerfield Management Company, L.P. ("Deerfield Management")

F3 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entity listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). James E. Flynn is the sole member of the general partner of Deerfield Management Company, L.P. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 21:02 UTC OtherCommon Stock 159,433 $0.00 $0.00
Disclosure

SEC source: 0001192482-20-000588 · edgar.xml · nonDerivative · entry 2

Hamilton Thomas Edward · CIK 0001769848 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · FA Life Sciences, Inc.

Disclosed balance after: 292,853

F2 · kind: Pro rata distribution from Holdings to its members, for no consideration.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 21:02 UTC OtherCommon Stock 133,420 $0.00 $0.00
Disclosure

SEC source: 0001192482-20-000588 · edgar.xml · nonDerivative · entry 1

Hamilton Thomas Edward · CIK 0001769848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,420

F1 · kind: Pro rata distribution from Chondrial Therapeutics Holdings, LLC ("Holdings") to its members, for no consideration. The reporting person is a member of the board of managers of Holdings.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 21:01 UTC OtherCommon Stock 6,091,242 $0.00 $0.00
Disclosure

SEC source: 0001192482-20-000587 · edgar.xml · nonDerivative · entry 1

CHONDRIAL THERAPEUTICS HOLDINGS, LLC · CIK 0001776691 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8

F1 · kind: Chondrial Therapeutics Holdings, LLC distributed these shares to its members on a pro rata basis, for no consideration.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 21:00 UTC
BEN-MAIMON CAROLEDirector · President and CEO
OtherCommon Stock 25,083 $0.00 $0.00
Disclosure

SEC source: 0001192482-20-000586 · edgar.xml · nonDerivative · entry 1

BEN-MAIMON CAROLE · CIK 0001529611 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,083

F1 · kind: Pro rata distribution from Chondrial Therapeutics Holdings, LLC ("Holdings") to its members, for no consideration. The reporting person is a member of the board of managers and President and Chief Executive Officer of Holdings.

Read SEC document
May 28, 2020 Filed Jun 5, 2020 20:04 UTC
Celano MichaelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 60,479 $0.00 Strike: $11.88 $0.00
Disclosure

SEC source: 0001192482-20-000435 · edgar.xml · derivative · entry 1

Celano Michael · CIK 0001377582 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,479

Underlying: Common Stock · 60,479 shares

Expires 2030-05-28

F1 · derivative.exercise_date: The option vests 25% on May 28, 2021, with the remaining 75% vesting in equal monthly installments on the last day of each of the 36 calendar months immediately following such date, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 23:42 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0000899243-19-018485 · doc4.xml · derivative · entry 1

EVERETT WENDY · CIK 0001742622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2029-06-26

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 26, 2020 or the date of the 2020 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 23:34 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0000899243-19-018476 · doc4.xml · derivative · entry 1

Barrett Peter · CIK 0001291895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2029-06-26

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 26, 2020 or the date of the 2020 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 23:36 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0000899243-19-018481 · doc4.xml · derivative · entry 1

PEREZ ROBERT J · CIK 0001263230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2029-06-26

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 26, 2020 or the date of the 2020 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 23:36 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0000899243-19-018480 · doc4.xml · derivative · entry 1

THOMAS FRANK E · CIK 0001242616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2029-06-26

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 26, 2020 or the date of the 2020 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 19:33 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0000899243-19-018474 · doc4.xml · derivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2029-06-26

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 26, 2020 or the date of the 2020 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 23:37 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0000899243-19-018483 · doc4.xml · derivative · entry 1

McDonough Cameron Geoffrey · CIK 0001579130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2029-06-26

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 26, 2020 or the date of the 2020 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 23:35 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0000899243-19-018479 · doc4.xml · derivative · entry 1

Daniel Thomas O · CIK 0001538894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2029-06-26

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 26, 2020 or the date of the 2020 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 22:37 UTC
Singhal PriyaHead of Research & Development
GrantStock Option (Right to Buy) · Derivative 375,000 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0000899243-19-010033 · doc4.xml · derivative · entry 1

Singhal Priya · CIK 0001769608 · Head of Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2029-03-03

F1 · derivative.exercise_date: 25% of this option vests on March 4, 2020, and the remainder vests in equal monthly installments thereafter over 36 months. The option has been granted pursuant to an inducement award agreement outside of the company's 2014 Stock Option and Incentive Plan as a material inducement to the reporting person's acceptance of employment with the company in accordance with NASDAQ Listing Rule 5635(c)(4). The option is subject to acceleration upon a change in control.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 00:04 UTC GrantStock Option (Right to Buy) · Derivative 21,396 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0000899243-19-002067 · doc4.xml · derivative · entry 1

Barrett Peter · CIK 0001291895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,396

Underlying: Common Stock · 21,396 shares

Expires 2029-01-24

F1 · derivative.exercise_date: The stock option was issued in lieu of cash fees under the Non-Employee Director Compensation Policy pursuant to a Non-Qualified Stock Option Agreement and shall vest over a period of one year starting January 1, 2019 on a quarterly basis in arrears.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 00:01 UTC GrantStock Option (Right to Buy) · Derivative 5,717 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0000899243-19-002064 · doc4.xml · derivative · entry 3

