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Nasdaq · USD

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LIVEPERSON INC

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7365
SEC CIK
0001102993
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202600
Mar 202604
Apr 202601
May 202602
Jun 202601
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2021 Filed May 12, 2021 00:23 UTC
Spinelli AlexanderEVP, Chief Technology Officer
GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000092 · wf-form4_162077897812686.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,909

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 16,500 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

F2 · balance_after: Number reported includes 99,825 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:22 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 82,700 $0.00 Strike: $51.74 $0.00
Disclosure

SEC source: 0001102993-21-000090 · wf-form4_162077890649164.xml · derivative · entry 3

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,700

Underlying: Common Stock · 82,700 shares

Expires 2031-04-09

F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:22 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantCommon Stock 38,700 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000090 · wf-form4_162077890649164.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,084

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 38,700 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

F2 · balance_after: Number reported includes 194,053 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:20 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantStock Option (Right to Buy) · Derivative 22,800 $0.00 Strike: $51.74 $0.00
Disclosure

SEC source: 0001102993-21-000088 · wf-form4_162077881156288.xml · derivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,800

Underlying: Common Stock · 22,800 shares

Expires 2031-04-09

F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:20 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantCommon Stock 10,700 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000088 · wf-form4_162077881156288.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,759

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 10,700 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

F2 · balance_after: The amount reported includes 11,125 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:19 UTC
Collins John DeNeenChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 29,000 $0.00 Strike: $51.74 $0.00
Disclosure

SEC source: 0001102993-21-000086 · wf-form4_162077873086097.xml · derivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2031-04-09

F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

Read SEC document
May 07, 2021 Filed May 12, 2021 00:19 UTC
Collins John DeNeenChief Financial Officer
GrantCommon Stock 13,600 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000086 · wf-form4_162077873086097.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,712

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 13,600 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

F2 · balance_after: Number reported includes 33,793 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 21, 2021 Filed May 12, 2021 00:26 UTC
Osumi Norman M.Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 23,300 $0.00 Strike: $55.17 $0.00
Disclosure

SEC source: 0001102993-21-000096 · wf-form4_162077918660945.xml · derivative · entry 2

Osumi Norman M. · CIK 0001848322 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,300

Underlying: Common Stock · 23,300 shares

Expires 2031-04-21

F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 21, 2021.

Read SEC document
April 21, 2021 Filed May 12, 2021 00:26 UTC
Osumi Norman M.Chief Accounting Officer
GrantCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000096 · wf-form4_162077918660945.xml · nonDerivative · entry 1

Osumi Norman M. · CIK 0001848322 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 5,500 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 21, 2021.

F2 · balance_after: Number reported includes 5,500 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:27 UTC
Spinelli AlexanderEVP, Chief Technology Officer
SaleCommon Stock 1,992 $56.13 $111,810.96
Disclosure

SEC source: 0001102993-21-000071 · wf-form4_161843562282389.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,409

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on April 11, 2021.

F2 · balance_after: Number reported includes 83,325 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 21:25 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 1,348 $56.13 $75,663.24
Disclosure

SEC source: 0001102993-21-000069 · wf-form4_161843553784590.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,059

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on April 11, 2021.

F2 · balance_after: The amount reported includes 425 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 21:52 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $9.34 $0.00
Disclosure

SEC source: 0001102993-21-000067 · wf-form4_161800515351394.xml · derivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 21:52 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 20,000 $9.34 $186,800.00
Disclosure

SEC source: 0001102993-21-000067 · wf-form4_161800515351394.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:24 UTC
Spinelli AlexanderEVP, Chief Technology Officer
Tax withholdingCommon Stock 3,385 $55.19 $186,818.15
Disclosure

SEC source: 0001102993-21-000065 · wf-form4_161784146518250.xml · nonDerivative · entry 2

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,401

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the settlement of fully vested restricted stock units on April 5, 2021.

F2 · balance_after: Number reported includes 88,325 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:24 UTC
Spinelli AlexanderEVP, Chief Technology Officer
GrantCommon Stock 8,600 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000065 · wf-form4_161784146518250.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,786

F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets.