PEREZ ROBERT J · CIK 0001263230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

Underlying: Common Stock · 5,717 shares

Expires 2029-01-24

F3 · derivative.exercise_date: The stock option was issued in lieu of cash fees under the Non-Employee Director Compensation Policy pursuant to a Non-Qualified Stock Option Agreement and shall vest over a period of one year starting January 1, 2019 on a quarterly basis in arrears.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 00:01 UTC GrantCommon Stock 4,423 $4.38 $19,372.74
Disclosure

SEC source: 0000899243-19-002064 · doc4.xml · nonDerivative · entry 1

PEREZ ROBERT J · CIK 0001263230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,322

F1 · shares: The common stock was acquired in lieu of cash fees under the Non-Employee Director Compensation Policy pursuant to a Restricted Stock Unit Award and the restrictions lapse over a period of one year starting January 1, 2019 on a quarterly basis in arrears. Each restricted stock unit represents a contingent right to receive one share of Zafgen, Inc. common stock.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 19:01 UTC GrantCommon Stock 10,844 $4.38 $47,496.72
Disclosure

SEC source: 0000899243-19-002065 · doc4.xml · nonDerivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,376

F1 · kind: The common stock was acquired in lieu of cash fees under the Non-Employee Director Compensation Policy pursuant to a Restricted Stock Unit Award and the restrictions lapse over a period of one year starting January 1, 2019 on a quarterly basis in arrears. Each restricted stock unit represents a contingent right to receive one share of Zafgen, Inc. common stock.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 00:00 UTC GrantStock Option (Right to Buy) · Derivative 13,280 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0000899243-19-002062 · doc4.xml · derivative · entry 1

Daniel Thomas O · CIK 0001538894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,280

Underlying: Common Stock · 13,280 shares

Expires 2029-01-24

F1 · derivative.exercise_date: The stock option was issued in lieu of cash fees under the Non-Employee Director Compensation Policy pursuant to a Non-Qualified Stock Option Agreement and shall vest over a period of one year starting January 1, 2019 on a quarterly basis in arrears.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 00:00 UTC GrantStock Option (Right to Buy) · Derivative 11,804 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0000899243-19-002061 · doc4.xml · derivative · entry 1

McDonough Cameron Geoffrey · CIK 0001579130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,804

Underlying: Common Stock · 11,804 shares

Expires 2029-01-24

F1 · derivative.exercise_date: The stock option was issued in lieu of cash fees under the Non-Employee Director Compensation Policy pursuant to a Non-Qualified Stock Option Agreement and shall vest over a period of one year starting January 1, 2019 on a quarterly basis in arrears.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 20:25 UTC
McVeigh BrianChief Business Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0000899243-19-001928 · doc4.xml · derivative · entry 1

McVeigh Brian · CIK 0001742110 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-01-22

F1 · derivative.exercise_date: 25% of this option vests on January 22, 2020, and the remainder vests in equal monthly installments thereafter over 36 months.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 20:25 UTC
KIM DENNIS DChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0000899243-19-001926 · doc4.xml · derivative · entry 1

KIM DENNIS D · CIK 0001456750 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2029-01-22

F1 · derivative.exercise_date: 25% of this option vests on January 22, 2020, and the remainder vests in equal monthly installments thereafter over 36 months.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 01:24 UTC
Allen Patricia LChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0000899243-19-001925 · doc4.xml · derivative · entry 1

Allen Patricia L · CIK 0001348587 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-01-22

F1 · derivative.exercise_date: 25% of this option vests on January 22, 2020, and the remainder vests in equal monthly installments thereafter over 36 months.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 01:25 UTC
Hatfield Jeffrey S.Director · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 525,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0000899243-19-001927 · doc4.xml · derivative · entry 1

Hatfield Jeffrey S. · CIK 0001609879 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Common Stock · 525,000 shares

Expires 2029-01-22

F1 · derivative.exercise_date: 25% of this option vests on January 22, 2020, and the remainder vests in equal monthly installments thereafter over 36 months.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 16:01 UTC OtherCommon Stock 234,321 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-043521 · a4.xml · nonDerivative · entry 2

Atlas Venture Fund VII L P · CIK 0001346450 · 10% owner

Atlas Venture Associates VII, L.P. · CIK 0001377726 · 10% owner

Atlas Venture Associates VII, Inc. · CIK 0001377725 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11

F2 · kind: On June 29, 2018, Atlas Venture Associates VII LP ("AVA VII LP"), the general partner of Atlas Venture VII distributed, for no consideration, 234,421 shares of the Issuer's Common Stock, pro-rata, to its partners, including its limited partners and its general partner, in accordance with the exemptions afforded by Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. The distribution was effected pursuant to a Rule 10b5-1 plan adopted by AVA VII on December 22, 2017.