F2 · balance_after: Number reported includes 88,325 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:19 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,242 $55.19 $565,255.98
Disclosure

SEC source: 0001102993-21-000063 · wf-form4_161784115237812.xml · nonDerivative · entry 2

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,384

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the settlement of fully vested restricted stock units on April 5, 2021.

F2 · balance_after: Number reported includes 155,353 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:19 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantCommon Stock 22,100 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000063 · wf-form4_161784115237812.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,626

F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets.

F2 · balance_after: Number reported includes 155,353 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:13 UTC
Collins John DeNeenChief Financial Officer
Tax withholdingCommon Stock 3,723 $55.19 $205,472.37
Disclosure

SEC source: 0001102993-21-000059 · wf-form4_161784079333295.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,112

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the settlement of fully vested restricted stock units on April 5, 2021.

F2 · balance_after: Number reported includes 20,193 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:13 UTC
Collins John DeNeenChief Financial Officer
GrantCommon Stock 8,600 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000059 · wf-form4_161784079333295.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,835

F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets.

F2 · balance_after: Number reported includes 20,193 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:15 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Tax withholdingCommon Stock 4,577 $55.19 $252,604.63
Disclosure

SEC source: 0001102993-21-000061 · wf-form4_161784091790389.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,407

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the settlement of fully vested restricted stock units on April 5, 2021.

F2 · balance_after: The amount reported includes 2,925 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:15 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantCommon Stock 8,600 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000061 · wf-form4_161784091790389.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,984

F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets.

F2 · balance_after: The amount reported includes 2,925 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 00:11 UTC
Carlough DarylSVP, Global & Corp Controller
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000057 · wf-form4_161784067450953.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,173

F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets.

F2 · balance_after: Number reported includes 8,387 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:44 UTC
Spinelli AlexanderEVP, Chief Technology Officer
SaleCommon Stock 2,815 $54.94 $154,656.10
Disclosure

SEC source: 0001102993-21-000055 · wf-form4_161766969394069.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,186

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 31, 2021.

F2 · balance_after: Number reported includes 88,325 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:36 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 6,276 $54.94 $344,803.44
Disclosure

SEC source: 0001102993-21-000053 · wf-form4_161766931345754.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,526

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 31, 2021.

F2 · balance_after: Number reported includes 155,353 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:31 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 2,240 $54.94 $123,065.60
Disclosure

SEC source: 0001102993-21-000051 · wf-form4_161766902178055.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,384

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 31, 2021.

F2 · balance_after: The amount reported includes 2,925 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:25 UTC
Collins John DeNeenChief Financial Officer
SaleCommon Stock 1,934 $54.94 $106,253.96
Disclosure

SEC source: 0001102993-21-000049 · wf-form4_161766861933458.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,235

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 31, 2021.

F2 · balance_after: Number reported includes 20,193 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:02 UTC
Spinelli AlexanderEVP, Chief Technology Officer
SaleCommon Stock 5,661 $54.93 $310,958.73
Disclosure

SEC source: 0001102993-21-000045 · wf-form4_161593211576122.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,001

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.93 to $54.94, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Number reported includes 96,100 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 23:58 UTC
Spinelli AlexanderEVP, Chief Technology Officer
SaleCommon Stock 4,839 $55.25 $267,354.75
Disclosure

SEC source: 0001102993-21-000043 · wf-form4_161550706310892.xml · nonDerivative · entry 2

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,662

F3 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 9, 2021.

F2 · balance_after: Number reported includes 96,100 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 23:55 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 7,706 $55.25 $425,756.50
Disclosure

SEC source: 0001102993-21-000041 · wf-form4_161550690179811.xml · nonDerivative · entry 2

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,802

F3 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 9, 2021.

F2 · balance_after: Number reported includes 170,078 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 23:53 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 2,930 $55.25 $161,882.50
Disclosure

SEC source: 0001102993-21-000039 · wf-form4_161550676663490.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,624

F3 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 9, 2021.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
March 11, 2021 Filed Mar 11, 2021 23:50 UTC
Collins John DeNeenChief Financial Officer
SaleCommon Stock 2,144 $55.25 $118,456.00
Disclosure

SEC source: 0001102993-21-000037 · wf-form4_161550664002122.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,169

F3 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 9, 2021.