F1 · price: On June 29, 2018, Atlas Venture Fund VII LP ("Atlas Venture VII") distributed, for no consideration, 1,126,546 shares of the Issuer's Common Stock, pro-rata, to its partners, including its limited partners and its general partner, in accordance with the exemptions afforded by Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. The distribution was effected pursuant to a Rule 10b5-1 plan adopted by Atlas Venture VII on December 22, 2017.

F4 · ownership.direct: These shares are held directly by AVA VII LP. The general partner of AVA VII LP is AVA VII Inc. AVA VII Inc. disclaims Section 16 beneficial ownership of such shares, except to the extent of a pecuniary interest, if any, therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 16:01 UTC OtherCommon Stock 1,126,546 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-043521 · a4.xml · nonDerivative · entry 1

Atlas Venture Fund VII L P · CIK 0001346450 · 10% owner

Atlas Venture Associates VII, L.P. · CIK 0001377726 · 10% owner

Atlas Venture Associates VII, Inc. · CIK 0001377725 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,506,184

F1 · kind: On June 29, 2018, Atlas Venture Fund VII LP ("Atlas Venture VII") distributed, for no consideration, 1,126,546 shares of the Issuer's Common Stock, pro-rata, to its partners, including its limited partners and its general partner, in accordance with the exemptions afforded by Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. The distribution was effected pursuant to a Rule 10b5-1 plan adopted by Atlas Venture VII on December 22, 2017.

F1 · price: On June 29, 2018, Atlas Venture Fund VII LP ("Atlas Venture VII") distributed, for no consideration, 1,126,546 shares of the Issuer's Common Stock, pro-rata, to its partners, including its limited partners and its general partner, in accordance with the exemptions afforded by Rule 16a-9 and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. The distribution was effected pursuant to a Rule 10b5-1 plan adopted by Atlas Venture VII on December 22, 2017.

F3 · ownership.direct: These shares are held directly by Atlas Venture VII. The general partner of Atlas Venture VII is AVA VII LP, and the general partner of AVA VII LP is Atlas Venture Associates VII, Inc. ("AVA VII Inc."). AVA VII LP and AVA VII Inc. disclaim Section 16 beneficial ownership of such shares, except to the extent of a pecuniary interest, if any, therein. This report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for the purposes of Section 16 or for any other purpose.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 23:01 UTC
Hughes Thomas E.Director · See Remarks
SaleCommon Stock 32,000 $10.00 $320,000.00
Disclosure

SEC source: 0000899243-18-018764 · doc4.xml · nonDerivative · entry 1

Hughes Thomas E. · CIK 0001611048 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,247

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:37 UTC
Barrett PeterDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-18-015555 · doc4.xml · derivative · entry 1

Barrett Peter · CIK 0001291895 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-06-06

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 6, 2019 or the date of the 2019 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:33 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-18-015550 · doc4.xml · derivative · entry 1

PEREZ ROBERT J · CIK 0001263230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-06-06

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 6, 2019 or the date of the 2019 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:44 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-18-015560 · doc4.xml · derivative · entry 1

THOMAS FRANK E · CIK 0001242616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-06-06

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 6, 2019 or the date of the 2019 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 17:35 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-18-015554 · doc4.xml · derivative · entry 1

LAMATTINA JOHN L · CIK 0001216074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-06-06

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 6, 2019 or the date of the 2019 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:39 UTC GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-18-015557 · doc4.xml · derivative · entry 2

EVERETT WENDY · CIK 0001742622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-06-06

F2 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest monthly over a three year period beginning on the grant date subject to the director's continued service on the board of directors, and provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:39 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-18-015557 · doc4.xml · derivative · entry 1

EVERETT WENDY · CIK 0001742622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-06-06

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 6, 2019 or the date of the 2019 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:34 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-18-015551 · doc4.xml · derivative · entry 1

Daniel Thomas O · CIK 0001538894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-06-06

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 6, 2019 or the date of the 2019 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:31 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-18-015549 · doc4.xml · derivative · entry 1

McDonough Cameron Geoffrey · CIK 0001579130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-06-06

F1 · derivative.exercise_date: These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 6, 2019 or the date of the 2019 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company.

Read SEC document
May 29, 2018 Filed May 30, 2018 17:32 UTC
McVeigh BrianChief Business Officer
GrantStock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000899243-18-014478 · doc4.xml · derivative · entry 1

McVeigh Brian · CIK 0001742110 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2028-05-29

F1 · derivative.exercise_date: 25% of this option vests on May 29, 2019 and the remainder vests in equal monthly installments thereafter over a 3-year period. The option has been granted pursuant to an inducement award agreement outside of the company's 2014 Stock Option and Incentive Plan as a material inducement to the reporting person's acceptance of employment with the company in accordance with NASDAQ Listing Rule 5635(c)(4). The option is subject to acceleration upon a change in control pursuant to the terms of the reporting person's Severance and Change in Control Agreement dated as of May 29, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.