F2 · balance_after: Number reported includes 25,693 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 23:58 UTC
Spinelli AlexanderEVP, Chief Technology Officer
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000043 · wf-form4_161550706310892.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,501

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number reported includes 96,100 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 23:55 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
GrantCommon Stock 14,200 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000041 · wf-form4_161550690179811.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,508

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number reported includes 170,078 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 23:53 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000039 · wf-form4_161550676663490.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,554

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 23:50 UTC
Collins John DeNeenChief Financial Officer
GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000037 · wf-form4_161550664002122.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,313

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number reported includes 25,693 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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March 09, 2021 Filed Mar 11, 2021 23:49 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.34 $0.00
Disclosure

SEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is fully exercisable.

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March 09, 2021 Filed Mar 11, 2021 23:49 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $7.60 $0.00
Disclosure

SEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 2,500 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

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March 09, 2021 Filed Mar 11, 2021 23:49 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 10,000 $9.34 $93,400.00
Disclosure

SEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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March 09, 2021 Filed Mar 11, 2021 23:49 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 2,500 $7.60 $19,000.00
Disclosure

SEC source: 0001102993-21-000035 · wf-form4_161550653568054.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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March 04, 2021 Filed Mar 8, 2021 22:01 UTC
Carlough DarylSVP, Global & Corp Controller
GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000033 · wf-form4_161524084470226.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,273

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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March 02, 2021 Filed Mar 4, 2021 23:16 UTC
Spinelli AlexanderEVP, Chief Technology Officer
SaleCommon Stock 18,398 $65.27 $1,200,837.46
Disclosure

SEC source: 0001102993-21-000029 · wf-form4_161489974073869.xml · nonDerivative · entry 1

Spinelli Alexander · CIK 0001737424 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,001

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 1, 2021.

F2 · balance_after: Number reported includes 96,100 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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March 01, 2021 Filed Mar 3, 2021 21:16 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 12,080 $0.00 Strike: $10.13 $0.00
Disclosure

SEC source: 0001102993-21-000027 · wf-form4_161480616281077.xml · derivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,920

Underlying: Common Stock · 12,080 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · derivative.exercise_date: The Option is fully exercisable.

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March 01, 2021 Filed Mar 3, 2021 21:16 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 12,080 $66.56 $804,044.80
Disclosure

SEC source: 0001102993-21-000027 · wf-form4_161480616281077.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

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March 01, 2021 Filed Mar 3, 2021 21:16 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionCommon Stock 12,080 $10.13 $122,370.40
Disclosure

SEC source: 0001102993-21-000027 · wf-form4_161480616281077.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

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February 23, 2021 Filed Feb 25, 2021 00:28 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 12,663 $62.09 $786,245.67
Disclosure

SEC source: 0001102993-21-000018 · wf-form4_161421286905290.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,308

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on February 19, 2021.

F2 · balance_after: Number reported includes 170,078 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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February 16, 2021 Filed Feb 17, 2021 23:27 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $10.13 $0.00
Disclosure

SEC source: 0001102993-21-000016 · wf-form4_161360444067506.xml · derivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 10,000 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · derivative.exercise_date: The Option is fully exercisable.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 23:27 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 10,000 $70.72 $707,200.00
Disclosure

SEC source: 0001102993-21-000016 · wf-form4_161360444067506.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 23:27 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionCommon Stock 10,000 $10.13 $101,300.00
Disclosure

SEC source: 0001102993-21-000016 · wf-form4_161360444067506.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 23:25 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 2,061 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,557

Underlying: Common Stock · 2,061 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 22,118 underlying shares (after taking into account prior exercises, but including the 2,061 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 17,500 underlying shares in four remaining equal installments on each of May 16, August 16 and November 16, 2021 and February 16, 2022.

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February 16, 2021 Filed Feb 17, 2021 23:25 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 2,061 $70.72 $145,753.92
Disclosure

SEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.